AY
Alexander Yarovoy
info
Please Note
<p>This page displays the records of the person named above and is not linked to a unique person identifier. This record may need to be merged to a profile.</p>
33 records found
1
Master thesis
(2026)
-
J.H.F. Jaspers, J.N. Driessen, S. Chioccarello, Alexander Yarovoy , R. Heusdens
Modern multifunction radar systems have to assign limited sensing resources across multiple targets and radar tasks. For mission specific scenarios, the allocation should not only improve simple performance measures such as estimation accuracy or information gain. The allocation should be focusing on the operational consequences of the decisions supported by the radar. Therefore, in this thesis a novel Bayes risk-based radar resource management framework for joint multi-target track maintenance and classification is proposed. The framework assigns resources by minimizing the expected cost of incorrect target existence and classification decisions under a shared radar time budget.
The proposed approach represents target classes and absence within a novel joint Bayesian hypothesis space. Each radar update consists of a kinematic range-azimuth measurement and a scalar class related feature measurement. These measurements are used in a recursive Bayesian update that accounts for target existence uncertainty, class uncertainty, missed detections, and clutter. The resulting belief state is then used in a Bayes risk decision formulation with a user-defined cost matrix. Mission-specific objectives can then be encoded directly, by choosing the right costs in this matrix. These could for example include different penalties for: missed targets, false tracks, class-confusion errors, high-priority target classes, or mission specific important regions.
Because the resulting expected Bayes risk cannot generally be evaluated in a closed analytical form, the conditional decision probabilities have to be approximated using Monte Carlo sampling. The sampled risk values are then converted into deterministic surrogate risk functions through smoothing, monotonicity enforcement, and finally interpolation. After this processing, the resulting surrogate functions are used in a constrained resource optimization.
The simulation results show that the proposed framework produces interpretable adaptive allocation behavior. This behavior can be related directly to the specified mission costs and the estimated belief state. The ability to encode mission-specific costs in the Bayes risk objective therefore becomes one of the key features of the framework. By changing the cost matrix, the user can determine which decision errors, target classes, or operational regions should have the strongest influence on the resource allocation.
More resources are assigned to targets for which additional sensing is expected to reduce the decision risk most strongly. This can occur because of poor measurement quality, high uncertainty, target appearance or disappearance, or increased operational cost. The framework performed particularly well in scenarios with mission-specific objectives, with cumulative risk improvements of up to approximately 30% compared with a fixed equal-budget allocation. Overall, the optimized allocation reduced the cumulative realized Bayes risk in all considered scenarios.
These results show that the proposed Bayes risk objective is suitable for joint track maintenance and classification RRM. The framework shows a direct link between sensing resource allocation and mission dependent decision costs. The observed fluctuations in the realized risk also show limitations of the myopic one step ahead implementation. This limitation motivates future work on longer horizon optimization and the joint optimization of multiple resources at the same time.
...
The proposed approach represents target classes and absence within a novel joint Bayesian hypothesis space. Each radar update consists of a kinematic range-azimuth measurement and a scalar class related feature measurement. These measurements are used in a recursive Bayesian update that accounts for target existence uncertainty, class uncertainty, missed detections, and clutter. The resulting belief state is then used in a Bayes risk decision formulation with a user-defined cost matrix. Mission-specific objectives can then be encoded directly, by choosing the right costs in this matrix. These could for example include different penalties for: missed targets, false tracks, class-confusion errors, high-priority target classes, or mission specific important regions.
Because the resulting expected Bayes risk cannot generally be evaluated in a closed analytical form, the conditional decision probabilities have to be approximated using Monte Carlo sampling. The sampled risk values are then converted into deterministic surrogate risk functions through smoothing, monotonicity enforcement, and finally interpolation. After this processing, the resulting surrogate functions are used in a constrained resource optimization.
The simulation results show that the proposed framework produces interpretable adaptive allocation behavior. This behavior can be related directly to the specified mission costs and the estimated belief state. The ability to encode mission-specific costs in the Bayes risk objective therefore becomes one of the key features of the framework. By changing the cost matrix, the user can determine which decision errors, target classes, or operational regions should have the strongest influence on the resource allocation.
More resources are assigned to targets for which additional sensing is expected to reduce the decision risk most strongly. This can occur because of poor measurement quality, high uncertainty, target appearance or disappearance, or increased operational cost. The framework performed particularly well in scenarios with mission-specific objectives, with cumulative risk improvements of up to approximately 30% compared with a fixed equal-budget allocation. Overall, the optimized allocation reduced the cumulative realized Bayes risk in all considered scenarios.
These results show that the proposed Bayes risk objective is suitable for joint track maintenance and classification RRM. The framework shows a direct link between sensing resource allocation and mission dependent decision costs. The observed fluctuations in the realized risk also show limitations of the myopic one step ahead implementation. This limitation motivates future work on longer horizon optimization and the joint optimization of multiple resources at the same time.
...
Modern multifunction radar systems have to assign limited sensing resources across multiple targets and radar tasks. For mission specific scenarios, the allocation should not only improve simple performance measures such as estimation accuracy or information gain. The allocation should be focusing on the operational consequences of the decisions supported by the radar. Therefore, in this thesis a novel Bayes risk-based radar resource management framework for joint multi-target track maintenance and classification is proposed. The framework assigns resources by minimizing the expected cost of incorrect target existence and classification decisions under a shared radar time budget.
The proposed approach represents target classes and absence within a novel joint Bayesian hypothesis space. Each radar update consists of a kinematic range-azimuth measurement and a scalar class related feature measurement. These measurements are used in a recursive Bayesian update that accounts for target existence uncertainty, class uncertainty, missed detections, and clutter. The resulting belief state is then used in a Bayes risk decision formulation with a user-defined cost matrix. Mission-specific objectives can then be encoded directly, by choosing the right costs in this matrix. These could for example include different penalties for: missed targets, false tracks, class-confusion errors, high-priority target classes, or mission specific important regions.
Because the resulting expected Bayes risk cannot generally be evaluated in a closed analytical form, the conditional decision probabilities have to be approximated using Monte Carlo sampling. The sampled risk values are then converted into deterministic surrogate risk functions through smoothing, monotonicity enforcement, and finally interpolation. After this processing, the resulting surrogate functions are used in a constrained resource optimization.
The simulation results show that the proposed framework produces interpretable adaptive allocation behavior. This behavior can be related directly to the specified mission costs and the estimated belief state. The ability to encode mission-specific costs in the Bayes risk objective therefore becomes one of the key features of the framework. By changing the cost matrix, the user can determine which decision errors, target classes, or operational regions should have the strongest influence on the resource allocation.
More resources are assigned to targets for which additional sensing is expected to reduce the decision risk most strongly. This can occur because of poor measurement quality, high uncertainty, target appearance or disappearance, or increased operational cost. The framework performed particularly well in scenarios with mission-specific objectives, with cumulative risk improvements of up to approximately 30% compared with a fixed equal-budget allocation. Overall, the optimized allocation reduced the cumulative realized Bayes risk in all considered scenarios.
These results show that the proposed Bayes risk objective is suitable for joint track maintenance and classification RRM. The framework shows a direct link between sensing resource allocation and mission dependent decision costs. The observed fluctuations in the realized risk also show limitations of the myopic one step ahead implementation. This limitation motivates future work on longer horizon optimization and the joint optimization of multiple resources at the same time.
The proposed approach represents target classes and absence within a novel joint Bayesian hypothesis space. Each radar update consists of a kinematic range-azimuth measurement and a scalar class related feature measurement. These measurements are used in a recursive Bayesian update that accounts for target existence uncertainty, class uncertainty, missed detections, and clutter. The resulting belief state is then used in a Bayes risk decision formulation with a user-defined cost matrix. Mission-specific objectives can then be encoded directly, by choosing the right costs in this matrix. These could for example include different penalties for: missed targets, false tracks, class-confusion errors, high-priority target classes, or mission specific important regions.
Because the resulting expected Bayes risk cannot generally be evaluated in a closed analytical form, the conditional decision probabilities have to be approximated using Monte Carlo sampling. The sampled risk values are then converted into deterministic surrogate risk functions through smoothing, monotonicity enforcement, and finally interpolation. After this processing, the resulting surrogate functions are used in a constrained resource optimization.
The simulation results show that the proposed framework produces interpretable adaptive allocation behavior. This behavior can be related directly to the specified mission costs and the estimated belief state. The ability to encode mission-specific costs in the Bayes risk objective therefore becomes one of the key features of the framework. By changing the cost matrix, the user can determine which decision errors, target classes, or operational regions should have the strongest influence on the resource allocation.
More resources are assigned to targets for which additional sensing is expected to reduce the decision risk most strongly. This can occur because of poor measurement quality, high uncertainty, target appearance or disappearance, or increased operational cost. The framework performed particularly well in scenarios with mission-specific objectives, with cumulative risk improvements of up to approximately 30% compared with a fixed equal-budget allocation. Overall, the optimized allocation reduced the cumulative realized Bayes risk in all considered scenarios.
These results show that the proposed Bayes risk objective is suitable for joint track maintenance and classification RRM. The framework shows a direct link between sensing resource allocation and mission dependent decision costs. The observed fluctuations in the realized risk also show limitations of the myopic one step ahead implementation. This limitation motivates future work on longer horizon optimization and the joint optimization of multiple resources at the same time.
This thesis investigates drone detection using radar in the K-band, around 24 GHz, where detection is challenging because drones have a low radar cross section (RCS), move at relatively low radial speeds, and must be distinguished from clutter. For range-Doppler detection several Constant False Alarm Rate (CFAR) detectors have been implemented, namely Cell-Averaging CFAR (CA-CFAR), Ordered-Statistic CFAR (OS-CFAR), Greatest-Of CFAR (GO-CFAR), Smallest-Of CFAR (SO-CFAR), and Clutter-Map CFAR (CM-CFAR). For direction of arrival (DoA) estimation, MVDR and MUSIC are used to estimate the azimuth angle. Together, these stages output the range, radial velocity and azimuth of the detected drone. The trade-off between computational cost and detection performance is then studied by building a benchmark and testing the algorithms against it. At close range, from 0 to 25 m, the CFAR algorithm with the highest 𝐹2 score was CA-CFAR, while beyond 25 m CM-CFAR was generally more robust, and
among the spatial CFAR algorithms SO-CFAR remained competitive at longer ranges. For the direction of arrival a new range-Doppler guided processing pipeline is introduced, which runs between 80 and
120 times faster than the original full range-angle pipeline. This speed-up comes at the cost of detection performance. The most robust angle estimator was MUSIC combined with argmax selection, although it requires the number of sources to be known beforehand. MVDR with argmax selection achieved slightly lower results but does not carry this requirement. By contrast, in the original full range-angle pipeline, MUSIC combined with the 2D GO-CFAR consistently achieved the highest 𝐹0.5 scores. Finally, the selected configuration was evaluated on an additional validation flight. Although the detected range
trajectory broadly followed the GPS-derived trajectory, the large number of false detections showed that the selected configuration only partially transferred to this flight. ...
among the spatial CFAR algorithms SO-CFAR remained competitive at longer ranges. For the direction of arrival a new range-Doppler guided processing pipeline is introduced, which runs between 80 and
120 times faster than the original full range-angle pipeline. This speed-up comes at the cost of detection performance. The most robust angle estimator was MUSIC combined with argmax selection, although it requires the number of sources to be known beforehand. MVDR with argmax selection achieved slightly lower results but does not carry this requirement. By contrast, in the original full range-angle pipeline, MUSIC combined with the 2D GO-CFAR consistently achieved the highest 𝐹0.5 scores. Finally, the selected configuration was evaluated on an additional validation flight. Although the detected range
trajectory broadly followed the GPS-derived trajectory, the large number of false detections showed that the selected configuration only partially transferred to this flight. ...
This thesis investigates drone detection using radar in the K-band, around 24 GHz, where detection is challenging because drones have a low radar cross section (RCS), move at relatively low radial speeds, and must be distinguished from clutter. For range-Doppler detection several Constant False Alarm Rate (CFAR) detectors have been implemented, namely Cell-Averaging CFAR (CA-CFAR), Ordered-Statistic CFAR (OS-CFAR), Greatest-Of CFAR (GO-CFAR), Smallest-Of CFAR (SO-CFAR), and Clutter-Map CFAR (CM-CFAR). For direction of arrival (DoA) estimation, MVDR and MUSIC are used to estimate the azimuth angle. Together, these stages output the range, radial velocity and azimuth of the detected drone. The trade-off between computational cost and detection performance is then studied by building a benchmark and testing the algorithms against it. At close range, from 0 to 25 m, the CFAR algorithm with the highest 𝐹2 score was CA-CFAR, while beyond 25 m CM-CFAR was generally more robust, and
among the spatial CFAR algorithms SO-CFAR remained competitive at longer ranges. For the direction of arrival a new range-Doppler guided processing pipeline is introduced, which runs between 80 and
120 times faster than the original full range-angle pipeline. This speed-up comes at the cost of detection performance. The most robust angle estimator was MUSIC combined with argmax selection, although it requires the number of sources to be known beforehand. MVDR with argmax selection achieved slightly lower results but does not carry this requirement. By contrast, in the original full range-angle pipeline, MUSIC combined with the 2D GO-CFAR consistently achieved the highest 𝐹0.5 scores. Finally, the selected configuration was evaluated on an additional validation flight. Although the detected range
trajectory broadly followed the GPS-derived trajectory, the large number of false detections showed that the selected configuration only partially transferred to this flight.
among the spatial CFAR algorithms SO-CFAR remained competitive at longer ranges. For the direction of arrival a new range-Doppler guided processing pipeline is introduced, which runs between 80 and
120 times faster than the original full range-angle pipeline. This speed-up comes at the cost of detection performance. The most robust angle estimator was MUSIC combined with argmax selection, although it requires the number of sources to be known beforehand. MVDR with argmax selection achieved slightly lower results but does not carry this requirement. By contrast, in the original full range-angle pipeline, MUSIC combined with the 2D GO-CFAR consistently achieved the highest 𝐹0.5 scores. Finally, the selected configuration was evaluated on an additional validation flight. Although the detected range
trajectory broadly followed the GPS-derived trajectory, the large number of false detections showed that the selected configuration only partially transferred to this flight.
Joint Communication and Sensing (JCAS) represents a key paradigm shift for future wireless systems, enabling efficient use of hardware and spectral resources. However, the integration of these two functions creates a fundamental challenge in resource management, as communication and sensing have conflicting performance objectives. This thesis addresses this challenge by developing a practical, simulation-based framework to optimize resource allocation in a communication-centric, mmWave JCAS system. A comprehensive system-level model is developed, which integrates time-frequency allocation, gain sharing, and beamforming at the Physical Resource Block - Transmission Time Interval level. Using this model, extensive Monte Carlo simulations are performed to characterize the trade-off between communication throughput and sensing accuracy, evaluated using practical metrics such as Root Mean Square Error (RMSE) and throughput. The results reveal that allocating joint resources in the center of the time-frequency grid outperforms the edge-based allocations using practical periodogram estimators. The proposed optimization tool successfully identifies the optimal resource parameters that maximize system performance under specific constraints. Furthermore, the analysis of an interference-nulling receiver provides critical insights into the trade-offs between interference suppression, noise enhancement, and beam robustness. Ultimately, this work provides a valuable design tool and a set of clear strategies for configuring the operational parameters of practical JCAS systems.
...
Joint Communication and Sensing (JCAS) represents a key paradigm shift for future wireless systems, enabling efficient use of hardware and spectral resources. However, the integration of these two functions creates a fundamental challenge in resource management, as communication and sensing have conflicting performance objectives. This thesis addresses this challenge by developing a practical, simulation-based framework to optimize resource allocation in a communication-centric, mmWave JCAS system. A comprehensive system-level model is developed, which integrates time-frequency allocation, gain sharing, and beamforming at the Physical Resource Block - Transmission Time Interval level. Using this model, extensive Monte Carlo simulations are performed to characterize the trade-off between communication throughput and sensing accuracy, evaluated using practical metrics such as Root Mean Square Error (RMSE) and throughput. The results reveal that allocating joint resources in the center of the time-frequency grid outperforms the edge-based allocations using practical periodogram estimators. The proposed optimization tool successfully identifies the optimal resource parameters that maximize system performance under specific constraints. Furthermore, the analysis of an interference-nulling receiver provides critical insights into the trade-offs between interference suppression, noise enhancement, and beam robustness. Ultimately, this work provides a valuable design tool and a set of clear strategies for configuring the operational parameters of practical JCAS systems.
One of the main challenges of Moving Target Indication (MTI) with spaceborne radars is distinguishing moving targets from strong ground clutter, primarily due to the high velocity of the radar platform. This issue is particularly pronounced in spaceborne systems, where satellites in Low Earth Orbit (LEO) travel at speeds of approximately 7,000 m/s. Such rapid motion causes a broadening of the clutter Doppler spectrum, making it especially difficult to detect slowly moving targets, as their signals are often masked by the clutter. To address this challenge, advanced MTI techniques are required, which rely on multiple receiving antennas arranged along the flight direction and separated by a defined baseline. These multiple antennas enable spatial sampling, allowing the system to resolve differences not only in Doppler frequency but also in angle, thereby enhancing the ability to separate moving targets from ground clutter. Among these techniques, Space-Time Adaptive Processing (STAP) has been the most extensively studied in the literature, as it offers full adaptivity in both space and time domains.
In this study, we implement STAP and evaluate its efficiency in a SwarmSAR system, which is a multistatic spaceborne radar configuration where each satellite carries a single antenna and serves as an individual element of the distributed array. To the best of our knowledge, STAP has not previously been applied in such a configuration. The results demonstrate that STAP can be effectively applied, with clutter suppression improving as the target moves further from the clutter subspace. Due to the significantly larger baselines in SwarmSAR systems compared to the wavelength, targets can be detected at relatively low velocities (below 1 m/s). However, these large baselines are also the primary limitation to STAP performance in a SwarmSAR topology. They give rise to grating lobes, which cause angular ambiguities that, due to the coupling between angle of arrival and target velocity introduced by platform motion, translate into velocity ambiguities. Consequently, multiple angle-velocity pairs fall within the clutter subspace, making it impossible to detect targets with those specific combinations.
Moreover, when the baselines are large enough that each satellite measures a different target velocity—differing by more than the velocity resolution—the efficiency of STAP decreases by a factor equal to the array gain, and each satellite produces a separate detection. To address this, we propose a strategy to achieve the same observation geometry across all satellites. Results from this approach demonstrate that it is possible to recover the array gain and achieve a single detection per target. Additionally, when the baselines are non-uniform, the ambiguities in angle of arrival and target velocity are also resolved. It is important to note that these results were obtained under several ideal assumptions, including perfect synchronization and phase stability between satellites, precise knowledge of satellite positions, and stationary clutter. ...
In this study, we implement STAP and evaluate its efficiency in a SwarmSAR system, which is a multistatic spaceborne radar configuration where each satellite carries a single antenna and serves as an individual element of the distributed array. To the best of our knowledge, STAP has not previously been applied in such a configuration. The results demonstrate that STAP can be effectively applied, with clutter suppression improving as the target moves further from the clutter subspace. Due to the significantly larger baselines in SwarmSAR systems compared to the wavelength, targets can be detected at relatively low velocities (below 1 m/s). However, these large baselines are also the primary limitation to STAP performance in a SwarmSAR topology. They give rise to grating lobes, which cause angular ambiguities that, due to the coupling between angle of arrival and target velocity introduced by platform motion, translate into velocity ambiguities. Consequently, multiple angle-velocity pairs fall within the clutter subspace, making it impossible to detect targets with those specific combinations.
Moreover, when the baselines are large enough that each satellite measures a different target velocity—differing by more than the velocity resolution—the efficiency of STAP decreases by a factor equal to the array gain, and each satellite produces a separate detection. To address this, we propose a strategy to achieve the same observation geometry across all satellites. Results from this approach demonstrate that it is possible to recover the array gain and achieve a single detection per target. Additionally, when the baselines are non-uniform, the ambiguities in angle of arrival and target velocity are also resolved. It is important to note that these results were obtained under several ideal assumptions, including perfect synchronization and phase stability between satellites, precise knowledge of satellite positions, and stationary clutter. ...
One of the main challenges of Moving Target Indication (MTI) with spaceborne radars is distinguishing moving targets from strong ground clutter, primarily due to the high velocity of the radar platform. This issue is particularly pronounced in spaceborne systems, where satellites in Low Earth Orbit (LEO) travel at speeds of approximately 7,000 m/s. Such rapid motion causes a broadening of the clutter Doppler spectrum, making it especially difficult to detect slowly moving targets, as their signals are often masked by the clutter. To address this challenge, advanced MTI techniques are required, which rely on multiple receiving antennas arranged along the flight direction and separated by a defined baseline. These multiple antennas enable spatial sampling, allowing the system to resolve differences not only in Doppler frequency but also in angle, thereby enhancing the ability to separate moving targets from ground clutter. Among these techniques, Space-Time Adaptive Processing (STAP) has been the most extensively studied in the literature, as it offers full adaptivity in both space and time domains.
In this study, we implement STAP and evaluate its efficiency in a SwarmSAR system, which is a multistatic spaceborne radar configuration where each satellite carries a single antenna and serves as an individual element of the distributed array. To the best of our knowledge, STAP has not previously been applied in such a configuration. The results demonstrate that STAP can be effectively applied, with clutter suppression improving as the target moves further from the clutter subspace. Due to the significantly larger baselines in SwarmSAR systems compared to the wavelength, targets can be detected at relatively low velocities (below 1 m/s). However, these large baselines are also the primary limitation to STAP performance in a SwarmSAR topology. They give rise to grating lobes, which cause angular ambiguities that, due to the coupling between angle of arrival and target velocity introduced by platform motion, translate into velocity ambiguities. Consequently, multiple angle-velocity pairs fall within the clutter subspace, making it impossible to detect targets with those specific combinations.
Moreover, when the baselines are large enough that each satellite measures a different target velocity—differing by more than the velocity resolution—the efficiency of STAP decreases by a factor equal to the array gain, and each satellite produces a separate detection. To address this, we propose a strategy to achieve the same observation geometry across all satellites. Results from this approach demonstrate that it is possible to recover the array gain and achieve a single detection per target. Additionally, when the baselines are non-uniform, the ambiguities in angle of arrival and target velocity are also resolved. It is important to note that these results were obtained under several ideal assumptions, including perfect synchronization and phase stability between satellites, precise knowledge of satellite positions, and stationary clutter.
In this study, we implement STAP and evaluate its efficiency in a SwarmSAR system, which is a multistatic spaceborne radar configuration where each satellite carries a single antenna and serves as an individual element of the distributed array. To the best of our knowledge, STAP has not previously been applied in such a configuration. The results demonstrate that STAP can be effectively applied, with clutter suppression improving as the target moves further from the clutter subspace. Due to the significantly larger baselines in SwarmSAR systems compared to the wavelength, targets can be detected at relatively low velocities (below 1 m/s). However, these large baselines are also the primary limitation to STAP performance in a SwarmSAR topology. They give rise to grating lobes, which cause angular ambiguities that, due to the coupling between angle of arrival and target velocity introduced by platform motion, translate into velocity ambiguities. Consequently, multiple angle-velocity pairs fall within the clutter subspace, making it impossible to detect targets with those specific combinations.
Moreover, when the baselines are large enough that each satellite measures a different target velocity—differing by more than the velocity resolution—the efficiency of STAP decreases by a factor equal to the array gain, and each satellite produces a separate detection. To address this, we propose a strategy to achieve the same observation geometry across all satellites. Results from this approach demonstrate that it is possible to recover the array gain and achieve a single detection per target. Additionally, when the baselines are non-uniform, the ambiguities in angle of arrival and target velocity are also resolved. It is important to note that these results were obtained under several ideal assumptions, including perfect synchronization and phase stability between satellites, precise knowledge of satellite positions, and stationary clutter.
Joint Pattern and Polarization Synthesis in Active Phased Arrays
Design and Optimization Strategies
Polarimetric Phased Antenna Arrays (PPAA) are widely used in many applications ranging from cellular and satellite communications to automotive and weather radars. To operate the phased array adaptively for the generation of multiple polarization states, the gain and phase of each antenna element (or each port in case of multiport antennas), so called the beamforming weights, have to be optimized. The optimization is performed based on the defined pattern goals and constraints such as the co- and cross- polarization gains and maximum side-lobe levels. By all means, the optimization of complex beamforming weights depends on the architecture of the phased array. Since a PPAA might consist of thousands of antennas, low-cost architectures, requiring a lower number of RF chains, are studied by the researchers through element polarization optimization techniques. Although low-cost solutions considerably lower the cost and complexity of a PPAA, they deteriorate the polarimetric performance of the array due to the lack of optimization studies considering polarimetry.
In this thesis, optimization strategies for low-cost PPAAs are discussed. It is found that the state of the art optimization algorithms limit the operation of a low-cost PPAA to two polarization states, and the polarimetric performance of the array deteriorates substantially for any other polarization state. However, the synthesis of more polarization states from a single array may be demanded for performance enhancement. A new optimization algorithm, mainly using convex optimization, is proposed to extend the capabilities of a low-cost PPAA to three polarizations with a minimal trade-off in the remaining two polarizations. It is shown that for a 16 by 16 ideal planar low-cost PPAA, the EIRP of an arbitrary third polarization (in addition to H and V) can be improved by $3$ dB with a negligible loss in H and V, compared to the state of the art algorithms. Moreover, the low-cost PPAA is simplified even further through subarraying. A new subarrayed architecture, built on the low-cost topology, is proposed along with a novel optimization strategy to further lower the cost of a PPAA. It is shown that with only a $1$ dB loss of EIRP in H and V, a low-cost PPAA can be subarrayed. Lastly, the pattern synthesis problem for low-cost PPAAs is discussed. To maintain polarization purity and the overall pattern shape, the cross-polarized field is also subjected to shaping constraints. The joint pattern and polarization synthesis are explained for the dual-polarized and low-cost architecture, full-wave simulations are integrated into the optimization, and effectiveness of the proposed algorithms are verified. It is shown that for a 13 by 13 array, the co-polarized field can be shaped with a maximum ripple size of $\pm1$ dB, and the cross-polarized field can be suppressed more than $40$ dB with respect to the mask shape. ...
In this thesis, optimization strategies for low-cost PPAAs are discussed. It is found that the state of the art optimization algorithms limit the operation of a low-cost PPAA to two polarization states, and the polarimetric performance of the array deteriorates substantially for any other polarization state. However, the synthesis of more polarization states from a single array may be demanded for performance enhancement. A new optimization algorithm, mainly using convex optimization, is proposed to extend the capabilities of a low-cost PPAA to three polarizations with a minimal trade-off in the remaining two polarizations. It is shown that for a 16 by 16 ideal planar low-cost PPAA, the EIRP of an arbitrary third polarization (in addition to H and V) can be improved by $3$ dB with a negligible loss in H and V, compared to the state of the art algorithms. Moreover, the low-cost PPAA is simplified even further through subarraying. A new subarrayed architecture, built on the low-cost topology, is proposed along with a novel optimization strategy to further lower the cost of a PPAA. It is shown that with only a $1$ dB loss of EIRP in H and V, a low-cost PPAA can be subarrayed. Lastly, the pattern synthesis problem for low-cost PPAAs is discussed. To maintain polarization purity and the overall pattern shape, the cross-polarized field is also subjected to shaping constraints. The joint pattern and polarization synthesis are explained for the dual-polarized and low-cost architecture, full-wave simulations are integrated into the optimization, and effectiveness of the proposed algorithms are verified. It is shown that for a 13 by 13 array, the co-polarized field can be shaped with a maximum ripple size of $\pm1$ dB, and the cross-polarized field can be suppressed more than $40$ dB with respect to the mask shape. ...
Polarimetric Phased Antenna Arrays (PPAA) are widely used in many applications ranging from cellular and satellite communications to automotive and weather radars. To operate the phased array adaptively for the generation of multiple polarization states, the gain and phase of each antenna element (or each port in case of multiport antennas), so called the beamforming weights, have to be optimized. The optimization is performed based on the defined pattern goals and constraints such as the co- and cross- polarization gains and maximum side-lobe levels. By all means, the optimization of complex beamforming weights depends on the architecture of the phased array. Since a PPAA might consist of thousands of antennas, low-cost architectures, requiring a lower number of RF chains, are studied by the researchers through element polarization optimization techniques. Although low-cost solutions considerably lower the cost and complexity of a PPAA, they deteriorate the polarimetric performance of the array due to the lack of optimization studies considering polarimetry.
In this thesis, optimization strategies for low-cost PPAAs are discussed. It is found that the state of the art optimization algorithms limit the operation of a low-cost PPAA to two polarization states, and the polarimetric performance of the array deteriorates substantially for any other polarization state. However, the synthesis of more polarization states from a single array may be demanded for performance enhancement. A new optimization algorithm, mainly using convex optimization, is proposed to extend the capabilities of a low-cost PPAA to three polarizations with a minimal trade-off in the remaining two polarizations. It is shown that for a 16 by 16 ideal planar low-cost PPAA, the EIRP of an arbitrary third polarization (in addition to H and V) can be improved by $3$ dB with a negligible loss in H and V, compared to the state of the art algorithms. Moreover, the low-cost PPAA is simplified even further through subarraying. A new subarrayed architecture, built on the low-cost topology, is proposed along with a novel optimization strategy to further lower the cost of a PPAA. It is shown that with only a $1$ dB loss of EIRP in H and V, a low-cost PPAA can be subarrayed. Lastly, the pattern synthesis problem for low-cost PPAAs is discussed. To maintain polarization purity and the overall pattern shape, the cross-polarized field is also subjected to shaping constraints. The joint pattern and polarization synthesis are explained for the dual-polarized and low-cost architecture, full-wave simulations are integrated into the optimization, and effectiveness of the proposed algorithms are verified. It is shown that for a 13 by 13 array, the co-polarized field can be shaped with a maximum ripple size of $\pm1$ dB, and the cross-polarized field can be suppressed more than $40$ dB with respect to the mask shape.
In this thesis, optimization strategies for low-cost PPAAs are discussed. It is found that the state of the art optimization algorithms limit the operation of a low-cost PPAA to two polarization states, and the polarimetric performance of the array deteriorates substantially for any other polarization state. However, the synthesis of more polarization states from a single array may be demanded for performance enhancement. A new optimization algorithm, mainly using convex optimization, is proposed to extend the capabilities of a low-cost PPAA to three polarizations with a minimal trade-off in the remaining two polarizations. It is shown that for a 16 by 16 ideal planar low-cost PPAA, the EIRP of an arbitrary third polarization (in addition to H and V) can be improved by $3$ dB with a negligible loss in H and V, compared to the state of the art algorithms. Moreover, the low-cost PPAA is simplified even further through subarraying. A new subarrayed architecture, built on the low-cost topology, is proposed along with a novel optimization strategy to further lower the cost of a PPAA. It is shown that with only a $1$ dB loss of EIRP in H and V, a low-cost PPAA can be subarrayed. Lastly, the pattern synthesis problem for low-cost PPAAs is discussed. To maintain polarization purity and the overall pattern shape, the cross-polarized field is also subjected to shaping constraints. The joint pattern and polarization synthesis are explained for the dual-polarized and low-cost architecture, full-wave simulations are integrated into the optimization, and effectiveness of the proposed algorithms are verified. It is shown that for a 13 by 13 array, the co-polarized field can be shaped with a maximum ripple size of $\pm1$ dB, and the cross-polarized field can be suppressed more than $40$ dB with respect to the mask shape.
The rapid development of communication and radar technologies, including advancements in 5G, automotive radar, satellite communication, and weather radar systems, demands not just better bandwidth and speed but also power-efficient active antenna design capable of addressing thermal management challenges.
Thermal management has become progressively more important as small radio-frequency (RF) chips are incorporated into a tightly packed phased array to generate power and achieve beam-forming. These chips generate significant heat which accumulates between chips and antenna structures, leading to overheating, material deformation, and potential system failure. Traditional cooling solutions such as fans and liquid-based systems address these problems to some extent but are often bulky, expensive, and impractical for use in remote locations. As the need for high-frequency, high-power antenna systems grows, modern approaches that inherently mix electromagnetic performance with thermal efficiency have become essential.
Modern antenna design must therefore concentrate on integrated solutions that combine electromagnetic and thermal considerations in a compact and effective manner, which creates the research challenge. Adding more metal does not guarantee effective cooling; besides, it may deteriorate the electromagnetic radiation. Leveraging the material and structure around the antenna for both electromagnetic performance and efficient heat dissipation is a promising path. Passive cooling mechanisms, combined with innovations in antenna cavity design, have the potential to solve these challenges, paving the way for reliable, efficient, and scalable technology in high-frequency applications. However, the dual-functional design and function of antenna cavities has not been studied before.
This thesis aims to produce a new antenna structure that simultaneously enhances heat dissipation and improves electromagnetic performance, specifically bandwidth and gain. The proposed solution introduces a slotted metallic cavity with an air-gapped stacked patch and dual pin-fed excitation, integrating thermal and electromagnetic optimization within a single compact design. Unlike conventional approaches, which address thermal and electromagnetic performance as separate challenges, this work presents a unified solution that benefits both aspects without sacrificing efficiency or scalability. By systematically addressing the interplay between electromagnetic radiation and thermal management, the approach seeks to offer a more effective alternative to conventional antenna designs. ...
Thermal management has become progressively more important as small radio-frequency (RF) chips are incorporated into a tightly packed phased array to generate power and achieve beam-forming. These chips generate significant heat which accumulates between chips and antenna structures, leading to overheating, material deformation, and potential system failure. Traditional cooling solutions such as fans and liquid-based systems address these problems to some extent but are often bulky, expensive, and impractical for use in remote locations. As the need for high-frequency, high-power antenna systems grows, modern approaches that inherently mix electromagnetic performance with thermal efficiency have become essential.
Modern antenna design must therefore concentrate on integrated solutions that combine electromagnetic and thermal considerations in a compact and effective manner, which creates the research challenge. Adding more metal does not guarantee effective cooling; besides, it may deteriorate the electromagnetic radiation. Leveraging the material and structure around the antenna for both electromagnetic performance and efficient heat dissipation is a promising path. Passive cooling mechanisms, combined with innovations in antenna cavity design, have the potential to solve these challenges, paving the way for reliable, efficient, and scalable technology in high-frequency applications. However, the dual-functional design and function of antenna cavities has not been studied before.
This thesis aims to produce a new antenna structure that simultaneously enhances heat dissipation and improves electromagnetic performance, specifically bandwidth and gain. The proposed solution introduces a slotted metallic cavity with an air-gapped stacked patch and dual pin-fed excitation, integrating thermal and electromagnetic optimization within a single compact design. Unlike conventional approaches, which address thermal and electromagnetic performance as separate challenges, this work presents a unified solution that benefits both aspects without sacrificing efficiency or scalability. By systematically addressing the interplay between electromagnetic radiation and thermal management, the approach seeks to offer a more effective alternative to conventional antenna designs. ...
The rapid development of communication and radar technologies, including advancements in 5G, automotive radar, satellite communication, and weather radar systems, demands not just better bandwidth and speed but also power-efficient active antenna design capable of addressing thermal management challenges.
Thermal management has become progressively more important as small radio-frequency (RF) chips are incorporated into a tightly packed phased array to generate power and achieve beam-forming. These chips generate significant heat which accumulates between chips and antenna structures, leading to overheating, material deformation, and potential system failure. Traditional cooling solutions such as fans and liquid-based systems address these problems to some extent but are often bulky, expensive, and impractical for use in remote locations. As the need for high-frequency, high-power antenna systems grows, modern approaches that inherently mix electromagnetic performance with thermal efficiency have become essential.
Modern antenna design must therefore concentrate on integrated solutions that combine electromagnetic and thermal considerations in a compact and effective manner, which creates the research challenge. Adding more metal does not guarantee effective cooling; besides, it may deteriorate the electromagnetic radiation. Leveraging the material and structure around the antenna for both electromagnetic performance and efficient heat dissipation is a promising path. Passive cooling mechanisms, combined with innovations in antenna cavity design, have the potential to solve these challenges, paving the way for reliable, efficient, and scalable technology in high-frequency applications. However, the dual-functional design and function of antenna cavities has not been studied before.
This thesis aims to produce a new antenna structure that simultaneously enhances heat dissipation and improves electromagnetic performance, specifically bandwidth and gain. The proposed solution introduces a slotted metallic cavity with an air-gapped stacked patch and dual pin-fed excitation, integrating thermal and electromagnetic optimization within a single compact design. Unlike conventional approaches, which address thermal and electromagnetic performance as separate challenges, this work presents a unified solution that benefits both aspects without sacrificing efficiency or scalability. By systematically addressing the interplay between electromagnetic radiation and thermal management, the approach seeks to offer a more effective alternative to conventional antenna designs.
Thermal management has become progressively more important as small radio-frequency (RF) chips are incorporated into a tightly packed phased array to generate power and achieve beam-forming. These chips generate significant heat which accumulates between chips and antenna structures, leading to overheating, material deformation, and potential system failure. Traditional cooling solutions such as fans and liquid-based systems address these problems to some extent but are often bulky, expensive, and impractical for use in remote locations. As the need for high-frequency, high-power antenna systems grows, modern approaches that inherently mix electromagnetic performance with thermal efficiency have become essential.
Modern antenna design must therefore concentrate on integrated solutions that combine electromagnetic and thermal considerations in a compact and effective manner, which creates the research challenge. Adding more metal does not guarantee effective cooling; besides, it may deteriorate the electromagnetic radiation. Leveraging the material and structure around the antenna for both electromagnetic performance and efficient heat dissipation is a promising path. Passive cooling mechanisms, combined with innovations in antenna cavity design, have the potential to solve these challenges, paving the way for reliable, efficient, and scalable technology in high-frequency applications. However, the dual-functional design and function of antenna cavities has not been studied before.
This thesis aims to produce a new antenna structure that simultaneously enhances heat dissipation and improves electromagnetic performance, specifically bandwidth and gain. The proposed solution introduces a slotted metallic cavity with an air-gapped stacked patch and dual pin-fed excitation, integrating thermal and electromagnetic optimization within a single compact design. Unlike conventional approaches, which address thermal and electromagnetic performance as separate challenges, this work presents a unified solution that benefits both aspects without sacrificing efficiency or scalability. By systematically addressing the interplay between electromagnetic radiation and thermal management, the approach seeks to offer a more effective alternative to conventional antenna designs.
Bachelor thesis
(2025)
-
P.A. Bakker, A.H. Mohammad, C. Frenkel, Alexander Yarovoy , M. Alonso Del Pino
Flapping-wing micro air vehicles (FWMAVs) present a significant control challenge due to their complex nonlinear dynamics and severe hardware constraints, which preclude the use of computationally intensive controllers. This thesis addresses this challenge by developing and validating a pipeline to convert a high-performance neural network policy, trained via Reinforcement Learning (RL), into a sparse, hardware-efficient symbolic controller using the Sparse Identification of Nonlinear Dynamics (SINDy) framework. The primary contribution of this work is the introduction and evaluation of novel, hardwareaware optimizations within the SINDy distillation process. Specifically, we introduce Sparse Bit Quantization (SBQ), a new quantization scheme that represents coefficients as combinations of powers of two to enable efficient implementation using bit-shift operations on an FPGA. We systematically analyze the impact of applying SBQ both post-training and during the optimization loop (Quantization-Aware Training), and further explore the use of a custom, hardware-efficient function library designed to map directly to DSP block structures. The complete pipeline was validated on the ‘Pendulum-v1‘ benchmark. Our results demonstrate that while standard SINDy can accurately approximate the RL teacher policy, our hardware-oriented function library, struggles to capture the full complexity of the control task. This highlights a key trade-off between hardware-efficiency and model expressiveness. This work serves as a successful proof-of-concept and contributes novel techniques essential for deploying modern control algorithms on resource-constrained robotic systems.
...
Flapping-wing micro air vehicles (FWMAVs) present a significant control challenge due to their complex nonlinear dynamics and severe hardware constraints, which preclude the use of computationally intensive controllers. This thesis addresses this challenge by developing and validating a pipeline to convert a high-performance neural network policy, trained via Reinforcement Learning (RL), into a sparse, hardware-efficient symbolic controller using the Sparse Identification of Nonlinear Dynamics (SINDy) framework. The primary contribution of this work is the introduction and evaluation of novel, hardwareaware optimizations within the SINDy distillation process. Specifically, we introduce Sparse Bit Quantization (SBQ), a new quantization scheme that represents coefficients as combinations of powers of two to enable efficient implementation using bit-shift operations on an FPGA. We systematically analyze the impact of applying SBQ both post-training and during the optimization loop (Quantization-Aware Training), and further explore the use of a custom, hardware-efficient function library designed to map directly to DSP block structures. The complete pipeline was validated on the ‘Pendulum-v1‘ benchmark. Our results demonstrate that while standard SINDy can accurately approximate the RL teacher policy, our hardware-oriented function library, struggles to capture the full complexity of the control task. This highlights a key trade-off between hardware-efficiency and model expressiveness. This work serves as a successful proof-of-concept and contributes novel techniques essential for deploying modern control algorithms on resource-constrained robotic systems.
Recent advances in millimeter-wave (mmWave) and terahertz (THz) technology for high-speed wireless communication and high-resolution radars have increased the popularity of lens antennas due to their large gain and multi-beam capability. Wideband flat lenses offer a practical alternative to bulky curved dielectric lenses at millimeter-wave (mmWave) frequencies, thanks to their low profile and compatibility with planar fabrication.
A key challenge in implementing quasi-optical systems with wideband flat lens antennas is the design of a suitable feed. The feed should provide efficient illumination of the lens in the large bandwidth of operation to maximize aperture efficiency. Furthermore, the feed should be suitable for integration with the electronics at millimeter waves. Existing wideband lens of reflector feeds are based on conical horn with corrugated or optimized profiles, small elliptical lenses, and near-field focusing arrays. However, horns and small lenses do not reach high aperture efficiency over a band exceeding an octave, while near-field focusing arrays are characterized by high losses due to the feeding network.
In this work, different compact feeding solutions for wideband flat lenses are proposed and investigated. A comparative analysis between a connected array and a continuous transverse stub array implementation shows that the continuous transverse stub offers the best performance.
The design of a dedicated feeding network for the continuous transverse stub array is then presented. This consists of two feeding microstrips, a tapered power combiner, and a transition to a coaxial connector. The fabrication of the assembly components for the continuous transverse stub array is discussed, along with the printed circuit board (PCB) implementation of the feeding network. Through-Reflect-Line (TRL) calibration structures are used to de-embed the coaxial-to-microstrip transition.
Finally, the feed is measured in combination with a previously developed flat lens prototype. The experimental results confirm the wideband properties of the feed, which can operate across the entire bandwidth from 30 to 60 GHz.
...
A key challenge in implementing quasi-optical systems with wideband flat lens antennas is the design of a suitable feed. The feed should provide efficient illumination of the lens in the large bandwidth of operation to maximize aperture efficiency. Furthermore, the feed should be suitable for integration with the electronics at millimeter waves. Existing wideband lens of reflector feeds are based on conical horn with corrugated or optimized profiles, small elliptical lenses, and near-field focusing arrays. However, horns and small lenses do not reach high aperture efficiency over a band exceeding an octave, while near-field focusing arrays are characterized by high losses due to the feeding network.
In this work, different compact feeding solutions for wideband flat lenses are proposed and investigated. A comparative analysis between a connected array and a continuous transverse stub array implementation shows that the continuous transverse stub offers the best performance.
The design of a dedicated feeding network for the continuous transverse stub array is then presented. This consists of two feeding microstrips, a tapered power combiner, and a transition to a coaxial connector. The fabrication of the assembly components for the continuous transverse stub array is discussed, along with the printed circuit board (PCB) implementation of the feeding network. Through-Reflect-Line (TRL) calibration structures are used to de-embed the coaxial-to-microstrip transition.
Finally, the feed is measured in combination with a previously developed flat lens prototype. The experimental results confirm the wideband properties of the feed, which can operate across the entire bandwidth from 30 to 60 GHz.
...
Recent advances in millimeter-wave (mmWave) and terahertz (THz) technology for high-speed wireless communication and high-resolution radars have increased the popularity of lens antennas due to their large gain and multi-beam capability. Wideband flat lenses offer a practical alternative to bulky curved dielectric lenses at millimeter-wave (mmWave) frequencies, thanks to their low profile and compatibility with planar fabrication.
A key challenge in implementing quasi-optical systems with wideband flat lens antennas is the design of a suitable feed. The feed should provide efficient illumination of the lens in the large bandwidth of operation to maximize aperture efficiency. Furthermore, the feed should be suitable for integration with the electronics at millimeter waves. Existing wideband lens of reflector feeds are based on conical horn with corrugated or optimized profiles, small elliptical lenses, and near-field focusing arrays. However, horns and small lenses do not reach high aperture efficiency over a band exceeding an octave, while near-field focusing arrays are characterized by high losses due to the feeding network.
In this work, different compact feeding solutions for wideband flat lenses are proposed and investigated. A comparative analysis between a connected array and a continuous transverse stub array implementation shows that the continuous transverse stub offers the best performance.
The design of a dedicated feeding network for the continuous transverse stub array is then presented. This consists of two feeding microstrips, a tapered power combiner, and a transition to a coaxial connector. The fabrication of the assembly components for the continuous transverse stub array is discussed, along with the printed circuit board (PCB) implementation of the feeding network. Through-Reflect-Line (TRL) calibration structures are used to de-embed the coaxial-to-microstrip transition.
Finally, the feed is measured in combination with a previously developed flat lens prototype. The experimental results confirm the wideband properties of the feed, which can operate across the entire bandwidth from 30 to 60 GHz.
A key challenge in implementing quasi-optical systems with wideband flat lens antennas is the design of a suitable feed. The feed should provide efficient illumination of the lens in the large bandwidth of operation to maximize aperture efficiency. Furthermore, the feed should be suitable for integration with the electronics at millimeter waves. Existing wideband lens of reflector feeds are based on conical horn with corrugated or optimized profiles, small elliptical lenses, and near-field focusing arrays. However, horns and small lenses do not reach high aperture efficiency over a band exceeding an octave, while near-field focusing arrays are characterized by high losses due to the feeding network.
In this work, different compact feeding solutions for wideband flat lenses are proposed and investigated. A comparative analysis between a connected array and a continuous transverse stub array implementation shows that the continuous transverse stub offers the best performance.
The design of a dedicated feeding network for the continuous transverse stub array is then presented. This consists of two feeding microstrips, a tapered power combiner, and a transition to a coaxial connector. The fabrication of the assembly components for the continuous transverse stub array is discussed, along with the printed circuit board (PCB) implementation of the feeding network. Through-Reflect-Line (TRL) calibration structures are used to de-embed the coaxial-to-microstrip transition.
Finally, the feed is measured in combination with a previously developed flat lens prototype. The experimental results confirm the wideband properties of the feed, which can operate across the entire bandwidth from 30 to 60 GHz.
As 5G mm-wave communication progresses toward higher frequencies to meet market demands, companies are being pushed to adopt cutting-edge technologies. Operating at these higher frequencies naturally leads to shorter wavelengths, which increases circuit density. This higher density, in turn, complicates heat management. A supplementary solution involving heatsink antennas has been proposed to address this issue. Recent research from the MS3 group introduces a cost-effective, dual-functional pin-fed shorted patch antenna designed to assist with heat dissipation. Although the integration of a heatsink significantly improves thermal management, it does so at the cost of electromagnetic (EM) performance, particularly affecting radiation pattern symmetry, cross-polarization levels, and bandwidth. This work builds upon the latest research by using the aforementioned design as a benchmark, exploring further improvements and addressing the challenges introduced by the heatsink. This work presents, for the first time, the use of differential feeding to address the performance degradation caused by the heatsink. Differential feeding has been shown to enhance radiation pattern symmetry, increase gain, and improve bandwidth in certain applications. Additionally, aperture coupling is employed to further enhance the impedance bandwidth of the shorted patch. The results at the element level indicate a 90% improvement in impedance bandwidth due to aperture coupling; however, this comes with a significant degradation in the radiation pattern. By integrating aperture-coupled differential feeding, this work demonstrates symmetric radiation patterns, an improved bandwidth compared to the benchmark, and reduced cross-polarization levels. At the array level, differential feeding leads to a higher degree of coupling than pin-fed patch arrays for spacing values less than or equal to 0.6λ. Furthermore, differential feeding improves gain, reduces cross-polarization levels, and enhances radiation pattern symmetry compared to the benchmark.
...
As 5G mm-wave communication progresses toward higher frequencies to meet market demands, companies are being pushed to adopt cutting-edge technologies. Operating at these higher frequencies naturally leads to shorter wavelengths, which increases circuit density. This higher density, in turn, complicates heat management. A supplementary solution involving heatsink antennas has been proposed to address this issue. Recent research from the MS3 group introduces a cost-effective, dual-functional pin-fed shorted patch antenna designed to assist with heat dissipation. Although the integration of a heatsink significantly improves thermal management, it does so at the cost of electromagnetic (EM) performance, particularly affecting radiation pattern symmetry, cross-polarization levels, and bandwidth. This work builds upon the latest research by using the aforementioned design as a benchmark, exploring further improvements and addressing the challenges introduced by the heatsink. This work presents, for the first time, the use of differential feeding to address the performance degradation caused by the heatsink. Differential feeding has been shown to enhance radiation pattern symmetry, increase gain, and improve bandwidth in certain applications. Additionally, aperture coupling is employed to further enhance the impedance bandwidth of the shorted patch. The results at the element level indicate a 90% improvement in impedance bandwidth due to aperture coupling; however, this comes with a significant degradation in the radiation pattern. By integrating aperture-coupled differential feeding, this work demonstrates symmetric radiation patterns, an improved bandwidth compared to the benchmark, and reduced cross-polarization levels. At the array level, differential feeding leads to a higher degree of coupling than pin-fed patch arrays for spacing values less than or equal to 0.6λ. Furthermore, differential feeding improves gain, reduces cross-polarization levels, and enhances radiation pattern symmetry compared to the benchmark.
Comparative analysis of radar sensing waveforms for communications
Proposing time delay between radar bursts for robust parallel sensing and communication applications
Master thesis
(2023)
-
C.J. van Oostrum, Alexander Yarovoy , O.A. Krasnov, R. Litjens, Jacco de Wit, Wim van Rossum
A novel new waveform is compared with two other existing waveforms to create a radar network. In this radar network one primary radar transmits a waveform for sensing and communication and one or multiple radars receive these waveforms. The constraint for the radars is that all radars can build up a radar picture and situation awareness. What also means that the performance of the primary radar does not degrade. This new radar type is called cooperative hitchhiker with communications. In this radar network the main task is sensing, therefore additional communication signals are used to increase the performance of the sensing task. The advantages of parallel sensing and communications are reducing interference, dual use of the scarce electromagnetic (EM) spectrum in a congested EM environment and it is possible in a bistatic configuration to detect a bistatic scattering object.
The three waveforms which are compared are phase coded frequency modulated continuous wave (PC FMCW) linear frequency modulated – minimum shift keying (LFM-MSK) and a new waveform time delay between radar bursts (TDBRB). TDBRB is a simple but effective communication method on top of the sensing waveform and can be used with staggered waveforms. Where the first two waveforms make use of binary phase shift keying (BPSK), TDBRB uses a time modulation with the inserted time delay between two successive radar bursts. To distinguish the two radar bursts the first burst has a linear frequency modulated (LFM) upchirp and the successive burst, after the inserted time delay, has an LFM downchirp. PC FMCW and LFM-MSK data are compared with simulations and an experiment of the TDBRB waveform.
The conclusions are that PC FMCW has the highest data rate, followed by LFM-MSK, and TDBRB has the lowest data rate for line-of-sight connections. The first two make use of the information in one pulse, or FMCW chirp. This results in a lower signal-to-noise ratio (SNR) and is therefore only suited for line-of-sight connections. With a matched filter and coherent integration of the TDBRB signals, this waveform is most suited for non-line-of-sight connections and communication over an object-of-interest at the cost of a lower bit rate. TDBRB has a similar performance for the different Swerling cases as the detection probability of a regular radar. The degradation in performance with the TDBRB waveform is only a fraction of the burst time because the time delay is added to an original radar burst. These results make TDBRB most suited for non-line-of-sight communication and for communications with a low signal-to-noise ratio.
...
The three waveforms which are compared are phase coded frequency modulated continuous wave (PC FMCW) linear frequency modulated – minimum shift keying (LFM-MSK) and a new waveform time delay between radar bursts (TDBRB). TDBRB is a simple but effective communication method on top of the sensing waveform and can be used with staggered waveforms. Where the first two waveforms make use of binary phase shift keying (BPSK), TDBRB uses a time modulation with the inserted time delay between two successive radar bursts. To distinguish the two radar bursts the first burst has a linear frequency modulated (LFM) upchirp and the successive burst, after the inserted time delay, has an LFM downchirp. PC FMCW and LFM-MSK data are compared with simulations and an experiment of the TDBRB waveform.
The conclusions are that PC FMCW has the highest data rate, followed by LFM-MSK, and TDBRB has the lowest data rate for line-of-sight connections. The first two make use of the information in one pulse, or FMCW chirp. This results in a lower signal-to-noise ratio (SNR) and is therefore only suited for line-of-sight connections. With a matched filter and coherent integration of the TDBRB signals, this waveform is most suited for non-line-of-sight connections and communication over an object-of-interest at the cost of a lower bit rate. TDBRB has a similar performance for the different Swerling cases as the detection probability of a regular radar. The degradation in performance with the TDBRB waveform is only a fraction of the burst time because the time delay is added to an original radar burst. These results make TDBRB most suited for non-line-of-sight communication and for communications with a low signal-to-noise ratio.
...
A novel new waveform is compared with two other existing waveforms to create a radar network. In this radar network one primary radar transmits a waveform for sensing and communication and one or multiple radars receive these waveforms. The constraint for the radars is that all radars can build up a radar picture and situation awareness. What also means that the performance of the primary radar does not degrade. This new radar type is called cooperative hitchhiker with communications. In this radar network the main task is sensing, therefore additional communication signals are used to increase the performance of the sensing task. The advantages of parallel sensing and communications are reducing interference, dual use of the scarce electromagnetic (EM) spectrum in a congested EM environment and it is possible in a bistatic configuration to detect a bistatic scattering object.
The three waveforms which are compared are phase coded frequency modulated continuous wave (PC FMCW) linear frequency modulated – minimum shift keying (LFM-MSK) and a new waveform time delay between radar bursts (TDBRB). TDBRB is a simple but effective communication method on top of the sensing waveform and can be used with staggered waveforms. Where the first two waveforms make use of binary phase shift keying (BPSK), TDBRB uses a time modulation with the inserted time delay between two successive radar bursts. To distinguish the two radar bursts the first burst has a linear frequency modulated (LFM) upchirp and the successive burst, after the inserted time delay, has an LFM downchirp. PC FMCW and LFM-MSK data are compared with simulations and an experiment of the TDBRB waveform.
The conclusions are that PC FMCW has the highest data rate, followed by LFM-MSK, and TDBRB has the lowest data rate for line-of-sight connections. The first two make use of the information in one pulse, or FMCW chirp. This results in a lower signal-to-noise ratio (SNR) and is therefore only suited for line-of-sight connections. With a matched filter and coherent integration of the TDBRB signals, this waveform is most suited for non-line-of-sight connections and communication over an object-of-interest at the cost of a lower bit rate. TDBRB has a similar performance for the different Swerling cases as the detection probability of a regular radar. The degradation in performance with the TDBRB waveform is only a fraction of the burst time because the time delay is added to an original radar burst. These results make TDBRB most suited for non-line-of-sight communication and for communications with a low signal-to-noise ratio.
The three waveforms which are compared are phase coded frequency modulated continuous wave (PC FMCW) linear frequency modulated – minimum shift keying (LFM-MSK) and a new waveform time delay between radar bursts (TDBRB). TDBRB is a simple but effective communication method on top of the sensing waveform and can be used with staggered waveforms. Where the first two waveforms make use of binary phase shift keying (BPSK), TDBRB uses a time modulation with the inserted time delay between two successive radar bursts. To distinguish the two radar bursts the first burst has a linear frequency modulated (LFM) upchirp and the successive burst, after the inserted time delay, has an LFM downchirp. PC FMCW and LFM-MSK data are compared with simulations and an experiment of the TDBRB waveform.
The conclusions are that PC FMCW has the highest data rate, followed by LFM-MSK, and TDBRB has the lowest data rate for line-of-sight connections. The first two make use of the information in one pulse, or FMCW chirp. This results in a lower signal-to-noise ratio (SNR) and is therefore only suited for line-of-sight connections. With a matched filter and coherent integration of the TDBRB signals, this waveform is most suited for non-line-of-sight connections and communication over an object-of-interest at the cost of a lower bit rate. TDBRB has a similar performance for the different Swerling cases as the detection probability of a regular radar. The degradation in performance with the TDBRB waveform is only a fraction of the burst time because the time delay is added to an original radar burst. These results make TDBRB most suited for non-line-of-sight communication and for communications with a low signal-to-noise ratio.
Nowadays, accurate vehicle classification plays a critical role in Advanced Driver Assistant Systems (ADASs), autonomous driving systems, and traffic monitoring systems. The benefits of utilizing additional polarimetric information in road target classification have been revealed in the literature. This thesis investigates the polarimetric characteristics of multi-class vehicles and explores new features contributing to vehicle classification, using a labeled street-way database extracted from the PARSAX S-band polarimetric Frequency Modulated Continuous Wave (FMCW) radar. The vehicle classes involved in this thesis are sedan, sedan with extended luggage bin, mini-van, small truck, and large truck.
Three calibration algorithms are proposed and validated for calibrating the labeled street-way database to ensure feature quality. The first channel calibration algorithm removes the channel-specific amplification factors and biases due to the non-ideal and non-identical electronic devices in the four polarimetric channels of the PARSAX radar. The second phase compensation algorithm compensates the phase difference between the H- and V-polarized channels, which is caused by the time shift between the transmitted H- and V-polarized signals. The last antenna pattern compensation algorithm resolves the power degradation in the measurements due to the PARSAX radar beam width limitation.
Based on the calibrated labeled street-way database, multiple polarimetric features are extracted from the Polarization Scattering Matrices (PSMs), coherency and covariance matrices using the eigenvalues/eigenvectors decomposition methods. These matrices represent either the central bodies or the whole bodies of the vehicles. In each case, the eigenvalues and eigenvectors are analyzed to indicate the vehicles' reflection amplitudes/power and polarization basis. Furthermore, these features are evaluated, and most of the amplitudes/power-based features show great classification capabilities. However, all vehicles have a similar polarization basis, which does not have a contribution to vehicle classification. In addition, the target length and eigenvalues of the covariance matrix of detection cells are also extracted as potential features. The feature evaluation results show that the target length and the first eigenvalue of the covariance matrix of detection cells have classification capabilities, while the second eigenvalue does not contribute to vehicle classification. ...
Three calibration algorithms are proposed and validated for calibrating the labeled street-way database to ensure feature quality. The first channel calibration algorithm removes the channel-specific amplification factors and biases due to the non-ideal and non-identical electronic devices in the four polarimetric channels of the PARSAX radar. The second phase compensation algorithm compensates the phase difference between the H- and V-polarized channels, which is caused by the time shift between the transmitted H- and V-polarized signals. The last antenna pattern compensation algorithm resolves the power degradation in the measurements due to the PARSAX radar beam width limitation.
Based on the calibrated labeled street-way database, multiple polarimetric features are extracted from the Polarization Scattering Matrices (PSMs), coherency and covariance matrices using the eigenvalues/eigenvectors decomposition methods. These matrices represent either the central bodies or the whole bodies of the vehicles. In each case, the eigenvalues and eigenvectors are analyzed to indicate the vehicles' reflection amplitudes/power and polarization basis. Furthermore, these features are evaluated, and most of the amplitudes/power-based features show great classification capabilities. However, all vehicles have a similar polarization basis, which does not have a contribution to vehicle classification. In addition, the target length and eigenvalues of the covariance matrix of detection cells are also extracted as potential features. The feature evaluation results show that the target length and the first eigenvalue of the covariance matrix of detection cells have classification capabilities, while the second eigenvalue does not contribute to vehicle classification. ...
Nowadays, accurate vehicle classification plays a critical role in Advanced Driver Assistant Systems (ADASs), autonomous driving systems, and traffic monitoring systems. The benefits of utilizing additional polarimetric information in road target classification have been revealed in the literature. This thesis investigates the polarimetric characteristics of multi-class vehicles and explores new features contributing to vehicle classification, using a labeled street-way database extracted from the PARSAX S-band polarimetric Frequency Modulated Continuous Wave (FMCW) radar. The vehicle classes involved in this thesis are sedan, sedan with extended luggage bin, mini-van, small truck, and large truck.
Three calibration algorithms are proposed and validated for calibrating the labeled street-way database to ensure feature quality. The first channel calibration algorithm removes the channel-specific amplification factors and biases due to the non-ideal and non-identical electronic devices in the four polarimetric channels of the PARSAX radar. The second phase compensation algorithm compensates the phase difference between the H- and V-polarized channels, which is caused by the time shift between the transmitted H- and V-polarized signals. The last antenna pattern compensation algorithm resolves the power degradation in the measurements due to the PARSAX radar beam width limitation.
Based on the calibrated labeled street-way database, multiple polarimetric features are extracted from the Polarization Scattering Matrices (PSMs), coherency and covariance matrices using the eigenvalues/eigenvectors decomposition methods. These matrices represent either the central bodies or the whole bodies of the vehicles. In each case, the eigenvalues and eigenvectors are analyzed to indicate the vehicles' reflection amplitudes/power and polarization basis. Furthermore, these features are evaluated, and most of the amplitudes/power-based features show great classification capabilities. However, all vehicles have a similar polarization basis, which does not have a contribution to vehicle classification. In addition, the target length and eigenvalues of the covariance matrix of detection cells are also extracted as potential features. The feature evaluation results show that the target length and the first eigenvalue of the covariance matrix of detection cells have classification capabilities, while the second eigenvalue does not contribute to vehicle classification.
Three calibration algorithms are proposed and validated for calibrating the labeled street-way database to ensure feature quality. The first channel calibration algorithm removes the channel-specific amplification factors and biases due to the non-ideal and non-identical electronic devices in the four polarimetric channels of the PARSAX radar. The second phase compensation algorithm compensates the phase difference between the H- and V-polarized channels, which is caused by the time shift between the transmitted H- and V-polarized signals. The last antenna pattern compensation algorithm resolves the power degradation in the measurements due to the PARSAX radar beam width limitation.
Based on the calibrated labeled street-way database, multiple polarimetric features are extracted from the Polarization Scattering Matrices (PSMs), coherency and covariance matrices using the eigenvalues/eigenvectors decomposition methods. These matrices represent either the central bodies or the whole bodies of the vehicles. In each case, the eigenvalues and eigenvectors are analyzed to indicate the vehicles' reflection amplitudes/power and polarization basis. Furthermore, these features are evaluated, and most of the amplitudes/power-based features show great classification capabilities. However, all vehicles have a similar polarization basis, which does not have a contribution to vehicle classification. In addition, the target length and eigenvalues of the covariance matrix of detection cells are also extracted as potential features. The feature evaluation results show that the target length and the first eigenvalue of the covariance matrix of detection cells have classification capabilities, while the second eigenvalue does not contribute to vehicle classification.
Automatic Dependent Surveillance Broadcast (ADS-B) allows aircraft to broadcast their own position, speed, altitude, and other information to ground stations and other nearby aircraft. This information is then used by air traffic control for situational awareness, and collision avoidance. ADS-B spoofing is possible due to the lack of authentication and encryption in the ADS-B protocol. This can result in incorrect decision-making and potential safety hazards. Validation of the location of the ADS-B message is required for Luchtverkeersleiding Nederland (LVNL) such that it can maintain separation minima between civil aircrafts, whilst using ADS-B operationally.
Analysis of possible approaches for ADS-B validation has resulted a multilateration (MLAT) based approach. Time of Arrival (TOA) measurements of the ADS-B messages are used to validate the location. For validation, at least two Ground Stations (GS) are required instead of the four GSs required for a MLAT track, allowing for ADS-B validation in a larger area than it is currently used for in a tracking application. If an ADS-B message is considered validated, its content can be used by ATC. Therefore MLAT based validation results in an increased surveillance coverage. Validation is achieved in two steps, first a tracker is used to compute the state of the target using the TOA measurements, secondly this state is compared to the ADS-B location using a likelihood ratio test.
Tracking is done using a Sequential Importance Resampling (SIR) Particle Filter (PF). Classical PF issues as the degeneracy problem and sample impoverishment problem are mitigated by using a novel sampling method that samples directly from the measurement at the initialization of the SIR filter. Without this novel method a traditional SIR filter (where the proposal density is uniformly distributed) requires roughly a million particles to converge on the location of the target. Below this amount of particles the traditional SIR filter fails. The proposed SIR filter can converge on the location of the target using only 1000 particles.
To provide LVNL options and insights, three different likelihood ratio tests are proposed, namely the Minimum Bayes Risk, The Neyman-Pearson and the Minimax Hypothesis test.
Performance of the algorithm is investigated using a case study where data from LVNL’s Surveillance Data North Sea (SDNS) MLAT system is used. Results have found that each test is capable of correct ADS-B validation. The limiting factor in the validation algorithm is the quality of the state estimate. At lower altitudes (<FL20) state estimation can fail and therefore also the hypothesis test. Above this altitude, spoofed targets can be detected if the distance between the spoofing transmitter and the location inside the spoofed message is roughly 1000 to 2000 meters depending on the hypothesis test used. Horizontally, this falls within LVNL’s separation minima, vertically, this falls outside the separation minima. ...
Analysis of possible approaches for ADS-B validation has resulted a multilateration (MLAT) based approach. Time of Arrival (TOA) measurements of the ADS-B messages are used to validate the location. For validation, at least two Ground Stations (GS) are required instead of the four GSs required for a MLAT track, allowing for ADS-B validation in a larger area than it is currently used for in a tracking application. If an ADS-B message is considered validated, its content can be used by ATC. Therefore MLAT based validation results in an increased surveillance coverage. Validation is achieved in two steps, first a tracker is used to compute the state of the target using the TOA measurements, secondly this state is compared to the ADS-B location using a likelihood ratio test.
Tracking is done using a Sequential Importance Resampling (SIR) Particle Filter (PF). Classical PF issues as the degeneracy problem and sample impoverishment problem are mitigated by using a novel sampling method that samples directly from the measurement at the initialization of the SIR filter. Without this novel method a traditional SIR filter (where the proposal density is uniformly distributed) requires roughly a million particles to converge on the location of the target. Below this amount of particles the traditional SIR filter fails. The proposed SIR filter can converge on the location of the target using only 1000 particles.
To provide LVNL options and insights, three different likelihood ratio tests are proposed, namely the Minimum Bayes Risk, The Neyman-Pearson and the Minimax Hypothesis test.
Performance of the algorithm is investigated using a case study where data from LVNL’s Surveillance Data North Sea (SDNS) MLAT system is used. Results have found that each test is capable of correct ADS-B validation. The limiting factor in the validation algorithm is the quality of the state estimate. At lower altitudes (<FL20) state estimation can fail and therefore also the hypothesis test. Above this altitude, spoofed targets can be detected if the distance between the spoofing transmitter and the location inside the spoofed message is roughly 1000 to 2000 meters depending on the hypothesis test used. Horizontally, this falls within LVNL’s separation minima, vertically, this falls outside the separation minima. ...
Automatic Dependent Surveillance Broadcast (ADS-B) allows aircraft to broadcast their own position, speed, altitude, and other information to ground stations and other nearby aircraft. This information is then used by air traffic control for situational awareness, and collision avoidance. ADS-B spoofing is possible due to the lack of authentication and encryption in the ADS-B protocol. This can result in incorrect decision-making and potential safety hazards. Validation of the location of the ADS-B message is required for Luchtverkeersleiding Nederland (LVNL) such that it can maintain separation minima between civil aircrafts, whilst using ADS-B operationally.
Analysis of possible approaches for ADS-B validation has resulted a multilateration (MLAT) based approach. Time of Arrival (TOA) measurements of the ADS-B messages are used to validate the location. For validation, at least two Ground Stations (GS) are required instead of the four GSs required for a MLAT track, allowing for ADS-B validation in a larger area than it is currently used for in a tracking application. If an ADS-B message is considered validated, its content can be used by ATC. Therefore MLAT based validation results in an increased surveillance coverage. Validation is achieved in two steps, first a tracker is used to compute the state of the target using the TOA measurements, secondly this state is compared to the ADS-B location using a likelihood ratio test.
Tracking is done using a Sequential Importance Resampling (SIR) Particle Filter (PF). Classical PF issues as the degeneracy problem and sample impoverishment problem are mitigated by using a novel sampling method that samples directly from the measurement at the initialization of the SIR filter. Without this novel method a traditional SIR filter (where the proposal density is uniformly distributed) requires roughly a million particles to converge on the location of the target. Below this amount of particles the traditional SIR filter fails. The proposed SIR filter can converge on the location of the target using only 1000 particles.
To provide LVNL options and insights, three different likelihood ratio tests are proposed, namely the Minimum Bayes Risk, The Neyman-Pearson and the Minimax Hypothesis test.
Performance of the algorithm is investigated using a case study where data from LVNL’s Surveillance Data North Sea (SDNS) MLAT system is used. Results have found that each test is capable of correct ADS-B validation. The limiting factor in the validation algorithm is the quality of the state estimate. At lower altitudes (<FL20) state estimation can fail and therefore also the hypothesis test. Above this altitude, spoofed targets can be detected if the distance between the spoofing transmitter and the location inside the spoofed message is roughly 1000 to 2000 meters depending on the hypothesis test used. Horizontally, this falls within LVNL’s separation minima, vertically, this falls outside the separation minima.
Analysis of possible approaches for ADS-B validation has resulted a multilateration (MLAT) based approach. Time of Arrival (TOA) measurements of the ADS-B messages are used to validate the location. For validation, at least two Ground Stations (GS) are required instead of the four GSs required for a MLAT track, allowing for ADS-B validation in a larger area than it is currently used for in a tracking application. If an ADS-B message is considered validated, its content can be used by ATC. Therefore MLAT based validation results in an increased surveillance coverage. Validation is achieved in two steps, first a tracker is used to compute the state of the target using the TOA measurements, secondly this state is compared to the ADS-B location using a likelihood ratio test.
Tracking is done using a Sequential Importance Resampling (SIR) Particle Filter (PF). Classical PF issues as the degeneracy problem and sample impoverishment problem are mitigated by using a novel sampling method that samples directly from the measurement at the initialization of the SIR filter. Without this novel method a traditional SIR filter (where the proposal density is uniformly distributed) requires roughly a million particles to converge on the location of the target. Below this amount of particles the traditional SIR filter fails. The proposed SIR filter can converge on the location of the target using only 1000 particles.
To provide LVNL options and insights, three different likelihood ratio tests are proposed, namely the Minimum Bayes Risk, The Neyman-Pearson and the Minimax Hypothesis test.
Performance of the algorithm is investigated using a case study where data from LVNL’s Surveillance Data North Sea (SDNS) MLAT system is used. Results have found that each test is capable of correct ADS-B validation. The limiting factor in the validation algorithm is the quality of the state estimate. At lower altitudes (<FL20) state estimation can fail and therefore also the hypothesis test. Above this altitude, spoofed targets can be detected if the distance between the spoofing transmitter and the location inside the spoofed message is roughly 1000 to 2000 meters depending on the hypothesis test used. Horizontally, this falls within LVNL’s separation minima, vertically, this falls outside the separation minima.
The main purpose of a radar is to detect, recognize, and track objects of interest. When it is known that only a single target is present, the matched filter is proven to be optimal detector. However, in practice, a radar scene often consists of multiple targets. For example, in air surveillance and monitoring applications, multiple aircrafts might be in the airspace. When multiple targets are to be detected the matched filter is not guaranteed to give the best results. This can happen when a strong reflector masks the signals reflected from weak reflectors, thereby resulting in missed detections. Furthermore, when the sensor resolution is low, targets that are spaced closely together may only result in a single target actually being detected. This research explores how the Relevance Vector Machine (RVM) framework may be used to achieve a better multi-target detector than the commonly used basic matched filter approach. RVM was selected to resolve the multi-target detection problem as it estimates the target locations iteratively. In this research it was shown how the RVM framework can be used to model the fluctuation of swerling I/II targets. Additionally, the RVM algorithm was modified to incorporate a notion of statistical thresholding. Simulations show that using RVM the false alarm rate can be reduced and target locations can be more accurately recovered compared to other existing methods in case of multiple swerling I/II fluctuating targets. Furthermore, the proposed approach is shown to have a much lower convergence time compared to a similar expectation-maximization based method, namely Enhanced Sparse Bayesian Learning.
...
The main purpose of a radar is to detect, recognize, and track objects of interest. When it is known that only a single target is present, the matched filter is proven to be optimal detector. However, in practice, a radar scene often consists of multiple targets. For example, in air surveillance and monitoring applications, multiple aircrafts might be in the airspace. When multiple targets are to be detected the matched filter is not guaranteed to give the best results. This can happen when a strong reflector masks the signals reflected from weak reflectors, thereby resulting in missed detections. Furthermore, when the sensor resolution is low, targets that are spaced closely together may only result in a single target actually being detected. This research explores how the Relevance Vector Machine (RVM) framework may be used to achieve a better multi-target detector than the commonly used basic matched filter approach. RVM was selected to resolve the multi-target detection problem as it estimates the target locations iteratively. In this research it was shown how the RVM framework can be used to model the fluctuation of swerling I/II targets. Additionally, the RVM algorithm was modified to incorporate a notion of statistical thresholding. Simulations show that using RVM the false alarm rate can be reduced and target locations can be more accurately recovered compared to other existing methods in case of multiple swerling I/II fluctuating targets. Furthermore, the proposed approach is shown to have a much lower convergence time compared to a similar expectation-maximization based method, namely Enhanced Sparse Bayesian Learning.
Advancements in radar technology such as phased array antennas, digital beamforming, and adaptable waveform generation have led to the flexibility in controlling radar resources such as scan time, beamwidth and bandwidth during a radar mission. This new flexibility has led to a new research topic, radar resource management. Radar resource management involves the allocation of radar resources in order to achieve the highest performance in a radar mission. This thesis focuses on a specific scenario where a radar is tasked with deciding multiple object presence decisions located at multiple scan directions. The resource considered is the scan time allocated to each scan direction. To optimally allocate the scan time over the scan directions, a cost function is formulated, where the expected performance of an individual decision of an object being present or absent is formulated as the expected Bayes risk. The expected performance of all individual decisions in the same scan direction, are summed to obtain an expected task performance. The global performance at the system level is formulated using two approaches. The Sum approach formulates a cost function at the system level as the sum of the expected cost of each task. The Max approach formulates a cost function that minimizes the maximum of all expected task costs. Simulations have been performed to demonstrate the flexibility of the Sum and Max approach to adapt the scan time allocation based on different scenarios, including multiple object presence decisions per scan direction, sequential measurements, and a birth-death process regarding the presence of an object over time. Simulations demonstrate that using the Sum and Max approaches for the allocation of scan time results in an improved performance compared to the uniform distribution of the scan time resource over all scan directions.
...
Advancements in radar technology such as phased array antennas, digital beamforming, and adaptable waveform generation have led to the flexibility in controlling radar resources such as scan time, beamwidth and bandwidth during a radar mission. This new flexibility has led to a new research topic, radar resource management. Radar resource management involves the allocation of radar resources in order to achieve the highest performance in a radar mission. This thesis focuses on a specific scenario where a radar is tasked with deciding multiple object presence decisions located at multiple scan directions. The resource considered is the scan time allocated to each scan direction. To optimally allocate the scan time over the scan directions, a cost function is formulated, where the expected performance of an individual decision of an object being present or absent is formulated as the expected Bayes risk. The expected performance of all individual decisions in the same scan direction, are summed to obtain an expected task performance. The global performance at the system level is formulated using two approaches. The Sum approach formulates a cost function at the system level as the sum of the expected cost of each task. The Max approach formulates a cost function that minimizes the maximum of all expected task costs. Simulations have been performed to demonstrate the flexibility of the Sum and Max approach to adapt the scan time allocation based on different scenarios, including multiple object presence decisions per scan direction, sequential measurements, and a birth-death process regarding the presence of an object over time. Simulations demonstrate that using the Sum and Max approaches for the allocation of scan time results in an improved performance compared to the uniform distribution of the scan time resource over all scan directions.
People Counting Using Low-cost FMCW MIMO Radar
Achieving Tracking for Counting and Classification of Groups of People using FMCW Radar
For the development of automatic People Counting systems, radar is increasingly becoming a popular technology because of the increasingly stringent privacy requirements for people demographic information and the requirement to operate in a challenging environment. Because of the complexity of multi-target movement and the diversity of application scenarios, Radar-based People Counting methods are required to have sufficient robustness. However, based on the review of the current literature, the grouping phenomenon (i.e., multiple individuals moving close together as a single group) was not often considered in the experimental scenarios.
This thesis aims to study one of the most complex motions of individuals, grouping, and address the People Counting problem more in general, including the cases of grouping of multiple individuals. After studying the characteristics of Group People (defined as a group of people sharing neighboring, adjacent locations and moving together), with the help of multiple-input-multiple-output (MIMO) frequency-modulated continuous wave (FMCW) Radar, the combination of the Range-Azimuth map and spectrogram/cadence velocity diagram (CVD) is proposed to solve Group People Counting.
Algorithm-wise, there are two categories of existing Radar-based People Counting methods, namely, tracking for counting methods and feature-based counting methods. It was found that these two categories of methods have complementary strengths. Thus, the proposed method combines the tracking for counting approach and feature-based counting approach into a new processing pipeline to estimate the number of people in each group in the scene while tracking each group. Based on it, the proposed method achieves "Beyond classification", which is the output the unlabeled classes not defined at the training stage. Moreover, compared with other state-of-the-art (SOTA) Radar-based People Counting methods, the proposed method outperforms them, and thus it is proved that the grouping problem can be solved in the Radar-based People Counting field. ...
This thesis aims to study one of the most complex motions of individuals, grouping, and address the People Counting problem more in general, including the cases of grouping of multiple individuals. After studying the characteristics of Group People (defined as a group of people sharing neighboring, adjacent locations and moving together), with the help of multiple-input-multiple-output (MIMO) frequency-modulated continuous wave (FMCW) Radar, the combination of the Range-Azimuth map and spectrogram/cadence velocity diagram (CVD) is proposed to solve Group People Counting.
Algorithm-wise, there are two categories of existing Radar-based People Counting methods, namely, tracking for counting methods and feature-based counting methods. It was found that these two categories of methods have complementary strengths. Thus, the proposed method combines the tracking for counting approach and feature-based counting approach into a new processing pipeline to estimate the number of people in each group in the scene while tracking each group. Based on it, the proposed method achieves "Beyond classification", which is the output the unlabeled classes not defined at the training stage. Moreover, compared with other state-of-the-art (SOTA) Radar-based People Counting methods, the proposed method outperforms them, and thus it is proved that the grouping problem can be solved in the Radar-based People Counting field. ...
For the development of automatic People Counting systems, radar is increasingly becoming a popular technology because of the increasingly stringent privacy requirements for people demographic information and the requirement to operate in a challenging environment. Because of the complexity of multi-target movement and the diversity of application scenarios, Radar-based People Counting methods are required to have sufficient robustness. However, based on the review of the current literature, the grouping phenomenon (i.e., multiple individuals moving close together as a single group) was not often considered in the experimental scenarios.
This thesis aims to study one of the most complex motions of individuals, grouping, and address the People Counting problem more in general, including the cases of grouping of multiple individuals. After studying the characteristics of Group People (defined as a group of people sharing neighboring, adjacent locations and moving together), with the help of multiple-input-multiple-output (MIMO) frequency-modulated continuous wave (FMCW) Radar, the combination of the Range-Azimuth map and spectrogram/cadence velocity diagram (CVD) is proposed to solve Group People Counting.
Algorithm-wise, there are two categories of existing Radar-based People Counting methods, namely, tracking for counting methods and feature-based counting methods. It was found that these two categories of methods have complementary strengths. Thus, the proposed method combines the tracking for counting approach and feature-based counting approach into a new processing pipeline to estimate the number of people in each group in the scene while tracking each group. Based on it, the proposed method achieves "Beyond classification", which is the output the unlabeled classes not defined at the training stage. Moreover, compared with other state-of-the-art (SOTA) Radar-based People Counting methods, the proposed method outperforms them, and thus it is proved that the grouping problem can be solved in the Radar-based People Counting field.
This thesis aims to study one of the most complex motions of individuals, grouping, and address the People Counting problem more in general, including the cases of grouping of multiple individuals. After studying the characteristics of Group People (defined as a group of people sharing neighboring, adjacent locations and moving together), with the help of multiple-input-multiple-output (MIMO) frequency-modulated continuous wave (FMCW) Radar, the combination of the Range-Azimuth map and spectrogram/cadence velocity diagram (CVD) is proposed to solve Group People Counting.
Algorithm-wise, there are two categories of existing Radar-based People Counting methods, namely, tracking for counting methods and feature-based counting methods. It was found that these two categories of methods have complementary strengths. Thus, the proposed method combines the tracking for counting approach and feature-based counting approach into a new processing pipeline to estimate the number of people in each group in the scene while tracking each group. Based on it, the proposed method achieves "Beyond classification", which is the output the unlabeled classes not defined at the training stage. Moreover, compared with other state-of-the-art (SOTA) Radar-based People Counting methods, the proposed method outperforms them, and thus it is proved that the grouping problem can be solved in the Radar-based People Counting field.
The Fifth Generation (5G) of mobile networks exploit both sub-6 GHz and millimeter-wave (mmWave) spectrum. The sub-6 GHz spectrum comprises frequencies up to 6 GHz and provides large geographical coverage for radio signal in 5G. The mm-wave spectrum on the other hand, comprises higher frequencies ranging from 24 GHz -100 GHz and plays a major role in serving high data rates for the 5G technology. The evolution of 5G plays a pivotal role in the realization of challenging applications like Social XR conferences, which requires the network to deal with heavy traffic while maintaining low end-to-end latencies. The right configuration of the radio access network becomes crucial for such applications. The introduction of Massive Multiple Input Multiple Output (MIMO) technology in the radio network, concentrates the signal energy to the target user, which significantly improves the throughput and efficiency of the system. The quality and capacity of the radio channels also depend on the downlink Channel State Information (CSI). The CSI when obtained accurately at the Base Station (BS), plays a significant role in reaping the best benets out of Multiple Input Multiple Output (MIMO) technology. This thesis explores (or assesses) the different options and configurations of CSI feedback using an indoor Social Extended Reality (XR) conference application scenario. The performance analysis of the radio downlink while using the latest 5G New Radio (NR) Types I and II CSI which use a DFT-based codebook are detailed. The impact of the codebook-related configurable parameter of Rotation Factor (RF), the performance variations while using a `fixed-RF' for all the UEs compared to the more flexible `adaptive-RF', different beamforming technologies (Single-User MIMO (SU-MIMO) and Multi-User MIMO (MU-MIMO)), transmission ranks and co-scheduling parameter values are assessed using the key performance metric of Packet Loss Ratio (PLR). The frequency bands of 3.5 GHz (sub-6 GHz spectrum) and 26 GHz (mmWave spectrum) are chosen for the thesis and performance variations between the two bands are studied. The key insight from the thesis research is that the `adaptive-RF' case gives the optimal performance for the considered Social XR scenario when we set the right co-scheduling parameters (which balance the encountered interference and frequency of co-scheduling).
...
The Fifth Generation (5G) of mobile networks exploit both sub-6 GHz and millimeter-wave (mmWave) spectrum. The sub-6 GHz spectrum comprises frequencies up to 6 GHz and provides large geographical coverage for radio signal in 5G. The mm-wave spectrum on the other hand, comprises higher frequencies ranging from 24 GHz -100 GHz and plays a major role in serving high data rates for the 5G technology. The evolution of 5G plays a pivotal role in the realization of challenging applications like Social XR conferences, which requires the network to deal with heavy traffic while maintaining low end-to-end latencies. The right configuration of the radio access network becomes crucial for such applications. The introduction of Massive Multiple Input Multiple Output (MIMO) technology in the radio network, concentrates the signal energy to the target user, which significantly improves the throughput and efficiency of the system. The quality and capacity of the radio channels also depend on the downlink Channel State Information (CSI). The CSI when obtained accurately at the Base Station (BS), plays a significant role in reaping the best benets out of Multiple Input Multiple Output (MIMO) technology. This thesis explores (or assesses) the different options and configurations of CSI feedback using an indoor Social Extended Reality (XR) conference application scenario. The performance analysis of the radio downlink while using the latest 5G New Radio (NR) Types I and II CSI which use a DFT-based codebook are detailed. The impact of the codebook-related configurable parameter of Rotation Factor (RF), the performance variations while using a `fixed-RF' for all the UEs compared to the more flexible `adaptive-RF', different beamforming technologies (Single-User MIMO (SU-MIMO) and Multi-User MIMO (MU-MIMO)), transmission ranks and co-scheduling parameter values are assessed using the key performance metric of Packet Loss Ratio (PLR). The frequency bands of 3.5 GHz (sub-6 GHz spectrum) and 26 GHz (mmWave spectrum) are chosen for the thesis and performance variations between the two bands are studied. The key insight from the thesis research is that the `adaptive-RF' case gives the optimal performance for the considered Social XR scenario when we set the right co-scheduling parameters (which balance the encountered interference and frequency of co-scheduling).
Nowadays, recent Integrated Circuit Technology demands a minimum metal fill inclusion across the entire die of each functional layer to have uniform planarity. It is challenging to numerically simulate the real structure using Electromagnetic (EM) solvers because the mesh size of an EM solver is inversely proportional to the number of vertices in the layout and the inclusion of these metal fills has a significant impact on these vertices and increases mesh size. It is important to understand the metal fills do have an impact on the RF performance of the component and the impact becomes stronger as the frequency increases due to the parasitics and hence we cannot neglect it. Therefore, a Design Flow Methodology is studied and analyzed to take into account the effect of metal fills without penalty in accuracy and simulation time.
The second part of the thesis focuses on two different approaches that can be used to extract the complex parameters providing the electromagnetic response of the layers, i.e. electrical permittivity and magnetic permeability. First, we describe the Quasistatic approach to extract the epsilon parameters from the capacitance and inductance. After, describing some of the limitations of this approach we focus on the Oblique Incidence Method as reported in the literature to extract the complex epsilon tensor parameters.
The third part of the thesis looks into the Design Flow Methodology that embeds the Oblique Incidence Method into the design flow for 3D EM solvers to take into account the effect of metal fills. The 2.5D EM solver takes into account a scalar number which is less accurate and hence an insight of how the solution from the Oblique Incidence Method can used to extract a scalar number for the effective parameters and therefore be implemented in 2.5D EM tools is discussed.
The fourth part of the thesis shows the validation of the Oblique Incidence Method for the 3D EM tool for two test cases which are wave propagating structure and lumped structure namely Grounded Coplanar Waveguide (CPWG) and Stacked Transformer. Validation of the Scalar Number Approaches for the 2.5D EM Tool was done for the CPWG structure.
Finally, a brief study on the Design Based Approach is conducted with different metal fill shapes and alignment by using the Oblique Incidence Method by making use of 3D EM tool. This approach provides a better understanding of the epsilon variations for different metal fill shapes and that for less epsilon variations, an accurate scalar number value can be extracted to enable 2.5D EM simulations with improved accuracy. ...
The second part of the thesis focuses on two different approaches that can be used to extract the complex parameters providing the electromagnetic response of the layers, i.e. electrical permittivity and magnetic permeability. First, we describe the Quasistatic approach to extract the epsilon parameters from the capacitance and inductance. After, describing some of the limitations of this approach we focus on the Oblique Incidence Method as reported in the literature to extract the complex epsilon tensor parameters.
The third part of the thesis looks into the Design Flow Methodology that embeds the Oblique Incidence Method into the design flow for 3D EM solvers to take into account the effect of metal fills. The 2.5D EM solver takes into account a scalar number which is less accurate and hence an insight of how the solution from the Oblique Incidence Method can used to extract a scalar number for the effective parameters and therefore be implemented in 2.5D EM tools is discussed.
The fourth part of the thesis shows the validation of the Oblique Incidence Method for the 3D EM tool for two test cases which are wave propagating structure and lumped structure namely Grounded Coplanar Waveguide (CPWG) and Stacked Transformer. Validation of the Scalar Number Approaches for the 2.5D EM Tool was done for the CPWG structure.
Finally, a brief study on the Design Based Approach is conducted with different metal fill shapes and alignment by using the Oblique Incidence Method by making use of 3D EM tool. This approach provides a better understanding of the epsilon variations for different metal fill shapes and that for less epsilon variations, an accurate scalar number value can be extracted to enable 2.5D EM simulations with improved accuracy. ...
Nowadays, recent Integrated Circuit Technology demands a minimum metal fill inclusion across the entire die of each functional layer to have uniform planarity. It is challenging to numerically simulate the real structure using Electromagnetic (EM) solvers because the mesh size of an EM solver is inversely proportional to the number of vertices in the layout and the inclusion of these metal fills has a significant impact on these vertices and increases mesh size. It is important to understand the metal fills do have an impact on the RF performance of the component and the impact becomes stronger as the frequency increases due to the parasitics and hence we cannot neglect it. Therefore, a Design Flow Methodology is studied and analyzed to take into account the effect of metal fills without penalty in accuracy and simulation time.
The second part of the thesis focuses on two different approaches that can be used to extract the complex parameters providing the electromagnetic response of the layers, i.e. electrical permittivity and magnetic permeability. First, we describe the Quasistatic approach to extract the epsilon parameters from the capacitance and inductance. After, describing some of the limitations of this approach we focus on the Oblique Incidence Method as reported in the literature to extract the complex epsilon tensor parameters.
The third part of the thesis looks into the Design Flow Methodology that embeds the Oblique Incidence Method into the design flow for 3D EM solvers to take into account the effect of metal fills. The 2.5D EM solver takes into account a scalar number which is less accurate and hence an insight of how the solution from the Oblique Incidence Method can used to extract a scalar number for the effective parameters and therefore be implemented in 2.5D EM tools is discussed.
The fourth part of the thesis shows the validation of the Oblique Incidence Method for the 3D EM tool for two test cases which are wave propagating structure and lumped structure namely Grounded Coplanar Waveguide (CPWG) and Stacked Transformer. Validation of the Scalar Number Approaches for the 2.5D EM Tool was done for the CPWG structure.
Finally, a brief study on the Design Based Approach is conducted with different metal fill shapes and alignment by using the Oblique Incidence Method by making use of 3D EM tool. This approach provides a better understanding of the epsilon variations for different metal fill shapes and that for less epsilon variations, an accurate scalar number value can be extracted to enable 2.5D EM simulations with improved accuracy.
The second part of the thesis focuses on two different approaches that can be used to extract the complex parameters providing the electromagnetic response of the layers, i.e. electrical permittivity and magnetic permeability. First, we describe the Quasistatic approach to extract the epsilon parameters from the capacitance and inductance. After, describing some of the limitations of this approach we focus on the Oblique Incidence Method as reported in the literature to extract the complex epsilon tensor parameters.
The third part of the thesis looks into the Design Flow Methodology that embeds the Oblique Incidence Method into the design flow for 3D EM solvers to take into account the effect of metal fills. The 2.5D EM solver takes into account a scalar number which is less accurate and hence an insight of how the solution from the Oblique Incidence Method can used to extract a scalar number for the effective parameters and therefore be implemented in 2.5D EM tools is discussed.
The fourth part of the thesis shows the validation of the Oblique Incidence Method for the 3D EM tool for two test cases which are wave propagating structure and lumped structure namely Grounded Coplanar Waveguide (CPWG) and Stacked Transformer. Validation of the Scalar Number Approaches for the 2.5D EM Tool was done for the CPWG structure.
Finally, a brief study on the Design Based Approach is conducted with different metal fill shapes and alignment by using the Oblique Incidence Method by making use of 3D EM tool. This approach provides a better understanding of the epsilon variations for different metal fill shapes and that for less epsilon variations, an accurate scalar number value can be extracted to enable 2.5D EM simulations with improved accuracy.
Master thesis
(2021)
-
T. de Boer, M.I. Schöpe, J.N. Driessen, O. Yarovyi, A.J. van Genderen, P. Mohajerin Esfahani
With modern multi-function radars becoming more flexible, handling the limited amount of resources of these radars becomes increasingly important. In this thesis the radar resource management (RRM) problem in a multi-target tracking scenario is considered. Partially observable Markov decision processes (POMDPs) are used to describe each tracking task. By comparing the future effect of radar actions using model predictive control (MPC), the POMDPs are solved in a non-myopic way. The model predictive control problem can be decoupled into sub-problems using Lagrangian Relaxation to reduce the computational complexity of the solution method. An algorithm based on golden section search is employed to find the Lagrange multiplier. An interacting multiple model filter is used to allow the method to be effective in RRM problems involving the tracking of targets performing a broad number of maneuvers.
The novel approach is compared to an existing solution method based on policy rollout and Monte Carlo sampling. Through simulations of dynamic multi-target tracking scenarios in which the cost and computational complexity of different approaches are compared, it was shown that the computational complexity is greatly reduced while the resulting resource allocation results remain similar. ...
The novel approach is compared to an existing solution method based on policy rollout and Monte Carlo sampling. Through simulations of dynamic multi-target tracking scenarios in which the cost and computational complexity of different approaches are compared, it was shown that the computational complexity is greatly reduced while the resulting resource allocation results remain similar. ...
With modern multi-function radars becoming more flexible, handling the limited amount of resources of these radars becomes increasingly important. In this thesis the radar resource management (RRM) problem in a multi-target tracking scenario is considered. Partially observable Markov decision processes (POMDPs) are used to describe each tracking task. By comparing the future effect of radar actions using model predictive control (MPC), the POMDPs are solved in a non-myopic way. The model predictive control problem can be decoupled into sub-problems using Lagrangian Relaxation to reduce the computational complexity of the solution method. An algorithm based on golden section search is employed to find the Lagrange multiplier. An interacting multiple model filter is used to allow the method to be effective in RRM problems involving the tracking of targets performing a broad number of maneuvers.
The novel approach is compared to an existing solution method based on policy rollout and Monte Carlo sampling. Through simulations of dynamic multi-target tracking scenarios in which the cost and computational complexity of different approaches are compared, it was shown that the computational complexity is greatly reduced while the resulting resource allocation results remain similar.
The novel approach is compared to an existing solution method based on policy rollout and Monte Carlo sampling. Through simulations of dynamic multi-target tracking scenarios in which the cost and computational complexity of different approaches are compared, it was shown that the computational complexity is greatly reduced while the resulting resource allocation results remain similar.
In order to ensure safety and prevent collisions on road, automotive radars must be fault proof and have to be tested on reliability and performance, which requires proper diagnostic of well-functioning of the radar so that the car may participate to traffic. One way of the diagnostic of well-functioning of the automotive radar is by means of calibration in service stations. In contrast to offline calibration in service stations, one another way of testing the automotive radar on well-functioning would be by means of monitoring the state, or with other words the healthiness, of the radar in real-time. One possible solution to monitor the radar state is to use a massive set of calibration targets in road infrastructure and thereby the problem lies in optimally estimating the state based on the RCS information provided by the radar. As a result, in the first part of this thesis, based on the defined target selection criteria, selection of the most appropriate calibration target among possible candidates is discussed. Using massive set of targets is required to overcome the uncertainty in production and installation accuracy in one-target measurements. However, this method brings randomness which is caused by two error sources being the non-ideal shapes of the calibration targets originating from mass production errors and orientation errors either from installation or maintenance errors. Second part of the thesis investigates how this randomness affects the self-diagnostics performance of automotive radar. Thereby, the model of target orientation and RCS loss due to orientation errors, and, the model of target RCS and its RCS loss due to mass production errors are developed. For both error sources, the statistical characteristics of the loss factors are determined by means of corresponding probability distribution functions which are derived analytically. In case of orientation errors, analytical results are validated by Monte-Carlo simulations as well as Kullback-Leibler Divergence. In case of mass production errors, analytical results are validated by Monte-Carlo simulations only. Together with the results obtained in the first part, results of the statistical characteristics of the loss factor due to non-orthogonality help to find a balance between the size, quality and number of targets to be deployed in a certain range in a given road configuration. To finalize the project, the measurement model is determined according to which the approach for self-diagnostics is developed under certain assumptions and considering a set of measurements of the same realization of a single target only. By the developed approaches, the relation of statistical parameters on self-diagnostics performance is determined by means of three different estimation methods and the results are validated by Monte-Carlo simulations.
...
In order to ensure safety and prevent collisions on road, automotive radars must be fault proof and have to be tested on reliability and performance, which requires proper diagnostic of well-functioning of the radar so that the car may participate to traffic. One way of the diagnostic of well-functioning of the automotive radar is by means of calibration in service stations. In contrast to offline calibration in service stations, one another way of testing the automotive radar on well-functioning would be by means of monitoring the state, or with other words the healthiness, of the radar in real-time. One possible solution to monitor the radar state is to use a massive set of calibration targets in road infrastructure and thereby the problem lies in optimally estimating the state based on the RCS information provided by the radar. As a result, in the first part of this thesis, based on the defined target selection criteria, selection of the most appropriate calibration target among possible candidates is discussed. Using massive set of targets is required to overcome the uncertainty in production and installation accuracy in one-target measurements. However, this method brings randomness which is caused by two error sources being the non-ideal shapes of the calibration targets originating from mass production errors and orientation errors either from installation or maintenance errors. Second part of the thesis investigates how this randomness affects the self-diagnostics performance of automotive radar. Thereby, the model of target orientation and RCS loss due to orientation errors, and, the model of target RCS and its RCS loss due to mass production errors are developed. For both error sources, the statistical characteristics of the loss factors are determined by means of corresponding probability distribution functions which are derived analytically. In case of orientation errors, analytical results are validated by Monte-Carlo simulations as well as Kullback-Leibler Divergence. In case of mass production errors, analytical results are validated by Monte-Carlo simulations only. Together with the results obtained in the first part, results of the statistical characteristics of the loss factor due to non-orthogonality help to find a balance between the size, quality and number of targets to be deployed in a certain range in a given road configuration. To finalize the project, the measurement model is determined according to which the approach for self-diagnostics is developed under certain assumptions and considering a set of measurements of the same realization of a single target only. By the developed approaches, the relation of statistical parameters on self-diagnostics performance is determined by means of three different estimation methods and the results are validated by Monte-Carlo simulations.
Nowadays, many practical radar applications require an automatic interpretation of the received data, including data processing algorithms and target classification. The exploitation of additional polarimetric information is a very promising concept to improve the performance of automotive target classification. In this thesis work, we aim to identify target features that can be used for the classification and definition of sub-classes of moving automotive vehicles driving on a highway. This analysis is based on a multi-dimensional polarimetric feature database, created from real observations from a fully polarimetric-Doppler S-band FMCW radar (PARSAX). The polarimetric information of the vehicles is extracted while tracking the targets in a multi-target environment in the range-Doppler domain. Therefore, a multi-target tracking algorithm, based on an OS-CFAR detector, polarimetric data fusion algorithm, and a classical Kalman filter, is used. In order to cope with Doppler ambiguity, a novel MHT-based approach has been introduced.
The feature extraction analysis shows that the polarimetric features of the observed targets provide well-defined reliable statistical relations between physically related features, but that blind classification based on our target feature database does not provide new insights that are useful for classification. Reliable clusters that are useful to describe the polarimetric signatures of the targets have not been found, except the polarimetric correlation coefficients, which, unfortunately, despite their physical clear sense, were not supported by the other analyzed features. Nevertheless, from similar feature analysis, it has been shown that the features originating from the incoherent polarimetric H/A/α-decomposition form compact and well-separated clusters corresponding to target scattering and clutter scattering. Therefore, it can be concluded that these features can be used to accurately distinguish moving vehicles from static clutter. ...
The feature extraction analysis shows that the polarimetric features of the observed targets provide well-defined reliable statistical relations between physically related features, but that blind classification based on our target feature database does not provide new insights that are useful for classification. Reliable clusters that are useful to describe the polarimetric signatures of the targets have not been found, except the polarimetric correlation coefficients, which, unfortunately, despite their physical clear sense, were not supported by the other analyzed features. Nevertheless, from similar feature analysis, it has been shown that the features originating from the incoherent polarimetric H/A/α-decomposition form compact and well-separated clusters corresponding to target scattering and clutter scattering. Therefore, it can be concluded that these features can be used to accurately distinguish moving vehicles from static clutter. ...
Nowadays, many practical radar applications require an automatic interpretation of the received data, including data processing algorithms and target classification. The exploitation of additional polarimetric information is a very promising concept to improve the performance of automotive target classification. In this thesis work, we aim to identify target features that can be used for the classification and definition of sub-classes of moving automotive vehicles driving on a highway. This analysis is based on a multi-dimensional polarimetric feature database, created from real observations from a fully polarimetric-Doppler S-band FMCW radar (PARSAX). The polarimetric information of the vehicles is extracted while tracking the targets in a multi-target environment in the range-Doppler domain. Therefore, a multi-target tracking algorithm, based on an OS-CFAR detector, polarimetric data fusion algorithm, and a classical Kalman filter, is used. In order to cope with Doppler ambiguity, a novel MHT-based approach has been introduced.
The feature extraction analysis shows that the polarimetric features of the observed targets provide well-defined reliable statistical relations between physically related features, but that blind classification based on our target feature database does not provide new insights that are useful for classification. Reliable clusters that are useful to describe the polarimetric signatures of the targets have not been found, except the polarimetric correlation coefficients, which, unfortunately, despite their physical clear sense, were not supported by the other analyzed features. Nevertheless, from similar feature analysis, it has been shown that the features originating from the incoherent polarimetric H/A/α-decomposition form compact and well-separated clusters corresponding to target scattering and clutter scattering. Therefore, it can be concluded that these features can be used to accurately distinguish moving vehicles from static clutter.
The feature extraction analysis shows that the polarimetric features of the observed targets provide well-defined reliable statistical relations between physically related features, but that blind classification based on our target feature database does not provide new insights that are useful for classification. Reliable clusters that are useful to describe the polarimetric signatures of the targets have not been found, except the polarimetric correlation coefficients, which, unfortunately, despite their physical clear sense, were not supported by the other analyzed features. Nevertheless, from similar feature analysis, it has been shown that the features originating from the incoherent polarimetric H/A/α-decomposition form compact and well-separated clusters corresponding to target scattering and clutter scattering. Therefore, it can be concluded that these features can be used to accurately distinguish moving vehicles from static clutter.