E. van der Kolk
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The characterization of a wide range of luminescent thin films can be a long and tedious endeavor. With reactive combinatorial sputtering of multiple metal targets, it possible to fabricate thin films with a gradient in composition simply by not rotating the substrate. In this work, combinatorically sputtered thin films of Cr3+ and Nd3+ doped in the Al2O3–Y2O3 system (YAlO) are studied for thin film based luminescent solar concentrators (TFLSCs) application. Contrary to mm's thick plate type LSC's, TFLSCs of just several 100 nm thick require much higher Cr3+ concentration to achieve 40% absorption which can enable several 10's of W/m2 LSC power efficiencies. Our transmission measurements on a Cr2O3 film with a thickness gradient result in an absorption cross section at 460 nm of 1.3 ± 0.7 × 10−19 cm2 showing that the TFLSC absorption requirement can be fulfilled provided that the Cr3+ concentration is in the order of 1022 ions/cm3. The Y:Al ratio of the YAlO host in our films ranged between 0.5 and 3.5, thereby including the monoclinic (Y4Al2O9), perovskite (YAlO3) and garnet (Y3Al5O12) stoichiometry's on a single film. Position dependent XRD, EDX, excitation, emission and lifetime measurements of Cr3+ and Nd3+ show that the unique gradient film sputtering method is able to characterize thin films as a function of host composition and doping concentration. Energy transfer between Cr3+ and Nd3+ in co-doped YAlO films is concluded from Cr3+ excitation bands observed while monitoring Nd3+ emission and from the matching of the rise-time of Nd3+ 1340 nm emission (4F3/2 -> 4I11/2) and the decay time of Cr3+ 840 nm emission (4T2 -> 4A2). Nd3+ lifetime systematically decreases from 0.24 to 0.05 ms with increasing Cr3+ concentration in Y3Al5-xCrxO12:Nd (0.05 < x < 2). The constraints of heavily doped Cr3+ thin films for enabling adequate absorption and energy transfer to Nd3+ in TFLSC applications are the subjects of the discussion.
Silicon-aluminum-oxigen (SiAlO) coatings doped with Sm2+ and prepared by reactive magnetron co-sputtering of Si, Al, and Sm targets, are attractive for luminescence solar concentrator applications but suffer from the low absorption between 300 and 600 nm. This article reports that the main cause of low absorption is a high concentration of undesired Sm3+. This finding is supported by optical transmittance, photoluminescence emission and excitation characterization, and X-ray photoelectron spectroscopy data of the Sm's 3d5/2 edge. We present an alternative deposition process for obtaining Sm doped SiAlO layers with enhanced Sm2+ absorption by incorporating Sm through the use of multilayer thin-film precursors composed of metallic Sm and SiAlO layers. After thermal post-deposition treatments, diffusion and reaction of the metallic Sm layers with the SiAlO host results in coatings showing the characteristic 5d → 4f transitions of Sm2+ in the region between 250 and 600 nm which were not detectable in Sm-doped single layers. This same deposition strategy produces Tm doped SiAlO coatings with Tm2+‘s characteristic luminescence at 1132 nm when the SiAlO host is in the mullite composition region. The photoluminescence excitation spectrum of Tm2+ is compared to phosphor with similar composition and covers the range between 300 and 700 nm.
This paper reports the fabrication and characterization of several thulium oxide and nitride thin films grown by reactive magnetron direct-current sputtering. Hysteresis curves of the Tm emission spectra of the sputtering plasma versus the flow of N2 or O2 around the Tm-metal target were monitored. Emission spectra of atomic transition lines in the region between 370 and 420 nm were identified to be of neutral thulium. The plasma emission was compared to the hysteresis curves generated by monitoring the sputter rate and target voltage. The nitride films' composition and optical properties were determined by X-Ray Diffraction, and optical transmission spectroscopy. The composition of the oxide films was determined by energy dispersive X-ray spectroscopy. The films are initially amorphous but crystallize after thermal treatment at 800°C. The optical bandgap values obtained using the Tauc method are consistent with what has been previously reported for both Tm2O3 and TmN prepared by other methods.
The prospect of using Tm2+-doped halides for luminescence solar concentrators (LSCs) requires a thorough understanding of the temperature dependent Tm2+ excited states dynamics that determines the internal quantum efficiency (QE) and thereby the efficiency of the LSC. In this study we investigated the dynamics in CaX2:Tm2+ (X = Cl, Br, I) by temperature- and time-resolved measurements. At 20 K up to four distinct Tm2+ emissions can be observed. Most of these emissions undergo quenching via multi-phonon relaxation below 100 K. At higher temperatures, only the lowest energy 5d–4f emission and the 4f–4f emission remain. Fitting a numerical rate equation model to the data shows that the subsequent quenching of the 5d–4f emission is likely to occur initially via multi-phonon relaxation, whereas at higher temperatures additional quenching via interband crossing becomes thermally activated. At room temperature only the 4f–4f emission remains and the related QE becomes close to 30%. Possible reasons for the quantum efficiency not reaching 100% are provided.
The parameters governing the performance of a luminescent solar concentrator (LSC) are determined for sputtered thin-films of NaI:Tm2+, CaBr2:Tm2+, and CaI2:Tm2+. These parameters are determined by using six gradient thin film material libraries, combinatorially sputtered from metallic and pressed powder targets. These films show strong 4f13→4f12d1 absorption of maximally 752 cm−1 at.%−1 for NaI:Tm2+, 31 cm−1 at.%−1 for CaBr2:Tm2+, and 473 cm−1 at.%−1 for CaI2:Tm2+. This absorption covers the entire visible spectrum and does not overlap with the infrared 4f-4f emission at 1140 nm. Decay measurements are used to estimate the quantum yields of the thin-films. These quantum yields can be as high as 44 % for NaI:Tm2+, when doped with 0.3 at.% Tm. Even at doping percentages as low as 0.3 at.%, the films appear to show luminescence quenching. The concentration-dependent absorption and quantum yield are combined with the index of refraction, resolved from transmission measurements, to simulate the optical efficiency of a thin film Tm2+-doped halide LSC. These simulations show that LSCs based on Tm2+ can display excellent color rendering indices of up to 99 %, and neutral color temperatures, between 4500K and 6000K. Under optimal conditions, thin-films constrained to a thickness of 10μm and 80 % transmission of the visible spectrum, would be able to display optical efficiencies of 0.71 %. This optical efficiency compares favorably to the maximally achievable 3.5 % under these constraints. This efficiency is largely independent of the size of LSC itself.
In this study, we systematically vary the Cl/Br and Br/I ratios in CsCaX3:Tm2+ (X = Cl, Br, I) and hereby gradually shift the positions of the Tm2+ 4f125d1-levels as relative to the two 4f13 levels. At low temperatures up to five distinct Tm2+ 4f125d1→4f13 emissions and the 4f13→4f13 emission can be observed. As the temperature increases, most of the 4f125d1→4f13 emissions undergo quenching via multi-phonon relaxation (MPR) and at room temperature only the lowest energy 4f125d1→4f13 and the 4f13→4f13 emission remains. For all compositions a 4f13→4f13 risetime phenomenon is then observed whose duration matches the 4f125d1→4f13 decay time. It shows the feeding of the 4f13 state after 4f125d1 excitation. Surprisingly, the feeding time becomes longer from Cl→Br→I, while the related 4f125d1-4f13 energy gap becomes smaller. The temperature dependence of the 4f125d1→4f13 and 4f13→4f13 emission intensity shows a anticorrelation as earlier observed in other systems and confirms that the feeding process is thermally stimulated. However, the thermally stimulated activation energies that control the feeding process, increase from Cl→Br→I despite our observation that the 4f125d1-4f13 energy gap becomes smaller. An analysis reveals that the unexpected behaviour in risetime and activation energy, as a function of composition, cannot be explained by 4f125d1→4f13 feeding via interband crossing, but more likely via MPR where the electron–phonon coupling strength decreases from Cl→Br→I. No strong relation was found between composition and the quantum efficiency (QE) of the 4f13→4f13 emission, due to the presence of fluctuations that are likely caused by intrinsic differences in sample quality. Nevertheless, a 4f13→4f13 QE of up to 70% has been observed and the materials can therefore be used in luminescence solar concentrators.
Intended as an electricity generating replacement for windows, luminescent solar concentrators (LSCs) are at the borderline of indoor photovoltaics. In urban environments, space to install outdoor PV is limited to just the roof of a building, directly limiting the amount of energy that can be generated. LSCs aim to overcome this limitation by seamlessly integrating PV into the building envelope. This chapter explicates the luminescent phenomena and the working principle behind LSCs. Analytical and discretized techniques for simulating LSCs are presented and provided as downloadable examples. These same techniques show that an LSC can increase the performance of its PV frame with negligible dimming, even at nonperfect conversion efficiencies. This enhancement increases with window size. An overview of the optical properties of 28 state-of-the-art LSCs is presented. These LSCs are evaluated on performance for building-integrated purposes. Simulations show that LSCs with an optical efficiency of more than 2.8% are already possible for nontoxic quantum dot-based LSCs, without compromising on color rendering properties. Next to these state-of-the-art LSCs, a new development in the form of thulium-doped halides is highlighted. These halides are able to absorb the entire visible spectrum without coloration, and could be scaled to efficient LSCs of arbitrary sizes thanks to their lack of self-absorption. As IPV is an emerging application for LSCs, most of the chapter focuses on LSCs for window applications in order to outline the theoretical foundations. In addition to that, developments in LSCs for usage as indoor-only photovoltaic are illustrated with a fully worked-out example of an LSC as tabletop. Next to this IPV simulation, colorful designs that apply LSCs in other ways than just windows are highlighted.
The concentration dependent luminescence of the SrI2-TmI2 system was investigated. For Tm2+ concentrations up to 5 mol %, the quantum efficiency (QE) of the 2F5/2→2F7/2 emission exhibits a constant value above 50%. The QE drops for higher Tm2+ concentrations, partly due to concentration quenching, as evidenced by a decreasing luminescence lifetime of the 2F5/2→2F7/2 emission, and partly due to the formation of a second crystal phase with CdCl2 structure, in which the 2F5/2→2F7/2 emission is quenched. The temperature and time dependent relaxation dynamics were studied to identify the origin of the limited QE for Tm2+-doping levels below 5 mol %. An anti-correlation between the 5d-4f (3H6,t2g)S=3/2→2F7/2 and 4f-4f 2F5/2→2F7/2 emission intensities was found and rationalised by non-radiative, thermally stimulated, inter-configurational 5d-4f relaxation to the emitting 2F5/2 level of Tm2+. Both, the rise time of the 4f-4f and the decay time of the 5d-4f emission become shorter with increasing temperature. We suggest a similar non-radiative relaxation from the 5d level towards the 2F7/2 ground state to limit the QE below unity. This route becomes more efficient when the 5d (3H6,t2g)S=3/2 state moves closer to the 4f 2F5/2 and 2F7/2 states, which is the case for the CdCl2 phase with a QE close to zero.
Combinatorial reactive co-sputtering using Al, Si and Sm targets in an Ar + O 2 atmosphere, resulted in Sm doped SiAlO thin films with a wide Sm concentration- and Si:Al composition gradient. By combining position dependent EDX spectra and laser excited emission spectra, ternary phase diagrams were constructed that directly show the relation between Sm emission intensity, index of refraction, thickness and composition. Using this approach, the Sm 2+ and Sm 3+ emission intensity ratio was controlled towards films with predominantly Sm 2+ emission, which is most favorable for luminescent solar concentrator (LSC) applications. The optimum Sm 2+ efficiency was reached when the Al content was about equal to the Sm content. When the Si:Al ratio decreases, the Sm 2+ emission intensity strongly drops to almost zero. However, sputtering without Al resulted in no Sm 2+ emission intensity at all. The excitation and emission properties of Sm 2+ in the optimized thin films, especially the ratio between the 4f→4f and 5d→4f emission that is sensitively susceptible to the co-ordination polyhedron, closely resembles that of Sm 2+ doped crystalline powders with the same composition. This strongly suggest that the Sm 2+ ions in our amorphous films are coordinated in the same way. A homogeneous thin film on float glass clearly shows the light concentration effect of the red Sm 2+ emission. Due to an unexplained low Sm 2+ absorption of our films, even the optimized thin films do not luminesce brightly.
The valence stability parameter (EFf), defined as the difference between the charge transfer energy to the host intrinsic Fermi energy, was used as criterion to analyze the capability of different host materials within the SiAlON class to stabilize divalent thulium. Available data on charge transfer energies and optical bandgap values are reviewed for Si3N4, SiO2, AlN, and Al2O3. In addition, new data on thin films, collected by our gradient sputter deposition and characterization method on silicon and aluminum nitrides (Si0.75xAl1-xN), are reported. These data are sufficient to show that, at least in the nitride subsection of the SiAlON class, divalent thulium is not expected to be stable due to the presence of high EFf values. The use of sub-stoichiometric silicon nitride and oxide is also briefly considered.
In recent years, Thulium in its 2 + oxidation state has been identified as candidate dopant in halide hosts for luminescent solar concentrators. Yet, some of its luminescent properties with regard to these applications remain unexplored. In this study we report on the temperature dependent photo-luminescent behaviour of NaCl:Tm2+, NaBr:Tm2+, and NaI:Tm2+. These monohalide materials demonstrate up to five distinct emission peaks which can be attributed to the 4f12→4f12 and 4f115d1→4f12 transitions of Tm2+. Their time- and temperature dependent luminescence intensity behaviours are explained by a qualitative model describing the thermally stimulated radiative- and non-radiative relaxation dynamics. The behaviour of Tm2+ in these monohalides proves to be similar to earlier reported findings on Tm2+-doped trihalide perovskites of the form CsCaX3 (X = Cl, Br, I), however, the 4f-4f emission is by far the most dominant emission between 10 and 300 K.
Local property-mapping of gradient thin films of MI2:x% Tm2+ (M=Ca,Sr), where x and film thickness vary, is used to optimize for LSC use. Tm2+ absorbs the entire visible spectrum and emits at 1140 nm.
Functionalizing window coatings with luminescence centers by combinatorial sputtering of scatter-free amorphous SiAlON
Eu2+ thin film composition libraries
SiAlON window coatings are applied on an industrial scale to achieve e.g. scratch-resistance and anti-reflection. Doping these SiAlONs with rare-earths adds luminescent functionality, which could be applied in photovoltaics. By using a combinatorial reactive sputtering approach, an amorphous thin film composition library with a Si:Al ratio from 0.062:1 to 3.375:1 and a Eu doping from 4.8 at% to 26 at% is created. This library uniquely combines high absorption, strong emission and absence of light scattering. By combining position-dependent EDX measurements with transmission and emission spectra, properties like the index of refraction, absorption strength, emission wavelength and decay times of the library can directly be related to the composition. Throughout the library, an index of refraction of 1.63±0.03 is observed, typical for a film with low nitrogen content. The library also shows a large absorption coefficient of 1294±8cm−1at.%−1. Laser-excited emission spectra show that the library has a strong redshift from 500 nm to 550 nm with increasing Al concentration. An increase in Eu concentration also causes a shift of the emission to red. Decay spectra show that a high degree of Si greatly improves the luminescence intensity. These functionalized SiAlON coatings can be of great interest for transparent and scatter-free luminescent solar concentrators applied as windows.