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Journal article (2026) - Yann Cohen, Didier Hauglustaine, Zosia Staniaszek, Marianne Tronstad Lund, Irene Dedoussi, Sigrun Matthes, Flávio Quadros, Mattia Righi, Agnieszka Skowron, Robin Thor
Aircraft emissions of nitrogen oxides (NOx= NO + NO2), aerosols, and aerosol precursors provide a non-negligible contribution to the climate impact of air traffic, and the uncertainty in their climate Effective Radiative Forcing (ERF) remains significant. This study presents results from a new model intercomparison of the impact of aircraft emissions involving five state-of-the-art global models including both tropospheric and stratospheric chemistry. Aircraft NOx increases ozone photochemical production in the free troposphere throughout the year and decreases ozone chemical loss in the high-latitude lowermost stratosphere during spring–early summer. The models generally agree on the spatial pattern of NOx , ozone, and hydroxyl radical (OH) responses. The NOx net ERF is systematically positive with a model mean of 18.3 mW m−2, ranging from 9.4 to 24.5 mW m−2 among the different models. This net NOx forcing is reduced by 35 % and 43 % accounting for the negative forcing arising from the formation of nitrate and sulfate particles, respectively. Estimates of the aerosol direct ERF are systematically negative and range between -6.5 and -17.8 mW m−2, compensating most of the net NOx ERF albeit with noticeable intermodel differences arising from the diversity in aerosol parameterizations. This work shows encouraging results regarding our confidence in aviation NOx -induced ozone response because of a good model agreement. To a lesser extent, some similarities in the results regarding aerosols are also encouraging, given the few existing model intercomparisons on this topic. However, the results also highlight areas where further modeling experiments are needed, both with more models and with dedicated sensitivity simulations to further understand the factors giving rise to the spread in model estimates of aviation emission impacts on atmospheric composition and climate. ...
Review (2026) - Volker Grewe, Malte Niklaß, Katrin Dahlmann, Roland Eichinger, Sigrun Matthes, Alexander Lau, Janina Scheelhaase, Florian Linke, Martin Plohr
Aviation emissions are responsible for climate impacts through both carbon dioxide emissions and other emissions, in particular, of nitrogen oxides, water vapour, particulates, and contrail formation. In December 2022, the European Commission, Parliament and Council agreed to revise the European Union Emission Trading System for aviation. As such, from January 1, 2025, aircraft operators must monitor non-carbon dioxide climate effects, but suitable metrics for climate impact, handling of uncertainties and practical implementation are still under discussion or at least heavily debated. In this perspective, we propose a procedure for how to include non-carbon dioxide aviation effects into political frameworks. The main goal must be to create incentives for climate change mitigation for the aviation industry. Uncertainties in atmospheric processes need to be appropriately incorporated to minimise risk, and pilot projects are required to test implementation capabilities. Analysing risk, employing consistent monitoring, and determining economic effects will provide scientific grounds for including non-carbon dioxide effects in the European Union Emission Trading System. (Figure presented.) ...

An easy-to-use estimation of per flight CO2 and non-CO2 climate effects

Journal article (2026) - Hannes Bruder, Robin N. Thor, Malte Niklaß, Katrin Dahlmann, Roland Eichinger, Florian Linke, Volker Grewe, Sigrun Matthes, Simon Unterstrasser
As aviation's contribution to anthropogenic climate change is increasing, the sector aims at reducing its climate effect in accordance with international agreements. The strong and variable non-CO2 effects are complex, making reliable climate effect quantification a necessary first step. To support this, we develop the easy-To-use first-order climate effect estimator for single flights FlightClim v1.0. The tool estimates the flight-specific climate effect with a simplified calculation model, without requiring detailed information on exact routing, amount of fuel burn, or weather conditions. For this purpose, we first analyze a global flight dataset containing detailed trajectories, associated flight emissions, and climate responses. Similar flights are grouped into clusters, and regression formulas are derived to estimate the Average Temperature Response over 100 years (ATR100) for CO2 and non-CO2 effects. To prevent abrupt changes at cluster boundaries, we apply linear smoothing as postprocessing. Second, we compare a Multiple and a Symbolic Regression approach, where choice of method depends on the specific application as they differ in effort and complexity. The two approaches offer similar estimation quality, which shows that the errors are based on the database, the regression parameters as well as the regression error metric and the physical processes rather than on too easy regression models. Both methods are designed for climate footprint assessments due to their simplicity though not suitable for policy measures. Emission trading or monitoring and reporting systems instead require detailed weather and route data to incentivize operational non-CO2 mitigation. Compared to previous studies, our approach relies on a globally representative and considerably larger dataset covering more aircraft types, including most commercial airliners. In addition it improves precision through smoothed clustering and a dedicated parameterization of aircraft size influence on the contrail effects. The resulting climate effect functions are embedded into the Excel-based tool FlightClim v1.0, which implements the formulas of the Multiple Regression approach due to slight qualitative advantages. Requiring only aircraft size and origin-destination airports as input, FlightClim estimates climate effect for CO2, H2O, NOx emissions and contrail-induced cloudiness. It includes per seat allocation and supports different climate metrics. ...
Journal article (2025) - J.A. van 't Hoff, Didier Hauglustaine, Johannes Pletzer, Agnieszka Skowron, Volker Grewe, Sigrun Matthes, Maximilian M. Meuser, Robin N. Thor, Irene C. Dedoussi
Commercial supersonic aircraft may return in the near future, offering reduced travel time while flying higher in the atmosphere than subsonic aircraft, thus displacing part of the passenger traffic and associated emissions to higher altitudes. For the first time since 2007, we present a comprehensive multi-model assessment of the atmospheric and radiative effect of this displacement. We use four models (EMAC, GEOS-Chem, LMDz–INCA, and MOZART-3) to evaluate three scenarios in which subsonic aviation is partially replaced with supersonic aircraft. Replacing 4 % of subsonic traffic with Mach 2 aircraft that have a NOx emissions index of 13.8 g (NO2) kg−1 leads to ozone column loss of −0.3 % (−0.9 DU; model range from −0.4 % to −0.1 %), and it increases radiative forcing by 19.1 mW m−2 (model range from 16.7 to 28.1). This forcing is driven by water vapor (18.2 mW m−2), ozone (11.4 mW m−2), and aerosol emissions (−10.5 mW m−2). The use of a Mach 2 concept with low-NOx emissions (4.6 g (NO2) kg−1) reduces the effect on forcing and ozone to 13.4 mW m−2 (model range from 2.4 to 23.4) and −0.1 % (−0.3 DU; model range from −0.2 % to +0.0 %), respectively. If a Mach 1.6 aircraft with a lower cruise altitude and NOx emissions of 4.6 g (NO2) kg−1 is used instead, we find a near-net-zero effect on the ozone column and an increase in the radiative forcing of 3.7 mW m−2 (model range from 0.5 to 7.1). The supersonic concepts have up to 185 % greater radiative effect per passenger kilometer from non-CO2 emissions compared to subsonic aviation (excluding contrail impacts). ...
Journal article (2025) - Patrick Peter, Sigrun Matthes, Christine Frömming, Patrick Jöckel, Luca Bugliaro, Andreas Giez, Martina Krämer, Volker Grewe
While carbon dioxide emissions from aviation often dominate climate change discussions, non-CO2 effects such as contrails and contrail cirrus must also be considered. Despite varying estimates of their radiative forcing, avoiding contrails is a reasonable strategy for reducing aviation’s climate effects. This study examines temperature and humidity, key atmospheric parameters for contrail formation, across different ECHAM/MESSy (European Centre Hamburg General Circulation Model/Modular Earth Submodel System) Atmospheric Chemistry (EMAC) model setups. EMAC, a general circulation model, is evaluated with various vertical resolutions and two nudging methods across seven specified dynamics setups. A higher vertical resolution aims to capture steep water vapour gradients near the tropopause, crucial for accurate contrail prediction. Comparisons with reanalysis data (March–April 2014) indicate a systematic cold bias (approximately 3–5 K in mid-latitudes), particularly in setups without mean temperature nudging. In the upper troposphere and lower stratosphere, all simulations exhibit a wet bias, while lower altitudes display a dry bias, both affecting contrail formation estimates. Point-by-point comparisons along aircraft trajectories confirm similar biases. Sensitivity experiments with varying thresholds of relative humidity over ice illustrate trade-offs between achieving high hit rates and minimising false alarms in contrail detection. A single-day case study integrating aircraft and satellite observations demonstrates that EMAC’s predicted contrail coverage aligns well with the observed formation. These results suggest that, despite existing temperature and humidity biases, EMAC generally captures regions favourable for contrail formation across diverse atmospheric conditions. Addressing model biases by refining temperature and humidity representation could significantly improve contrail prediction accuracy, strengthening contrail-avoidance strategies and supporting climate-optimised flight routing to mitigate aviation’s overall climate effect. ...
Journal article (2024) - M.B. Mertens, Sabine Brinkop, Phoebe Graf, V. Grewe, Johannes Hendricks, Partrick Jöckel, Anna Lanteri, Sigrun Matthes, V.S. Rieger, More Authors...
We quantify the contributions of emissions from the transport sector to tropospheric ozone and the hydroxyl radical (OH) by means of model simulations with a global chemistry-climate model equipped with a source attribution method. For the first time we applied a method which also allows for quantifying contributions to OH which is invariant upon disaggregation or recombination and additive. Based on these quantified contributions, we analyse the ozone radiative forcing (RF) and methane lifetime reductions attributable to emissions from the transport sectors. The contributions were analysed for each transport sector separately and for 2015 as well as for 2050 under the Shared Socioeconomic Pathways (SSPs) SSP1-1.9, SSP2-4.5, and SSP3-7.0. In line with previous publications using the source attribution approach, we quantify ozone RF attributable to emissions from land transport, shipping, and aviation for the year 2015 of 121, 60, and 31 mW m−2, respectively. At the same time, we diagnose a relative reduction in methane lifetime due to transport emissions of 14.3 % (land transport), 8.5 % (shipping), and 3.8 % (aviation). These reductions are significantly larger than reported by previous studies due to the application of the source attribution method. Compared to 2015, only SSP1-1.9 shows a strong decrease in ozone RF and methane lifetime reduction attributable to the entire transport sector in 2050. For the projections of SSP2-4.5, we find similar effects of the total transport sector as for 2015, while the effects in SSP3-7.0 increase compared to 2015. This small change in the effects for the two projections compared to 2015 is caused by two main factors. Firstly, aviation emissions are projected to increase in SSP2-4.5 (increase of 107 %) and SSP3-7.0 (+86 %) compared to 2015, resulting in projected ozone RF of 55 mW m−2 (+78 %) and 50 mW m−2 (+61 %) for the year 2050 from aviation emissions. Secondly, the non-linear effects of atmospheric chemistry in polluted regions such as Europe and North America lead to rather small reductions in ozone and OH in response to emission reductions, especially from land transport emissions. In addition, the increase in emissions from land transport in other parts of the world, particularly in South Asia, leads to an increased contribution of ozone and OH. In particular, ozone formed by land transport emissions from South Asia causes strong RF that partially offsets the reductions in Europe and North America. Moreover, our results show that besides the non-linear response, lack of international cooperation, as in the SSP3-7.0 projection, hinders mitigation of ground-level ozone. ...
Journal article (2024) - Abolfazl Simorgh, Manuel Soler, Simone Dietmüller, Sigrun Matthes, Hiroshi Yamashita, Federica Castino, Feijia Yin
The non-CO2 climate impact of aviation strongly relies on the atmospheric conditions at the time and location of emissions. Therefore, it is possible to mitigate their associated climate impact by planning trajectories to re-route airspace areas with significant climate effects. Identifying such climate-sensitive regions requires specific weather variables. Inevitably uncertain weather forecasts can lead to inefficient aircraft trajectories if not accounted for within flight planning. The current study addresses the problem of generating robust climate-friendly flight plans under meteorological uncertainty characterized using the ensemble prediction system. We introduce a framework based on the concept of robust tracking optimal control theory to formulate and solve the proposed flight planning problem. Meteorological uncertainty effects on aircraft performance variables are captured using the formulated ensemble aircraft dynamical model and controlled by penalizing the performance index variance. Case studies show that the proposed approach can generate climate-optimized trajectories with minimal sensitivity to weather uncertainty. ...
Journal article (2024) - Federica Castino, Feijia Yin, Volker Grewe, Hiroshi Yamashita, Sigrun Matthes, Simone Dietmüller, Sabine Baumann, Manuel Soler, Abolfazl Simorgh, More Authors...
The optimization of aircraft trajectories involves balancing operating costs and climate impact, which are often conflicting objectives. To achieve compromised optimal solutions, higher-level information such as preferences of decision-makers must be taken into account. This paper introduces the SolFinder 1.0 module, a decision-making tool designed to identify eco-efficient aircraft trajectories, which allow for the reduction of the flight's climate impact with limited cost penalties compared to cost-optimal solutions. SolFinder 1.0 offers flexible decision-making options that allow users to select trade-offs between different objective functions, including fuel use, flight time, NOx emissions, contrail distance, and climate impact. The module is included in the AirTraf 3.0 submodel, which optimizes trajectories under atmospheric conditions simulated by the ECHAM/MESSy Atmospheric Chemistry model. This paper focuses on the ability of the module to identify eco-efficient trajectories while solving a bi-objective optimization problem that minimizes climate impact and operating costs. SolFinder 1.0 enables users to explore trajectory properties at varying locations of the Pareto fronts without prior knowledge of the problem results and to identify solutions that limit the cost of reducing the climate impact of a single flight. ...
Journal article (2023) - Robin N. Thor, Mariano Mertens, Sigrun Matthes, Mattia Righi, Johannes Hendricks, Sabine Brinkop, Phoebe Graf, Volker Grewe, Patrick Jöckel, Steven Smith
We report on an inconsistency in the latitudinal distribution of aviation emissions between the data products of phases 5 and 6 of the Coupled Model Intercomparison Project (CMIP). Emissions in the CMIP6 data occur at higher latitudes than in the CMIP5 data for all scenarios, years, and emitted species. A comparative simulation with the chemistry-climate model ECHAM/MESSy Atmospheric Chemistry (EMAC) reveals that the difference in nitrogen oxide emission distribution leads to reduced overall ozone changes due to aviation in the CMIP6 scenarios because in those scenarios the distribution of emissions is partly shifted towards the chemically less active higher latitudes. The radiative forcing associated with aviation ozone is 7.6% higher, and the decrease in methane lifetime is 5.7% larger for the year 2015 when using the CMIP5 latitudinal distribution of emissions compared to when using the CMIP6 distribution. We do not find a statistically significant difference in the radiative forcing associated with aviation aerosol emissions. In total, future studies investigating the effects of aviation emissions on ozone and climate should consider the inconsistency reported here. ...
Journal article (2023) - Simone Dietmüller, Sigrun Matthes, Katrin Dahlmann, Hiroshi Yamashita, Abolfazl Simorgh, Benjamin Lührs, V. Grewe, F. Yin, F. Castino, More Authors...
Aviation aims to reduce its climate effect by adopting trajectories that avoid regions of the atmosphere where aviation emissions have a large impact. To that end, prototype algorithmic climate change functions (aCCFs) can be used, which provide spatially and temporally resolved information on aviation's climate effect in terms of future near-surface temperature change. These aCCFs can be calculated with meteorological input data obtained from, e.g., numerical weather prediction models. We present here the open-source Python library called CLIMaCCF, an easy-to-use and flexible tool which efficiently calculates both the individual aCCFs (i.e., aCCF of water vapor, nitrogen oxide (NOx)-induced ozone production and methane depletion, and contrail cirrus) and the merged non-CO2 aCCFs that combine all these individual contributions. To construct merged aCCFs all individual aCCFs are converted to the same physical unit. This unit conversion needs the technical specification of aircraft and engine parameters, i.e., NOx emission indices and flown distance per kilogram of burned fuel. These aircraft- and engine-specific values are provided within CLIMaCCF version V1.0 for a set of aggregated aircraft and engine classes (i.e., regional, single-aisle, wide-body). Moreover, CLIMaCCF allows the user to choose from a range of physical climate metrics (i.e., average temperature response for pulse or future scenario emissions over the time horizons of 20, 50, or 100 years). Finally, we demonstrate the abilities of CLIMaCCF through a series of example applications. ...
Journal article (2023) - Zarah Lea Zengerling, Sara Dal Gesso, Florian Linke, Maximilian Clococeanu, Patrick Peter, Sigrun Matthes, Baris Baspinar, Mahdi Noorafza, Paul Roling, More authors...
Aviation significantly contributes to anthropogenic radiative forcing with both CO (Formula presented.) and non-CO (Formula presented.) emissions. In contrast to technical advancements to mitigate the climate impact, operational measures can benefit from short implementation times and thus are expected to be of high relevance in the near future. This study evaluates the climate mitigation potential of nine operational improvements, covering both in-flight and ground operations. For this purpose, an innovative approach is presented to compare the results of measure-specific case studies, despite the wide differences in the underlying modeling assumptions and boundary conditions. To this end, a selection of KPIs is identified to estimate the impact of the studied operational improvements on both climate and the stakeholders of the air transport system. This article presents a comparative method to scale the results of the individual studies to a comparable reference, considering differences in traffic sample size as well as CO (Formula presented.) and non-CO (Formula presented.) climate effects. A quantitative comparison is performed for operational improvements belonging to the same category, i.e., trajectory-related, network-related, and ground-related measures, and a qualitative comparison is carried out among all considered operational improvements. Results show that the in-flight operational improvements are more effective in mitigating the impact on climate with respect to ground operations. However, the latter generally have a weaker impact on the aviation industry and a higher maturity level. Further research could expand this study by assessing the effects of implementation enablers, such as actions at the regulatory level, to facilitate the acceptance of the studied measures in the aviation industry. ...
Journal article (2023) - F. Yin, V. Grewe, F. Castino, P.V. Rao, S Matthes, K. Dahlmann, Simone Dietmüller, C. Frömming, H. Yamashita, More Authors...
The Modular Earth Submodel System (MESSy) provides an interface to couple submodels to a base model via a modular flexible data management facility. This paper presents the newly developed MESSy submodel, ACCF version 1.0 (ACCF 1.0), based on algorithmic Climate Change Functions version 1.0 (aCCFs 1.0), which describes the climate impact of aviation emissions. The ACCF 1.0 is coupled via the second version of the standard MESSy infrastructure. ACCF 1.0 takes the simulated atmospheric conditions at the location of emission as input to calculate the climate impact (in terms of average temperature response over 20 years (ATR20)) of aviation emissions, including CO2 and non-CO2 impacts, such as from NOx emissions (via ozone production and methane destruction), water vapour emissions, and contrail-cirrus. The online calculated ATR20 value per emitted mass fuel burn or flown-kilometer using ACCF 1.0 in the ECHAM5/MESSy Atmospheric Chemistry (EMAC) model is presented. We perform quality checks of the ACCF 1.0 outputs in two aspects. Firstly, we compare climatological values calculated by the ACCF 1.0 to previous studies. Secondly, we evaluate the reduction of NOx-induced O3 effects through trajectory optimization, employing the tagging chemistry approach (contribution approach to tag species according to their emission categories and to inherit these tags to other species during the subsequent chemical reactions). Finally, we couple the ACCF 1.0 to the air traffic simulation submodel AirTraf version 2.0 and demonstrate the variability of the flight trajectories when the efficacy of individual effect is considered. ...
Review (2022) - Abolfazl Simorgh, Manuel Soler, Daniel González-Arribas, Sigrun Matthes, Volker Grewe, Simone Dietmüller, Sabine Baumann, Feijia Yin, Federica Castino, More authors...
The strong growth rate of the aviation industry in recent years has created significant challenges in terms of environmental impact. Air traffic contributes to climate change through the emission of carbon dioxide (CO2) and other non-CO2 effects, and the associated climate impact is expected to soar further. The mitigation of CO2 contributions to the net climate impact can be achieved using novel propulsion, jet fuels, and continuous improvements of aircraft efficiency, whose solutions lack in immediacy. On the other hand, the climate impact associated with non-CO2 emissions, being responsible for two-thirds of aviation radiative forcing, varies highly with geographic location, altitude, and time of the emission. Consequently, these effects can be reduced by planning proper climate-aware trajectories. To investigate these possibilities, this paper presents a survey on operational strategies proposed in the literature to mitigate aviation’s climate impact. These approaches are classified based on their methodology, climate metrics, reliability, and applicability. Drawing upon this analysis, future lines of research on this topic are delineated. ...
Journal article (2022) - P.V. Rao, F. Yin, V. Grewe, Hiroshi Yamashita, Patrick Jöckel, Sigrun Matthes, M.B. Mertens, Christine Frömming
One possibility to reduce the climate impact of aviation is the avoidance of climate-sensitive regions, which is synonymous with climate-optimised flight planning. Those regions can be identified by algorithmic Climate Change Functions (aCCFs) for nitrogen oxides (NOx), water vapour (H2O) as well as contrail cirrus, which provide a measure of climate effects associated with corresponding emissions. In this study, we evaluate the effectiveness of reducing the aviation-induced climate impact via ozone (O3) formation (resulting from NOx emissions), when solely using O3 aCCFs for the aircraft trajectory optimisation strategy. The effectiveness of such a strategy and the associated potential mitigation of climate effects is explored by using the chemistry–climate model EMAC (ECHAM5/MESSy) with various submodels. A summer and winter day, characterised by a large spatial variability of the O3 aCCFs, are selected. A one-day air traffic simulation is performed in the European airspace on those selected days to obtain both cost-optimised and climate-optimised aircraft trajectories, which more specifically minimised a NOx-induced climate effect of O3 (O3 aCCFs). The air traffic is laterally and vertically re-routed separately to enable an evaluation of the influences of the horizontal and vertical pattern of O3 aCCFs. The resulting aviation NOx emissions are then released in an atmospheric chemistry–climate simulation to simulate the contribution of these NOx emissions to atmospheric O3 and the resulting O3 change. Within this study, we use O3-RF as a proxy for climate impact. The results confirm that the climate-optimised flights lead to lower O3-RF compared to the cost-optimised flights, although the aCCFs cannot reproduce all aspects of the significant impact of the synoptic situation on the transport of emitted NOx. Overall, the climate impact is higher for the selected summer day than for the selected winter day. Lateral re-routing shows a greater potential to reduce climate impact compared to vertical re-routing for the chosen flight altitude. We find that while applying the O3 aCCFs in trajectory optimisation can reduce the climate impact, there are certain discrepancies in the prediction of O3 impact from aviation NOx emissions, as seen for the summer day. Although the O3 aCCFs concept is a rough simplification in estimating the climate impact of a local NOx emission, it enables a reasonable first estimate. Further research is required to better describe the O3 aCCFs allowing an improved estimate in the Average Temperature Response (ATR) of O3 from aviation NOx emissions. A general improvement in the scientific understanding of non-CO2 aviation effects could make climate-optimised flight planning practically feasible ...
Poster (2022) - F. Castino, F. Yin, V. Grewe, Hiroshi Yamashita, Sigrun Matthes, Sabine Baumann, Simone Dietmüller, Florian Linke, Benjamin Lührs, More authors...

Deduction of route specific equivalent CO2 emissions

Journal article (2022) - K. Dahlmann, V. Grewe, S. Matthes, H. Yamashita
Climate impact of anthropogenic activities is more and more of public concern. But while CO2 emissions are accounted in emissions trading and mitigation plans, emissions of non-CO2 components contributing to climate change receive much less attention. One of the anthropogenic emission sectors, where non-CO2 effects play an important part, is aviation. Hence, for a quantitative estimate of total aviation climate impact, assessments need to comprise both CO2 and non-CO2 effects (e.g., water vapor, nitrogen dioxide, and contrails), instead of calculating and providing only CO2 impacts. However, while a calculation of CO2 effects relies directly on fuel consumption, for non-CO2 effects detailed information on aircraft trajectory, engine emissions, and ambient atmospheric conditions are required. As often such comprehensive information is not available for all aircraft movements, a simplified calculation method is required to calculate non-CO2 impacts. In our study, we introduce a simple calculation method which allows quantifying climate assessment relying on mission parameters, involving distance and geographic flight region. We present a systematic analysis of simulated climate impact from more than 1000 city pairs with an Airbus A330-200 aircraft depending on the flight distance and flight region to derive simplified but still realistic representation of the non-CO2 climate effects. These new formulas much better represent the climate impact of non-CO2 effects compared to a constant CO2 multiplier. The mean square error decrease from 1.18 for a constant factor down to 0.24 for distance dependent factors and can be reduced even further to 0.19 for a distance and latitude dependent factor. ...
Abstract (2022) - P.V. Rao, F. Yin, V. Grewe, Hiroshi Yamashita, Patrick Jöckel, Sigrun Matthes, M.B. Mertens, Christine Frömming
Aviation contributes to 3.5% of anthropogenic climate change in terms of Effective Radiative Forcing (ERF) and 5% in terms of temperature change. Aviation climate impact is expected to increase rapidly due to the growth of air transport sector in most regions of the world and the effects of the COVID-19 pandemic are expected to only have a temporary effect on this growth. While efforts have been made to curb CO2 emissions, non-CO2 effects that are at least equally significant according to recent research, require more attention. The EU Horizon 2020 project ClimOp considers a comprehensive approach to tackling the climate impact of aviation using novel operational measures. One such measure is climate-optimised flight planning, where small deviations can be made in aircraft trajectories to minimise their overall climate impact. Algorithmic Climate Change Functions (aCCFs) are used to estimate the climate impact of local non-CO2 effects such as nitrogen oxide (NOx) emissions (via ozone (O3) formation and methane (CH4) depletion), aviation water vapour (H2O) and contrails using weather variables directly as inputs. By using these functions in an air traffic optimisation module, climate sensitive regions are detected and avoided leading to climate-optimised trajectories. Here, we focus specifically on evaluating the effectiveness of reducing the aviation NOx induced climate impact via O3 formation, using only O3 aCCFs for the optimisation strategy. This is achieved using the chemistry climate model EMAC (ECHAM5/MESSy) and various submodels. A summer and winter day, characterised by high spatial variability of O3 aCCFs are selected, following which, air traffic over the European airspace is optimised with respect to climate as well as operating cost. The air traffic is laterally and vertically optimised separately to enable an evaluation of the horizontal and vertical pattern of O3 aCCFs. It is shown that despite the significant impact of the synoptic situation on the transport of emitted NOx, the climate-optimised flights lead to lower O3 Radiative Forcing (RF) compared to the cost-optimised flights. The study finds that while O3 aCCFs can reduce the climate impact, there are certain discrepancies in the prediction of O3 impact from aviation NOx emissions, as seen for the selected summer day. Although the aCCFs concept is a rough simplification in predicting future pathways of emissions and subsequent climate impact, we could show that it enables a reasonable first estimate. Further research is required to better describe the aCCFs allowing an improved estimate in O3-RF reduction for optimisation approaches. ...
Journal article (2021) - Tobias Marks, Katrin Dahlmann, Volker Grewe, Volker Gollnick, Florian Linke, Sigrun Matthes, Eike Stumpf, Majed Swaid, Simon Unterstrasser, More Authors...
The aerodynamic formation flight, which is also known as aircraft wake-surfing for efficiency (AWSE), enables aircraft to harvest the energy inherent in another aircraft’s wake vortex. As the thrust of the trailing aircraft can be reduced during cruise flight, the resulting benefit can be traded for longer flight time, larger range, less fuel consumption, or cost savings accordingly. Furthermore, as the amount and location of the emissions caused by the formation are subject to change and saturation effects in the cumulated wake of the formation can occur, AWSE can favorably affect the climate impact of the corresponding flights. In order to quantify these effects, we present an interdisciplinary approach combining the fields of aerodynamics, aircraft operations and atmospheric physics. The approach comprises an integrated model chain to assess the climate impact for a given air traffic scenario based on flight plan data, aerodynamic interactions between the formation members, detailed trajectory calculations as well as on an adapted climate model accounting for the saturation effects resulting from the proximity of the emissions of the formation members. Based on this approach, we derived representative AWSE scenarios for the world’s major airports by analyzing and assessing flight plans. The resulting formations were recalculated by a trajectory calculation tool and emission inventories for the scenarios were created. Based on these inventories, we quantitatively estimated the climate impact using the average temperature response (ATR) as climate metric, calculated as an average global near surface temperature change over a time horizon of 50 years. It is shown, that AWSE as a new operational procedure has a significant mitigation potential on climate impact. For a global formation flight scenario, we estimated the average relative change of climate response to range between 22% and 24% while the relative fuel saving effects sum up to 5-6%. ...
Journal article (2021) - Benjamin Lührs, Florian Linke, Sigrun Matthes, Volker Grewe, Feijia Yin
Air traffic contributes to anthropogenic global warming by about 5% due to CO2 emissions and non-CO2 effects, which are primarily caused by the emission of NOx and water vapor as well as the formation of contrails. Since-in the long term-the aviation industry is expected to maintain its trend to grow, mitigation measures are required to counteract its negative effects upon the environment. One of the promising operational mitigation measures that has been a subject of the EU project ATM4E is climate-optimized flight planning by considering algorithmic climate change functions that allow for the quantification of aviation-induced climate impact based on the emission’s location and time. Here, we describe the methodology developed for the use of algorithmic climate change functions in trajectory optimization and present the results of its application to the planning of about 13,000 intra-European flights on one specific day with strong contrail formation over Europe. The optimization problem is formulated as bi-objective continuous optimal control problem with climate impact and fuel burn being the two objectives. Results on an individual flight basis indicate that there are three major classes of different routes that are characterized by different shapes of the corresponding Pareto fronts representing the relationship between climate impact reduction and fuel burn increase. On average, for the investigated weather situation and traffic scenario, a climate impact reduction in the order of 50% can be achieved by accepting 0.75% of additional fuel burn. Higher mitigation gains would only be available at much higher fuel penalties, e.g., a climate impact reduction of 76% associated with a fuel penalty of 12.8%. However, these solutions represent much less efficient climate impact mitigation options. ...
Journal article (2021) - Sigrun Matthes, Ling Lim, Mattia Righi, Agnieszka Skowron, Ulrike Burkhardt, Katrin Dahlmann, Simone Dietmüller, Volker Grewe, Amund S. Haslerud, Johannes Hendricks, Bethan Owen, Giovanni Pitari
Aviation is seeking for ways to reduce its climate impact caused by CO2 emissions and non-CO2 effects. Operational measures which change overall flight altitude have the potential to reduce climate impact of individual effects, comprising CO2 but in particular non-CO2 effects. We study the impact of changes of flight altitude, specifically aircraft flying 2000 feet higher and lower, with a set of global models comprising chemistry-transport, chemistry-climate and general circulation models integrating distinct aviation emission inventories representing such alternative flight altitudes, estimating changes in climate impact of aviation by quantifying radiative forcing and induced temperature change. We find in our sensitivity study that flying lower leads to a reduction of radiative forcing of non-CO2 effects together with slightly increased CO2 emissions and impacts, when cruise speed is not modified. Flying higher increases radiative forcing of non-CO2 effects by about 10%, together with a slight decrease of CO2 emissions and impacts. Overall, flying lower decreases aviation-induced temperature change by about 20%, as a decrease of non-CO2 impacts by about 30% dominates over slightly increasing CO2 impacts assuming a sustained emissions scenario. Those estimates are connected with a large but unquantified uncertainty. To improve the understanding of mechanisms controlling the aviation climate impact, we study the geographical distributions of aviation-induced modifications in the atmosphere, together with changes in global radiative forcing and suggest further efforts in order to reduce long standing uncertainties. ...