Z. Wang
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1
Fault detection and diagnosis for heat recovery ventilation using 4S3F method
Impact of diverse sensor configurations
Fault detection and diagnosis (FDD) are crucial to improving the efficiency of heating, ventilation, and air conditioning (HVAC) systems, reducing energy waste, and maintaining indoor comfort. Diagnostic Bayesian Networks (DBNs) present a compelling approach, offering robustness to uncertainty, adaptability to different sensor configurations, and interpretable inference. Existing FDD studies for air handling units (AHUs), however, are often limited to simulation or laboratory settings, seldom consider AHUs with heat recovery wheel (HRW) in operation, and rarely analyze how diagnostic performance changes under diverse sensor configurations. This study defined three practical sensor configurations (Sensor-Rich, Standard, and Limited) based on international guidelines and a practical survey, developed a corresponding DBN framework, and evaluated its performance on seventeen common faults using real-world data from an AHU in a Dutch office building. Existing FDD studies are often limited to simulation or specific Air Handling Unit (AHU) types with fixed sensor configurations, rarely investigating AHUs with heat recovery wheels, which are common in Europe. This study addresses these gaps by first defining three sensor configurations (Sensor-Rich, Standard, and Limited) based on international guidelines and a practitioner survey. A DBN-based FDD model was then developed for these configurations using historical data, expert knowledge and subsequently evaluated for its ability to diagnose seventeen common faults in an operational AHU with heat recovery wheel.The DBN correctly diagnosed fifteen, nine, and four faults for these configurations, respectively. The results show that increasing sensor availability improves overall diagnostic performance. However, certain cases demonstrate that additional measurements can also introduce conflicting evidence and reduce diagnostic accuracy. The study suggests that sensor selection must be combined with effective DBN modeling strategies to achieve robust diagnosis. Taken together, the analysis of key sensors and DBN modeling practices provides practical guidance for designing and implementing DBN-based FDD in common European AHU systems under diverse sensor configurations.The results indicate that increasing sensor quantity alone does not improve FDD performance; strategic sensor selection, placement, and effective data processing are also crucial.
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Fault detection and diagnosis (FDD) are crucial to improving the efficiency of heating, ventilation, and air conditioning (HVAC) systems, reducing energy waste, and maintaining indoor comfort. Diagnostic Bayesian Networks (DBNs) present a compelling approach, offering robustness to uncertainty, adaptability to different sensor configurations, and interpretable inference. Existing FDD studies for air handling units (AHUs), however, are often limited to simulation or laboratory settings, seldom consider AHUs with heat recovery wheel (HRW) in operation, and rarely analyze how diagnostic performance changes under diverse sensor configurations. This study defined three practical sensor configurations (Sensor-Rich, Standard, and Limited) based on international guidelines and a practical survey, developed a corresponding DBN framework, and evaluated its performance on seventeen common faults using real-world data from an AHU in a Dutch office building. Existing FDD studies are often limited to simulation or specific Air Handling Unit (AHU) types with fixed sensor configurations, rarely investigating AHUs with heat recovery wheels, which are common in Europe. This study addresses these gaps by first defining three sensor configurations (Sensor-Rich, Standard, and Limited) based on international guidelines and a practitioner survey. A DBN-based FDD model was then developed for these configurations using historical data, expert knowledge and subsequently evaluated for its ability to diagnose seventeen common faults in an operational AHU with heat recovery wheel.The DBN correctly diagnosed fifteen, nine, and four faults for these configurations, respectively. The results show that increasing sensor availability improves overall diagnostic performance. However, certain cases demonstrate that additional measurements can also introduce conflicting evidence and reduce diagnostic accuracy. The study suggests that sensor selection must be combined with effective DBN modeling strategies to achieve robust diagnosis. Taken together, the analysis of key sensors and DBN modeling practices provides practical guidance for designing and implementing DBN-based FDD in common European AHU systems under diverse sensor configurations.The results indicate that increasing sensor quantity alone does not improve FDD performance; strategic sensor selection, placement, and effective data processing are also crucial.
The development of information technologies and the advent of extensive digital data since the 21st century have enabled more profound explorations and interpretations of the relationship between humans and the urban environment. This study systematically reviews the application of emerging data-driven methods in measuring human-environment interaction in urban spaces. The synthesis of 242 studies reveals a diversified application landscape of data-driven methods, employing street view imagery data, social media data, positioning data, physiological data, and video data, each carrying distinct information and addressing various research inquiries. We also review the new insights generated by their application, which offered evidence for analyzing and evaluating a wide range of established frameworks and classic theories concerning human perceptual, cognitive, emotional, and behavioral aspects in urban spaces. Based on these findings, we describe the trends, advancements, and limitations of this rising research field, and make recommendations for future researchers adopting data-driven methods to understand relationships between humans and environments in urban spaces.
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The development of information technologies and the advent of extensive digital data since the 21st century have enabled more profound explorations and interpretations of the relationship between humans and the urban environment. This study systematically reviews the application of emerging data-driven methods in measuring human-environment interaction in urban spaces. The synthesis of 242 studies reveals a diversified application landscape of data-driven methods, employing street view imagery data, social media data, positioning data, physiological data, and video data, each carrying distinct information and addressing various research inquiries. We also review the new insights generated by their application, which offered evidence for analyzing and evaluating a wide range of established frameworks and classic theories concerning human perceptual, cognitive, emotional, and behavioral aspects in urban spaces. Based on these findings, we describe the trends, advancements, and limitations of this rising research field, and make recommendations for future researchers adopting data-driven methods to understand relationships between humans and environments in urban spaces.
Diagnostic Bayesian network in building energy systems
Current insights, practical challenges, and future trends
Many buildings suffer from operational inefficiencies, leading to uncomfortable indoor environments, poor air quality, and significant energy waste. Developing automatic fault detection and diagnosis (FDD) tools in building energy systems is essential to mitigate these issues, reducing both energy waste and maintenance costs. Diagnostic Bayesian networks (DBNs), as probabilistic graphical models, offer a promising solution due to their interpretability, robustness to uncertainty, scalability, and flexibility. In this paper, the practical applications of DBNs for FDD in building energy systems are comprehensively reviewed. The generic modeling procedure is systematically examined and summarized, covering problem formulation, structure modeling, parameter modeling, and fault isolation and evaluation. Then, the paper provides insights into DBN modeling objectives, modeling types, diagnostic samples, and modeling software based on the 43 key relevant papers. Furthermore, the paper discusses practical challenges such as sensor configuration, baseline estimation, threshold determination, and expert knowledge integration. Finally, the recommendations are provided to guide further research, aiming to enhance DBN implementation for building energy systems in real-world scenarios, thereby supporting the transformation of the building service industry into a smart sector and ultimately improving building energy performance.
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Many buildings suffer from operational inefficiencies, leading to uncomfortable indoor environments, poor air quality, and significant energy waste. Developing automatic fault detection and diagnosis (FDD) tools in building energy systems is essential to mitigate these issues, reducing both energy waste and maintenance costs. Diagnostic Bayesian networks (DBNs), as probabilistic graphical models, offer a promising solution due to their interpretability, robustness to uncertainty, scalability, and flexibility. In this paper, the practical applications of DBNs for FDD in building energy systems are comprehensively reviewed. The generic modeling procedure is systematically examined and summarized, covering problem formulation, structure modeling, parameter modeling, and fault isolation and evaluation. Then, the paper provides insights into DBN modeling objectives, modeling types, diagnostic samples, and modeling software based on the 43 key relevant papers. Furthermore, the paper discusses practical challenges such as sensor configuration, baseline estimation, threshold determination, and expert knowledge integration. Finally, the recommendations are provided to guide further research, aiming to enhance DBN implementation for building energy systems in real-world scenarios, thereby supporting the transformation of the building service industry into a smart sector and ultimately improving building energy performance.
Introducing Causality to Symptom Baseline Estimation
A Critical Case Study in Fault Detection of Building Energy Systems
Fault detection and diagnosis (FDD) provides several interrelated benefits, including reducing energy waste, enhanced operational efficiency, and maintaining indoor comfort. The initial step in FDD is to detect deviations from normal or expected operation. However, establishing a reliable baseline can be challenging, especially when there is a lack of sufficient system documents or when complex control strategies are involved. This study investigates three feature selection methods for the baseline estimation: expert knowledge-based, correlation-based, and causality-guided, using heating coil valve control estimation as an example. These methods were tested in an office building in the Netherlands. The results show that while the correlation-based method achieved the best estimation, it may lead to false negatives due to features with reverse causality. This study aims to emphasize the necessity of causal analysis in the baseline estimation to achieve reliable FDD in buildings.
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Fault detection and diagnosis (FDD) provides several interrelated benefits, including reducing energy waste, enhanced operational efficiency, and maintaining indoor comfort. The initial step in FDD is to detect deviations from normal or expected operation. However, establishing a reliable baseline can be challenging, especially when there is a lack of sufficient system documents or when complex control strategies are involved. This study investigates three feature selection methods for the baseline estimation: expert knowledge-based, correlation-based, and causality-guided, using heating coil valve control estimation as an example. These methods were tested in an office building in the Netherlands. The results show that while the correlation-based method achieved the best estimation, it may lead to false negatives due to features with reverse causality. This study aims to emphasize the necessity of causal analysis in the baseline estimation to achieve reliable FDD in buildings.
Journal article
(2024)
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Ziao Wang, Chujie Lu, Arie Taal, Srinivasan Gopalan, Karzan Mohammed, Arjen Meijer, Laure Itard
This study investigates the diagnostic capabilities of a Diagnostic Bayesian Network (DBN) for air handling unit (AHU) components, particularly focusing on the heat recovery wheel (HRW) and heating coil valve (HCV). Unlike data-driven methods relying heavily on high-quality labeled data, this knowledge-based DBN is more suitable for real-world applications, where labeled faulty and normal data are hard to obtain. Notably, existing studies predominantly concentrate on developing DBN for AHU with recirculated air, neglecting thorough investigations into AHU with HRW, a prevalent system in North Europe and increasingly recommended post-COVID-19 for mitigating viral propagation. This paper presents a DBN setup with expert knowledge for an AHU with HRW, which is evaluated using experimental data from an office building in the Netherlands. The results show that the proposed DBN can successfully diagnose typical faults in HRW and HCV.
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This study investigates the diagnostic capabilities of a Diagnostic Bayesian Network (DBN) for air handling unit (AHU) components, particularly focusing on the heat recovery wheel (HRW) and heating coil valve (HCV). Unlike data-driven methods relying heavily on high-quality labeled data, this knowledge-based DBN is more suitable for real-world applications, where labeled faulty and normal data are hard to obtain. Notably, existing studies predominantly concentrate on developing DBN for AHU with recirculated air, neglecting thorough investigations into AHU with HRW, a prevalent system in North Europe and increasingly recommended post-COVID-19 for mitigating viral propagation. This paper presents a DBN setup with expert knowledge for an AHU with HRW, which is evaluated using experimental data from an office building in the Netherlands. The results show that the proposed DBN can successfully diagnose typical faults in HRW and HCV.
Energy waste in buildings can range from 5% to 30% due to faults and inadequate controls. To effectively mitigate energy waste and reduce maintenance costs, the development of Fault Detection and Diagnosis (FDD) algorithms for building energy systems is crucial. Diagnostic Bayesian Networks (DBNs), as graphical probability models, are particularly useful in scenarios where high-quality data is not always available. While many studies have focused on single fault detection using DBNs, the occurrence of multiple simultaneous faults is common, yet the versatility of DBNs in handling such cases is rarely explored. This study adapts a DBN, initially designed for single fault diagnosis, to perform simultaneous fault diagnosis Experiments were conducted on an air handling unit (AHU) in the Netherlands, using implemented simultaneous faults to test the model. The results suggest that the DBN can detect both single and multiple faults effectively.
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Energy waste in buildings can range from 5% to 30% due to faults and inadequate controls. To effectively mitigate energy waste and reduce maintenance costs, the development of Fault Detection and Diagnosis (FDD) algorithms for building energy systems is crucial. Diagnostic Bayesian Networks (DBNs), as graphical probability models, are particularly useful in scenarios where high-quality data is not always available. While many studies have focused on single fault detection using DBNs, the occurrence of multiple simultaneous faults is common, yet the versatility of DBNs in handling such cases is rarely explored. This study adapts a DBN, initially designed for single fault diagnosis, to perform simultaneous fault diagnosis Experiments were conducted on an air handling unit (AHU) in the Netherlands, using implemented simultaneous faults to test the model. The results suggest that the DBN can detect both single and multiple faults effectively.
Whole-Building HVAC Fault Detection and Diagnosis with the 4S3F Method
Towards Integrating Systems and Occupant Feedback
Automated fault detection and diagnostics (FDD) can support building energy performance and predictive maintenance by leveraging the vast amounts of data generated by modern building management systems. Diagnostic Bayesian Networks (DBN) offer a particularly promising approach due to their robustness, flexibility and scalability. However, FDD applications in whole building systems are rare, as they require the integration of different building subsystems, with their own potential faults and symptoms, which increases complexity and makes the resulting DBNs system-specific. In order to overcome these limitations, the 4S3F (four symptoms and three faults) method offers a simplified, adaptable framework for FDD implementation across building systems. In this paper, we implement the 4S3F methodology to a whole-building HVAC system in a case study office building located in the Netherlands. Our methodology uses generic, aggregated representations of individual subsystems within the building, such that FDD methods for specific subcomponents can later be incorporated where available. We first define aggregated building system groups (boiler group, chiller group, hydronic groups, ventilation groups, and end user groups) and subsequently define generic faults that can be detected with the existing sensor infrastructure. This simplified system representation is then used to define a DBN to isolate the most probable system-level faults that lead to building-level symptoms. By focusing on the whole building system, this work aims to provide the groundwork to incorporate occupant feedback and behavior in FDD.
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Automated fault detection and diagnostics (FDD) can support building energy performance and predictive maintenance by leveraging the vast amounts of data generated by modern building management systems. Diagnostic Bayesian Networks (DBN) offer a particularly promising approach due to their robustness, flexibility and scalability. However, FDD applications in whole building systems are rare, as they require the integration of different building subsystems, with their own potential faults and symptoms, which increases complexity and makes the resulting DBNs system-specific. In order to overcome these limitations, the 4S3F (four symptoms and three faults) method offers a simplified, adaptable framework for FDD implementation across building systems. In this paper, we implement the 4S3F methodology to a whole-building HVAC system in a case study office building located in the Netherlands. Our methodology uses generic, aggregated representations of individual subsystems within the building, such that FDD methods for specific subcomponents can later be incorporated where available. We first define aggregated building system groups (boiler group, chiller group, hydronic groups, ventilation groups, and end user groups) and subsequently define generic faults that can be detected with the existing sensor infrastructure. This simplified system representation is then used to define a DBN to isolate the most probable system-level faults that lead to building-level symptoms. By focusing on the whole building system, this work aims to provide the groundwork to incorporate occupant feedback and behavior in FDD.
4S3F Diagnostic Bayesian Network method
Discussion about application and technical design
In practice, automated energy performance fault diagnosis systems are seldom installed in HVAC systems. The main reason is that a specific Fault Detection and Diagnosis (FDD) setup is time-consuming and expensive because the existing methods are component-specific, not aligned with HVAC design practices, and not fully automated. 4S3F (four symptoms three faults) method, based on system engineering and Diagnostic Bayesian Networks (DBN), was proposed to decrease the gap between the design of HVAC systems for buildings and energy performance diagnosis, and proofs of concepts were tested on diverse parts of the HVAC system of one specific building. In order to test the further applicability potential of the method, it is necessary to expand these tests and to study possible problems arising in practice, like the lack of sensors installed in a specific system or practical difficulties in the construction of the 4S3F Bayesian network by HVAC or control. However, due to the small number of validations carried out on the environment, parameters, and installation process of this method still need further discussion and refinements. In this paper, we investigate how to construct the DBN for the quite generic AHU (Air Handling Unit) of a, with mechanical supply and exhaust, heating and cooling coils, and heat recovery. The paper describes the possible DBN's depending on the technical design and the measurement points. The diverse Bayesians networks are compared, and it is concluded that also, with a limited number of sensors, a diagnostic network can be set up. It is also concluded that step-by-step instructions would be needed to facilitate the work of HVAC engineers when setting up the diagnosis model.
...
In practice, automated energy performance fault diagnosis systems are seldom installed in HVAC systems. The main reason is that a specific Fault Detection and Diagnosis (FDD) setup is time-consuming and expensive because the existing methods are component-specific, not aligned with HVAC design practices, and not fully automated. 4S3F (four symptoms three faults) method, based on system engineering and Diagnostic Bayesian Networks (DBN), was proposed to decrease the gap between the design of HVAC systems for buildings and energy performance diagnosis, and proofs of concepts were tested on diverse parts of the HVAC system of one specific building. In order to test the further applicability potential of the method, it is necessary to expand these tests and to study possible problems arising in practice, like the lack of sensors installed in a specific system or practical difficulties in the construction of the 4S3F Bayesian network by HVAC or control. However, due to the small number of validations carried out on the environment, parameters, and installation process of this method still need further discussion and refinements. In this paper, we investigate how to construct the DBN for the quite generic AHU (Air Handling Unit) of a, with mechanical supply and exhaust, heating and cooling coils, and heat recovery. The paper describes the possible DBN's depending on the technical design and the measurement points. The diverse Bayesians networks are compared, and it is concluded that also, with a limited number of sensors, a diagnostic network can be set up. It is also concluded that step-by-step instructions would be needed to facilitate the work of HVAC engineers when setting up the diagnosis model.