Both hydrodynamic factors and social factors have large impacts on the loss of life caused by dam failure. Relatively large uncertainty intervals of the influencing factors lead to changes in the potential loss of life. Based on an analysis of the formation mechanism of loss of life, the influencing factors were identified. Combined with interval theory, a method for calculating loss of life and determining the impacts of the influencing factors on loss of life was proposed. The intervals of the exposure rate of the population at risk and the mortality of the exposed population, which are impacted by the major influencing factors such as the flood severity, warning time, understanding of dam failure, and building vulnerability, were recommended. Furthermore, a range of correction coefficients caused by the minor influencing factors, such as the dam failure time, rescue ability, and age distribution, was analyzed. The proposed method was validated by analyzing the losses of life in 21 flooded regions after 10 dam failure events and 2 flash river floods, in which the intervals of the estimated results all contained the actual loss of life. In addition, the ratios of the upper bounds to the corresponding lower bounds of the intervals were all less than 10, which is in accordance with the characteristic that the results of different existing methods vary within an order of magnitude. This is the first work that pays careful attention to the uncertainty intervals of loss of life estimates, and the proposed method effectively determined the severity of the potential loss of life caused by dam failure.

Risk consequences analysis of dam breach is fundamental to risk assessment of reservoir dams. Multiple influencing factors and complex mechanisms lead to great differences between the analysis results of different research methods and the actual consequences. It is suggested that risk consequences can be divided into three basic categories: loss of life, economic loss and environmental impact, based on their definitions. According to the analysis of research achievements and applications abroad, the development trend that physical model based on disaster-causing mechanism takes place of empirical model based on historical data is clarified. Based on the analysis of research status of dam breach risk consequences assessment in China, both advantages and disadvantages of three main research methods, i.e. analysis based on empirical model and disaster-causing mechanism, semi-quantitative evaluation and superposition calculation of regional losses, are clarified in terms of accuracy and practicability. It is proposed that the risk consequences research and practical application can be improved in four aspects, i.e., strengthening the analysis of disaster-causing mechanism, paying attention to the combination of accuracy and practicability, emphasizing the important roles of non-engineering measures and improving the research constantly during application.

Because of the uncertainty regarding the potential loss of life, it is difficult to use societal life risk criteria for dams established based on existing methods and the related research. Based on existing dam safety standards, dam safety conditions, and the opinions of the public on dam risks, an innovative methodology, i.e. P–P curve, was proposed to establish societal life risk criteria for dams. The annual probability of dam failure, population at risk, and dam height, which have the most significant and direct impacts on the potential loss of life, were selected as the basic indices. Taking China as an example, societal life risk criteria for the dams of five types of reservoirs were established; in these criteria, the heights of 30 m and 70 m were proposed as the bases for upgrading the risk criteria for the dams of small-type reservoirs, medium-type and large (2)-type reservoirs, respectively. The proposed methodology was designed to be more practical in determining the risk levels for dams because the values of the basic indices are considerably easier to determine than those of risk criteria based on the existing methods.

When a dam breaks, huge floods will be generated that may inundate urban areas, enterprises, farmlands, and infrastructure and cause giant economic losses. Economic risk criteria are a kind of basis for determining dam risk levels and to decide whether risk control measures should be taken or not. However, compared to loss-of-life risk criteria, much fewer economic risk criteria for dams have been proposed and implemented for two main reasons: (a) The ability of most areas to endure economic losses caused by dam breach changes over time because of the constant development of their economic levels; and (b) Economic development levels in an area are distinct from the levels in other areas, resulting in significant differences in the ability of different areas to endure economic losses caused by a dam breach. Therefore, an equivalent economic scale (EES) that indicates the relative economic level of an area to the whole country in a given period of time is a preferred measure. It was shown in this paper that EES has much more stable values than do ordinary economic measures; therefore, it was taken as the basic index for establishing economic risk criteria. Furthermore, due to the distinct economic loss rates of different industries, the index of industrial economic contribution (IEC) was introduced to determine the correction coefficient to modify the ESS to reflect the potential economic loss of the area to be evaluated. This is the first research that pays careful attention to the change of ability to endure economic losses, in which the established economic risk criteria are applicable over a relatively long time and for different areas based on the consideration of the relative level of the economy and the industrial economic contribution.

Dam breach has catastrophic consequences for human lives and economy. In previous studies, empirical models are often, to a limited extent, due to the inadequacy of historical dam breach events. Physical models, which focus on simulating human behavior during floods, are not suitable for fast analysis of a large number of dams due to the complexities of many key parameters. Therefore, this paper proposes a method for fast evaluation of potential consequences of dam breach. Eight main indices, i.e., capacity of reservoir (C_R), dam height (H_D), population at risk (P_R), economy at risk (E_R), understanding of dam breach (U_B), industry type (T_I), warning time (T_W), and building vulnerability (V_B), are selected to establish an evaluation index system. A catastrophe evaluation method is introduced to establish an evaluation model for potential consequences of dam breach based on the indices which are divided into five grades according to the relevant standards and guidelines. Validation of the method by twelve historical dam breach events shows a good accuracy. The method is applied to evaluate potential consequences of dam breach of Jiangang Reservoir in Henan Province, China. It is estimated that loss of life in the worst scenario is between that of Hengjiang Reservoir and that of Shimantan Reservoir dam breach, of which fatalities are 941 and 2717, respectively, showing that risk management measures should be taken to reduce the risk of potential loss of life.