This study reviews existing research on the effects of the interaction between in-plane (IP) and out-of-plane (OOP) behaviors on the seismic response of non-framed unreinforced masonry (URM) structures. During earthquakes, masonry buildings exhibit complex behaviors. First, walls may experience simultaneous IP and OOP actions, or pre-existing IP and OOP damage, deformation, or loads that can alter their unidirectional IP or OOP seismic response. Second, the IP and OOP action of one wall can affect the behavior of its intersecting walls. However, the effects of these behaviors, referred to as “direct IP-OOP interactions” and “Flange effects”, respectively, are often disregarded in design and assessment provisions. To address this gap, this study explores findings from experimental and numerical research conducted at the wall level currently available in the literature, identifying the nature of these interaction effects and the key parameters that affect their extent. The available body of work includes only a few experimental studies on interaction effects, whereas numerical investigations are more extensive. However, most numerical studies focus on how OOP pre-damage/deformation influences the IP behaviors (OOP/IP interactions) and the role of flanges in IP response (F/IP interactions), leaving significant gaps in understanding the effects of IP pre-damage/deformation on the OOP response (IP/OOP interactions) and the OOP response in the presence of flanges (F/OOP interactions). Among the parameters studied, boundary conditions, wall height-to-length aspect ratio, and vertical overburden are found to have the most significant influence on interaction effects because of their relevance for the IP and OOP failure mechanisms. Other parameters, such as the restriction of top uplift, the presence of openings, or changes in slenderness ratio, are not comprehensively studied, and the available data are insufficient for definitive conclusions. Methodologies available in the literature for extrapolating the findings observed at the wall level to building-level analyses are reviewed. The current predictive equations primarily address the effects of OOP pre-load and Flange effects on IP response. Furthermore, only a few macro-element models are proposed for cost-effective, large-scale building simulations. To bridge these gaps, future research must expand experimental investigations, develop more comprehensive design and assessment equations, and refine numerical modeling techniques for building-level applications.

This study deals with the high-fidelity block-based finite element simulation of dynamic out-of-plane (OOP) responses of unreinforced masonry (URM) walls, explicitly focusing on two-way bending behaviors under seismic loads, which is a common critical failure mode in real-world masonry structures. While experimental shake-table tests provide valuable insights into these behaviors, their high costs, complexity, and limited scalability highlight the need for advanced numerical modeling approaches. A state-of-the-art block-based finite element modeling strategy that conceives masonry as an assemblage of 3D damaging blocks interacting via contact-based cohesive-frictional zero-thickness interfaces, previously proposed for simulating cyclic quasi-static and dynamic one-way bending tests, is here extended for the first time to the simulation of incremental dynamic shake-table tests on OOP two-way spanning URM full-scale walls, subjected to a sequence of dynamic loads. The numerical models track the reference experimental behaviors with high accuracy in terms of collapse onset, failure mechanism, experienced acceleration and displacements, and hysteretic response. The effects of variations in mechanical properties, boundary conditions, and damping on the dynamic response are explored in a sensitivity study. The results indicate that slight changes in these parameters can lead to considerable differences in outcomes. This highlights the chaotic nature of the dynamic response of masonry walls, especially in near-collapse conditions, which makes probabilistic approaches more suitable for predicting masonry OOP dynamics. The proposed numerical methodology appears compatible with statistical frameworks, given the limited costs with respect to experimental tests, and it extends knowledge beyond physical experiments.

In this paper, a numerical procedure is proposed to simulate the dynamic out-of-plane response of unreinforced masonry (URM) walls. A state-of-the-art damaging block-based model, originally developed for quasi-static simulations, is extended for the first time in a dynamic regime. The blocks are represented using solid 3D finite elements governed by a plastic-damage constitutive law for both tension and compression. A cohesive-frictional contact-based formulation is used to account for interactions between the blocks. A simplified mechanical characterization is formulated to improve efficiency in wall-level analyses. Dynamic simulation is performed using a generalized HHT-α direct integration implicit solver and by implementing Rayleigh damping in the bulk. Such consideration allows the use of both mass and stiffness proportional terms of the Rayleigh damping without compromising efficiency. The strategy is applied to simulate incremental dynamic experiments performed on full-scale walls, showing good agreement between numerical and experimental results. The calibrated numerical model is then optimized to reduce computational effort while maintaining accuracy. The optimized model is used to investigate the effect of relative support motion on the one-way bending out-of-plane seismic response of URM walls, demonstrating the potential of the modeling strategy to explore the effect of boundary conditions that occur in real buildings but are often overlooked in laboratory experiments. This investigation also explores the adequacy of simplifications in capturing the effect of relative support motion, which can be adopted for simple modeling strategies commonly used in standard engineering practice.

This paper presents the results of a series of shake table tests carried out on a half-scale single-story unreinforced masonry building with asymmetric openings. First, the unretrofitted building is subjected to seven increasing steps of bidirectional seismic excitation. The damaged building is then rehabilitated using steel mesh and shotcrete layer with two walls retrofitted from the exterior face and the other two from the interior face. Afterward, the shake table test is again conducted on the retrofitted specimen in nine increasing excitation levels. Three cases of interior-to-interior, interior-to-exterior, and exterior-to-exterior shotcrete connections are considered at the intersection of perpendicular walls, and for each case, the development of cracks is investigated. Moreover, the effects of fixity of the shotcrete vertical rebars in the foundation are investigated through releasing the rebar-foundation connection in the last three steps of the test on the rehabilitated specimen. The results indicate the adequacy of the retrofit method in creating a strong bond that leads to an acceptable composite action between the brick layer and shotcrete; though, concentrated cracks were observed at the connections of the perpendicular walls. Furthermore, the shotcrete layer has proven to be able to prevent further propagation of the previously developed cracks, which can provide a practical solution for rehabilitation of damaged masonry buildings.