Risk assessment of cascade reservoir dams is not only the key to ensure the safety of the basin, but also the objective requirement of dam risk management. Based on the development status of cascade reservoirs in China, the complexity of dam risk management of cascade reservoirs compared with a single reservoir was analyzed. By reviewing the advances on the studies of dam risk in cascade reservoirs, this paper summarized their limitations in terms of scientificity and practicability. Moreover, some concepts and methods were proposed on the risk assessment of cascade reservoirs: (1) The dam risk of a cascade reservoir was decomposed into own risk and additional risk, the consequence of its dam breach was decomposed into direct loss and potential loss, and an influence coefficient was defined to reflect the risk transmission and superposition degree among cascade reservoirs; (2) The related concepts and formulas for the calculation of dam risk probability and consequence of cascade reservoirs were proposed, which realized the transition of dam risk assessment method from a single reservoir to cascade reservoirs; (3) A project rank classification method for cascade reservoirs was proposed, which took into account not only the project scale and benefits in socioeconomic development, but also the successive dam breaches possibility and consequences. This study is of great significance to clarify the focus of future research and promote the practical application of dam risk management in cascade reservoirs.@en

In recent years, dam failures have occurred frequently because of extreme weather, posing a significant threat to downstream residents. The establishment of emergency shelters is crucial for reducing casualties. The selection of suitable shelters depends on key information such as the number and distribution of affected people, and the effective capacity and accessibility of the shelters. However, previous studies on siting shelters did not fully consider population distribution differences at a finer scale. This limitation hinders the accuracy of estimating the number of affected people. In addition, most studies ignored the impact of extreme rainfall on the effective capacity and accessibility of shelters, leading to a low applicability of the shelter selection results. Therefore, in this study, land-use and land-cover change (LUCC) and nighttime lighting data were used to simulate population distribution and determine the number and distribution of affected people. Qualified candidate shelters were obtained based on screening criteria, and their effective capacity and accessibility information under different weather conditions were quantified. Considering factors such as population transfer efficiency, construction cost and shelter capacity constraints, a multi-objective siting model was established and solved using the non-dominated sorting genetic algorithm II (NSGA- II) to obtain the final siting scheme. The method was applied to the Dafangying Reservoir, and the results showed the following: (1) The overall mean relative error (MRE) of the population in the 35 downstream streets was 11.16 %, with good fitting accuracy. The simulation results truly reflect the population distribution. (2) Normal weather screening generated 352 qualified candidate shelters, whereas extreme rainfall weather screening generated 266 candidate shelters. (3) Based on the population distribution and weather factors, four scenarios were set up, with 63, 106, 73, and 131 shelters selected. These two factors have a significant impact on the selection of shelters and the allocation of evacuees, and should be considered in the event of a dam-failure floods.@en

Because of the risk transmission and superposition among dams in cascade reservoirs, the analysis and probability calculation of dam risk become more complex compared with a single reservoir. By analyzing the main risk sources and actionmechanisms, the disaster-causing factors, disaster-transmitting body and disaster-bearing body in the cascade reservoirs system were determined. By defining the influence coefficient (IC) to express the transmission and superposition degree of dam risk among cascade reservoirs, dam risk was divided into two parts: own risk (OR) and additional risk (AR). On this basis, the relevant concepts and equations for the calculation of the dam risk probability of cascade reservoirs were proposed. The numerical simulation was carried out to quantify the IC, and a Bayesian network analysis model was constructed to calculate the OR. Finally, taking five cascade reservoir dams in the Dadu River basin as examples, the value of their ORs, ARs and risk probabilities were calculated, and thereafter the weakest cascade, controlling cascade and general cascade in the system were divided. The proposed methodology realizes an effective connection with the dam risk calculation method of a single reservoir, which can provide a reference for the risk assessment and management of cascade reservoirs in the basin.@en

Compared with a single reservoir, the risk in cascade reservoirs has the transmission and superposition effect, which increases the complexity of its risk consequence assessment. In view of this problem, the direct consequence (DC) and potential consequence (PC) were defined as two parts of the dam breach risk consequence of cascade reservoirs. The upstream dam-break flood inundation line and the downstream reservoir land acquisition line were taken as the upper and lower boundaries of the assessment space, which made the risk consequence assessment more intuitive and further improved its scientificity and practicability. Subsequently, the conditional probability of downstream dam breach under the upstream dam-break flood was determined to quantify the risk transmission and superposition. On this basis, the relevant concepts and formulas for calculating the dam breach risk consequence in cascade reservoirs were proposed. Taking five cascade reservoirs as examples, the risk consequences of each cascade dam breach were evaluated. The results show that the proposed method is effective in assessing the risk consequence of dam breach in cascade reservoirs and is more in line with the connotation of dam risk management, which can provide reference for the design and risk control of cascade reservoirs.@en

Dam breach has catastrophic consequences for human lives and economy. In previous studies, empirical models are often, to a limited extent, due to the inadequacy of historical dam breach events. Physical models, which focus on simulating human behavior during floods, are not suitable for fast analysis of a large number of dams due to the complexities of many key parameters. Therefore, this paper proposes a method for fast evaluation of potential consequences of dam breach. Eight main indices, i.e., capacity of reservoir (CR), dam height (HD), population at risk (PR), economy at risk (ER), understanding of dam breach (UB), industry type (TI), warning time (TW), and building vulnerability (VB), are selected to establish an evaluation index system. A catastrophe evaluation method is introduced to establish an evaluation model for potential consequences of dam breach based on the indices which are divided into five grades according to the relevant standards and guidelines. Validation of the method by twelve historical dam breach events shows a good accuracy. The method is applied to evaluate potential consequences of dam breach of Jiangang Reservoir in Henan Province, China. It is estimated that loss of life in the worst scenario is between that of Hengjiang Reservoir and that of Shimantan Reservoir dam breach, of which fatalities are 941 and 2717, respectively, showing that risk management measures should be taken to reduce the risk of potential loss of life.@en

When a dam breaks, huge floods will be generated that may inundate urban areas, enterprises, farmlands, and infrastructure and cause giant economic losses. Economic risk criteria are a kind of basis for determining dam risk levels and to decide whether risk control measures should be taken or not. However, compared to loss-of-life risk criteria, much fewer economic risk criteria for dams have been proposed and implemented for two main reasons: (a) The ability of most areas to endure economic losses caused by dam breach changes over time because of the constant development of their economic levels; and (b) Economic development levels in an area are distinct from the levels in other areas, resulting in significant differences in the ability of different areas to endure economic losses caused by a dam breach. Therefore, an equivalent economic scale (EES) that indicates the relative economic level of an area to the whole country in a given period of time is a preferred measure. It was shown in this paper that EES has much more stable values than do ordinary economic measures; therefore, it was taken as the basic index for establishing economic risk criteria. Furthermore, due to the distinct economic loss rates of different industries, the index of industrial economic contribution (IEC) was introduced to determine the correction coefficient to modify the ESS to reflect the potential economic loss of the area to be evaluated. This is the first research that pays careful attention to the change of ability to endure economic losses, in which the established economic risk criteria are applicable over a relatively long time and for different areas based on the consideration of the relative level of the economy and the industrial economic contribution.@en

When a dam breaks, huge floods will be generated that may inundate urban areas, enterprises, farmlands, and infrastructure and cause giant economic losses. Economic risk criteria are a kind of basis for determining dam risk levels and to decide whether risk control measures should be taken or not. However, compared to loss-of-life risk criteria, much fewer economic risk criteria for dams have been proposed and implemented for two main reasons: (a) The ability of most areas to endure economic losses caused by dam breach changes over time because of the constant development of their economic levels; and (b) Economic development levels in an area are distinct from the levels in other areas, resulting in significant differences in the ability of different areas to endure economic losses caused by a dam breach. Therefore, an equivalent economic scale (EES) that indicates the relative economic level of an area to the whole country in a given period of time is a preferred measure. It was shown in this paper that EES has much more stable values than do ordinary economic measures; therefore, it was taken as the basic index for establishing economic risk criteria. Furthermore, due to the distinct economic loss rates of different industries, the index of industrial economic contribution (IEC) was introduced to determine the correction coefficient to modify the ESS to reflect the potential economic loss of the area to be evaluated. This is the first research that pays careful attention to the change of ability to endure economic losses, in which the established economic risk criteria are applicable over a relatively long time and for different areas based on the consideration of the relative level of the economy and the industrial economic contribution.@en