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Journal article (2021) - Firouzeh Taghikhah, Tatiana Filatova, Alexey Voinov
Computational social science has witnessed a shift from pure theoretical to empirical agent-based models (ABMs) grounded in data-driven correlations between behavioral factors defining agents’ decisions. There is a strong urge to go beyond theoretical ABMs with behavioral theories setting stylized rules that guide agents’ actions, especially when it concerns policy-related simulations. However, it remains unclear to what extent theory-driven ABMs mislead, if at all, a choice of a policy when compared to the outcomes of models with empirical micro-foundations. This is especially relevant for pro-environmental policies that increasingly rely on quantifying cumulative effects of individual behavioral changes, where ABMs are so helpful. We propose a comparison framework to address this methodological dilemma, which quantitatively explores the gap in predictions between theory-and data-driven ABMs. Inspired by the existing theory-driven model, ORVin-T, which studies the individual choice between organic and conventional products, we design a survey to collect data on individual preferences and purchasing decisions. We then use this extensive empirical microdata to build an empirical twin, ORVin-E, replacing the theoretical assumptions and secondary aggregated data used to parametrize agents’ decision strategies with our empirical survey data. We compare the models in terms of key outputs, perform sensitivity analysis, and explore three policy scenarios. We observe that the theory-driven model predicts the shifts to organic consumption as accurately as the ABM with empirical micro-foundations at both aggregated and individual scales. There are slight differences (±5%) between the estimations of the two models with regard to different behavioral change scenarios: increasing conventional tax, launching organic social-informational campaigns, and their combination. Our findings highlight the goodness of fit and usefulness of theoretical modeling efforts, at least in the case of incremental behavioral change. It sheds light on the conditions when theory-driven and data-driven models are aligned and on the value of empirical data for studying systemic changes. ...
Journal article (2021) - Firouzeh Taghikhah, Alexey Voinov, Nagesh Shukla, Tatiana Filatova
Consumer behavior is key in shifts towards organic products. A diversity of factors influences consumer preferences, driving planned, impulsive, and unplanned purchasing decisions. We study choices among organic and conventional wine using an extensive survey among Australian consumers (N = 1003). We integrate five behavioral theories in the survey design, and use supervised and unsupervised machine learning algorithms for analysis. We quantify a gap between intention and behavior, and emphasize the importance of cognitive factors. Findings go beyond correlation to the causation of behavior when combining predictive prowess with explanatory power. Results reveal that affective factors and normative cues may prompt unplanned and spontaneous purchasing behavior, causing consumers to act against their beliefs. ...
Journal article (2021) - Firouzeh Taghikhah, Alexey Voinov, Nagesh Shukla, Tatiana Filatova, Mikhail Anufriev
The current intense food production-consumption is one of the main sources of environmental pollution and contributes to anthropogenic greenhouse gas emissions. Organic farming is a potential way to reduce environmental impacts by excluding synthetic pesticides and fertilizers from the process. Despite ecological benefits, it is unlikely that conversion to organic can be financially viable for farmers, without additional support and incentives from consumers. This study models the interplay between consumer preferences and socio-environmental issues related to agriculture and food production. We operationalize the novel concept of extended agro-food supply chain and simulate adaptive behavior of farmers, food processors, retailers, and customers. Not only the operational factors (e.g., price, quantity, and lead time), but also the behavioral factors (e.g., attitude, perceived control, social norms, habits, and personal goals) of the food suppliers and consumers are considered in order to foster organic farming. We propose an integrated approach combining agent-based, discrete-event, and system dynamics modeling for a case of wine supply chain. Findings demonstrate the feasibility and superiority of the proposed model over the traditional sustainable supply chain models in incorporating the feedback between consumers and producers and analyzing management scenarios that can urge farmers to expand organic agriculture. Results further indicate that demand-side participation in transition pathways towards sustainable agriculture can become a time-consuming effort if not accompanied by the middle actors between consumers and farmers. In practice, our proposed model may serve as a decision-support tool to guide evidence-based policymaking in the food and agriculture sector. ...

Bottom-up drivers of household energy behavior change in the Netherlands and Spain

Journal article (2020) - Leila Niamir, Olga Ivanova, Tatiana Filatova, Alexey Voinov, Hans Bressers
Households are responsible for 70% of CO2 emissions (directly and indirectly). While households as agents of change increasingly become a crucial element in energy transitions, bottom-up mechanisms facilitating behavioral change are not fully understood. A scientific understanding of individual energy use, requires eliciting factors that trigger or inhibit changes in energy behavior. This paper explores individual energy consumption practices and behavioral aspects that affect them. We quantitatively study the determinants of three energy actions: (1) investments in house insulation, solar panels and/or energy-efficient appliances, (2) conservation of energy by changing energy-use habits like switching off unused devices or adjusting house temperature, and (3) switching to green(er) electricity sources. To address this goal, we conduct a comprehensive survey among households (N = 1790) in two EU regions: Overijssel, the Netherlands and Navarre, Spain. We use probit regression to estimate how behavioral factors, households’ socioeconomic characteristics and structural attributes of dwellings influence energy related actions. Our analysis demonstrates that awareness and personal and social norms are as important as monetary factors. Moreover, education and structural dwelling factors significantly affect households’ actions. These results have implications for governmental policies aimed at reducing residential CO2 footprints and facilitating demand-side solutions in a transition to low-carbon economy. ...
Journal article (2020) - Firouzeh Taghikhah, Alexey Voinov, Nagesh Shukla, Tatiana Filatova
Organic food has important environmental and health benefits, decreasing the toxicity of agricultural production, improving soil quality, and overall resilience of farming. Increasing consumers’ demand for organic food reinforces the rate of organic farming adoption and the level of farmers' risk acceptance. Despite the recorded 20% growth in organically managed farmland, its global land area is still far less than expected, only 1.4%. Increasing demand for organic food is an important pathway towards sustainable food systems. We explore this consumer-centric approach by developing a theoretically- and empirically-grounded agent-based model. Three behavioral theories – theory of planned behavior, alphabet theory, and goal-framing – describe individual food purchasing decisions in response to policies. We take wine sector as an example to calibrate and validate the model for the case study of Sydney, Australia. The discrepancy between consumer intention and purchasing behavior for organic wine can be explained by a locked-in vicious cycle. We assess the effectiveness of different policies such as wine taxation, and informational-education campaigns to influence consumer choices. The model shows that these interventions are non-additive: raising consumer awareness and increasing tax on less environmentally friendly wines simultaneously is more successful in promoting organic wine than the sum of the two policies introduced separately. The phenomenon of undercover altruism amplifies the preference for organic wine, and the tipping point occurs at around 35% diffusion rate in the population. This research suggests policy implications to help decision-makers in the food sector make informed decisions about organic markets. ...
Journal article (2020) - Leila Niamir, Gregor Kiesewetter, Fabian Wagner, Wolfgang Schöpp, Tatiana Filatova, Alexey Voinov, Hans Bressers
In the last decade, instigated by the Paris agreement and United Nations Climate Change Conferences (COP22 and COP23), the efforts to limit temperature increase to 1.5 °C above pre-industrial levels are expanding. The required reductions in greenhouse gas emissions imply a massive decarbonization worldwide with much involvement of regions, cities, businesses, and individuals in addition to the commitments at the national levels. Improving end-use efficiency is emphasized in previous IPCC reports (IPCC 2014). Serving as the primary ‘agents of change’ in the transformative process towards green economies, households have a key role in global emission reduction. Individual actions, especially when amplified through social dynamics, shape green energy demand and affect investments in new energy technologies that collectively can curb regional and national emissions. However, most energy-economics models—usually based on equilibrium and optimization assumptions—have a very limited representation of household heterogeneity and treat households as purely rational economic actors. This paper illustrates how computational social science models can complement traditional models by addressing this limitation. We demonstrate the usefulness of behaviorally rich agent-based computational models by simulating various behavioral and climate scenarios for residential electricity demand and compare them with the business as usual (SSP2) scenario. Our results show that residential energy demand is strongly linked to personal and social norms. Empirical evidence from surveys reveals that social norms have an essential role in shaping personal norms. When assessing the cumulative impacts of these behavioral processes, we quantify individual and combined effects of social dynamics and of carbon pricing on individual energy efficiency and on the aggregated regional energy demand and emissions. The intensity of social interactions and learning plays an equally important role for the uptake of green technologies as economic considerations, and therefore in addition to carbon-price policies (top-down approach), implementing policies on education, social and cultural practices can significantly reduce residential carbon emissions. ...

A web service approach to linking diverse climate-energy-economy models

Journal article (2019) - Getachew F. Belete, Alexey Voinov, Iñaki Arto, Kishore Dhavala, Tatyana Bulavskaya, Leila Niamir, Saeed Moghayer, Tatiana Filatova
The use of simulation models is essential when exploring transitions to low-carbon futures and climate change mitigation and adaptation policies. There are many models developed to understand socio-environmental processes and interactions, and analyze alternative scenarios, but hardly one single model can serve all the needs. There is much expectation in climate-energy research that constructing new purposeful models out of existing models used as building blocks can meet particular needs of research and policy analysis. Integration of existing models, however, implies sophisticated coordination of inputs and outputs across different scales, definitions, data and software. This paper presents an online integration platform which links various independent models to enhance their scope and functionality. We illustrate the functionality of this web platform using several simulation models developed as standalone tools for analyzing energy, climate and economy dynamics. The models differ in levels of complexity, assumptions, modeling paradigms and programming languages, and operate at different temporal and spatial scales, from individual to global. To illustrate the integration process and the internal details of our integration framework we link an Integrated Assessment Model (GCAM), a Computable General Equilibrium model (EXIOMOD), and an Agent Based Model (BENCH). This toolkit is generic for similar integrated modeling studies. It still requires extensive pre-integration assessment to identify the ‘appropriate’ models and links between them. After that, using the web service approach we can streamline module coupling, enabling interoperability between different systems and providing open access to information for a wider community of users. ...

Selecting the right tool for the job

Journal article (2018) - Alexey Voinov, Karen Jenni, Eleanor Sterling, Laura Schmitt Olabisi, Philippe J. Giabbanelli, Zhanli Sun, Christophe Le Page, Sondoss Elsawah, Todd K. BenDor, Klaus Hubacek, Bethany K. Laursen, Antonie Jetter, Steven Gray, Laura Basco-Carrera, Alison Singer, Laura Young, Jessica Brunacini, Alex Smajgl, Nagesh Kolagani, Pierre D. Glynn, Pierre Bommel, Christina Prell, Moira Zellner, Michael Paolisso, Rebecca Jordan
Various tools and methods are used in participatory modelling, at different stages of the process and for different purposes. The diversity of tools and methods can create challenges for stakeholders and modelers when selecting the ones most appropriate for their projects. We offer a systematic overview, assessment, and categorization of methods to assist modelers and stakeholders with their choices and decisions. Most available literature provides little justification or information on the reasons for the use of particular methods or tools in a given study. In most of the cases, it seems that the prior experience and skills of the modelers had a dominant effect on the selection of the methods used. While we have not found any real evidence of this approach being wrong, we do think that putting more thought into the method selection process and choosing the most appropriate method for the project can produce better results. Based on expert opinion and a survey of modelers engaged in participatory processes, we offer practical guidelines to improve decisions about method selection at different stages of the participatory modeling process. ...
Journal article (2018) - Leila Niamir, Olga Ivanova, Tatiana Filatova, Alexey Voinov
The discourse on climate change stresses the importance of individual behavioral changes and shifts in social norms to assist both climate mitigation efforts worldwide. A design of an effective and efficient climate policy calls for decision support tools that are able to quantify cumulative impacts of individual behaviour and can integrate bottom-up processes into the traditional decision support tools. We propose an integrated system of models that combines strengths of macro and micro approaches to trace the cross-scale feedbacks in socio-economic processes in residential energy markets at provincial and national scales. This paper explores the feasibility of such hybrid models to study dynamic effects of climate change mitigation policy measures targeted at changes in residential energy use practices. We present an example of an agent-based energy model (BENCH) integrated with a EU-EMS computable general equilibrium model. We discusses methodological advancements and open challenges with respect to the integrated system of models. ...

Assessing cumulative impacts of individual behavioral changes

Journal article (2018) - Leila Niamir, Tatiana Filatova, Alexey Voinov, Hans Bressers
Changing residential energy demand can play an essential role in transitioning to a green economy. Environmental psychology suggests that behavioral changes regarding energy use are affected by knowledge, awareness, motivation and social learning. Data on various behavioral drivers of change can explain energy use at the individual level, but it provides little information about implications for macro energy demand on regional or national levels. We address this challenge by presenting a theoretically-based and empirically-driven agent-based model to track aggregated impacts of behavioral changes among heterogeneous households. We focus on the representation of the multi-step changes in individual energy use behavior and on a quantitative assessment of their aggregated impacts on the regional level. We understand the behavioral complexity of household energy use as a dynamic process unfolding in stages, and explore the barriers for utilizing the full potential of a region for emissions reduction. We suggest a policy mix that facilitates mutual learning among consumers. ...
Journal article (2016) - J. Gary Polhill, Tatiana Filatova, Maja Schlüter, Alexey Voinov
Abrupt systemic changes in ecological and socio-economic systems are a regular occurrence. While there has been much attention to studying systemic changes primarily in ecology as well as in economics, the attempts to do so for coupled socio-environmental systems are rarer. This paper bridges the gap by reviewing how models can be instrumental in exploring significant, fundamental changes in such systems. The history of modelling systemic change in various disciplines contains a range of definitions and approaches. Even so, most of these efforts share some common challenges within the modelling context. We propose a framework drawing these challenges together, and use it to discuss the articles in this thematic issue on modelling systemic change in coupled social and environmental systems. The differing approaches used highlight that modelling systemic change is an area of endeavour that would benefit from greater synergies between the various disciplines concerned with systemic change. ...
Journal article (2016) - J. Gary Polhill, Tatiana Filatova, Maja Schlüter, Alexey Voinov
Journal article (2015) - Klaus Hasselmann, Roger Cremades, Tatiana Filatova, Richard Hewitt, Carlo Jaeger, Dmitry Kovalevsky, Alexey Voinov, Nick Winder
Journal article (2015) - Ju Sung Lee, Tatiana Filatova, Arika Ligmann-Zielinska, Behrooz Hassani-Mahmooei, Forrest Stonedahl, Iris Lorscheid, Alexey Voinov, Gary Polhill, Zhanli Sun, Dawn C. Parker
The proliferation of agent-based models (ABMs) in recent decades has motivated model practitioners to improve the transparency, replicability, and trust in results derived from ABMs. The complexity of ABMs has risen in stride with advances in computing power and resources, resulting in larger models with complex interactions and learning and whose outputs are often high-dimensional and require sophisticated analytical approaches. Similarly, the increasing use of data and dynamics in ABMs has further enhanced the complexity of their outputs. In this article, we offer an overview of the state-of-the-art approaches in analyzing and reporting ABM outputs highlighting challenges and outstanding issues. In particular, we examine issues surrounding variance stability (in connection with determination of appropriate number of runs and hypothesis testing), sensitivity analysis, spatio-temporal analysis, visualization, and effective communication of all these to non-technical audiences, such as various stakeholders. ...

Can we use less if inelastic energy markets: Can we use less if we can't extract more?

Journal article (2014) - Alexey Voinov, Tatiana Filatova
Limited supply of nonrenewable energy resources under growing energy demand creates a situation when a marginal change in the quantity supplied or demanded causes non-marginal swings in price levels. The situation is worsened by the fact that we are currently running out of cheap energy resources at the global scale while adaptation to climate change requires extra energy costs. It is often argued that technology and alternative energy will be a solution. However, alternative energy infrastructure also requires additional energy investments, which can further increase the gap between energy demand and supply. This paper presents an explorative model that demonstrates that a smooth transition from an oil-based economy to alternative energy sources is possible only if it is started well in advance while fossil resources are still abundant. Later the transition looks much more dramatic and it becomes risky to rely entirely on technological solutions. It becomes increasingly likely that in addition to technological solutions that can increase supply we will need to find ways to decrease demand and consumption. We further argue that market mechanisms can be just as powerful tools to curb demand as they have traditionally been for stimulating consumption. We observe that individuals who consume more energy resources benefit at the expense of those who consume less, effectively imposing price externalities on the latters. We suggest two transparent and flexible methods of pricing that attempt to eliminate price externalities on energy resources. Such pricing schemes stimulate less consumption and can smooth the transition to renewable energy. ...
Journal article (2011) - Tatiana Filatova, Alexey Voinov, Anne van der Veen
This paper presents an agent-based model of a land market, which is used to explore the effects of land taxes on the land use in a coastal zone. The model simulates the emergence of land prices and urban land patterns from bottom-up via interactions of individual agents in a land market. A series of model experiments helps visualize and explore how economic incentives in a land market may influence the spatial distribution of land prices and urban developments, either leaving space for coastal ecosystems or not. We demonstrate that economic incentives do affect urban form and pattern, land prices and welfare measures. However, they may not always be sufficient to reduce the pressure on coastal ecosystems. Our results show that preservation of ecosystems may involve difficult trade-offs between economic and ecological priorities, as well as between healthy ecosystems and social equity. We also show how conventional economic modelling based on a representative agent, which is usually employed by policy makers, overestimates both environmental benefits and economic costs associated with the tax meant to preserve coastal ecosystems. ...
Conference paper (2008) - Tatiana Filatova, Anne Van Der Veen, Alexey Voinov
This paper presents an agent-based model of a land market (ALMA-C) to simulate the emergence of land prices and urban land patterns from bottom-up. Our model mimics individual decisions to buy and to sell land depending on economic, sociological and political factors as well as on the characteristics of the spatial environment. To this we add ecological and environmental considerations and focus on the question of how individual land use decisions can be affected to reduce the pressure on the coastal zone ecosystem functions. A series of model experiments helps visualize and explore how economic incentives at a land market can influence the spatial distribution of activities and land prices in a coastal zone. We demonstrate that economic incentives do affect urban form and pattern, land prices and welfare measures. However, they may not always be sufficient to reduce the pressure on coastal zone ecosystems. ...