S. Matthes
Please Note
45 records found
1
Aviation emissions are responsible for climate impacts through both carbon dioxide emissions and other emissions, in particular, of nitrogen oxides, water vapour, particulates, and contrail formation. In December 2022, the European Commission, Parliament and Council agreed to revise the European Union Emission Trading System for aviation. As such, from January 1, 2025, aircraft operators must monitor non-carbon dioxide climate effects, but suitable metrics for climate impact, handling of uncertainties and practical implementation are still under discussion or at least heavily debated. In this perspective, we propose a procedure for how to include non-carbon dioxide aviation effects into political frameworks. The main goal must be to create incentives for climate change mitigation for the aviation industry. Uncertainties in atmospheric processes need to be appropriately incorporated to minimise risk, and pilot projects are required to test implementation capabilities. Analysing risk, employing consistent monitoring, and determining economic effects will provide scientific grounds for including non-carbon dioxide effects in the European Union Emission Trading System. (Figure presented.)
The DLR CO2-equivalent estimator FlightClim v1.0
An easy-to-use estimation of per flight CO2 and non-CO2 climate effects
While carbon dioxide emissions from aviation often dominate climate change discussions, non-CO2 effects such as contrails and contrail cirrus must also be considered. Despite varying estimates of their radiative forcing, avoiding contrails is a reasonable strategy for reducing aviation’s climate effects. This study examines temperature and humidity, key atmospheric parameters for contrail formation, across different ECHAM/MESSy (European Centre Hamburg General Circulation Model/Modular Earth Submodel System) Atmospheric Chemistry (EMAC) model setups. EMAC, a general circulation model, is evaluated with various vertical resolutions and two nudging methods across seven specified dynamics setups. A higher vertical resolution aims to capture steep water vapour gradients near the tropopause, crucial for accurate contrail prediction. Comparisons with reanalysis data (March–April 2014) indicate a systematic cold bias (approximately 3–5 K in mid-latitudes), particularly in setups without mean temperature nudging. In the upper troposphere and lower stratosphere, all simulations exhibit a wet bias, while lower altitudes display a dry bias, both affecting contrail formation estimates. Point-by-point comparisons along aircraft trajectories confirm similar biases. Sensitivity experiments with varying thresholds of relative humidity over ice illustrate trade-offs between achieving high hit rates and minimising false alarms in contrail detection. A single-day case study integrating aircraft and satellite observations demonstrates that EMAC’s predicted contrail coverage aligns well with the observed formation. These results suggest that, despite existing temperature and humidity biases, EMAC generally captures regions favourable for contrail formation across diverse atmospheric conditions. Addressing model biases by refining temperature and humidity representation could significantly improve contrail prediction accuracy, strengthening contrail-avoidance strategies and supporting climate-optimised flight routing to mitigate aviation’s overall climate effect.
The non-CO2 climate impact of aviation strongly relies on the atmospheric conditions at the time and location of emissions. Therefore, it is possible to mitigate their associated climate impact by planning trajectories to re-route airspace areas with significant climate effects. Identifying such climate-sensitive regions requires specific weather variables. Inevitably uncertain weather forecasts can lead to inefficient aircraft trajectories if not accounted for within flight planning. The current study addresses the problem of generating robust climate-friendly flight plans under meteorological uncertainty characterized using the ensemble prediction system. We introduce a framework based on the concept of robust tracking optimal control theory to formulate and solve the proposed flight planning problem. Meteorological uncertainty effects on aircraft performance variables are captured using the formulated ensemble aircraft dynamical model and controlled by penalizing the performance index variance. Case studies show that the proposed approach can generate climate-optimized trajectories with minimal sensitivity to weather uncertainty.
Decision-making strategies implemented in SolFinder 1.0 to identify eco-efficient aircraft trajectories
Application study in AirTraf 3.0
We report on an inconsistency in the latitudinal distribution of aviation emissions between the data products of phases 5 and 6 of the Coupled Model Intercomparison Project (CMIP). Emissions in the CMIP6 data occur at higher latitudes than in the CMIP5 data for all scenarios, years, and emitted species. A comparative simulation with the chemistry-climate model ECHAM/MESSy Atmospheric Chemistry (EMAC) reveals that the difference in nitrogen oxide emission distribution leads to reduced overall ozone changes due to aviation in the CMIP6 scenarios because in those scenarios the distribution of emissions is partly shifted towards the chemically less active higher latitudes. The radiative forcing associated with aviation ozone is 7.6% higher, and the decrease in methane lifetime is 5.7% larger for the year 2015 when using the CMIP5 latitudinal distribution of emissions compared to when using the CMIP6 distribution. We do not find a statistically significant difference in the radiative forcing associated with aviation aerosol emissions. In total, future studies investigating the effects of aviation emissions on ozone and climate should consider the inconsistency reported here.
Aviation significantly contributes to anthropogenic radiative forcing with both CO (Formula presented.) and non-CO (Formula presented.) emissions. In contrast to technical advancements to mitigate the climate impact, operational measures can benefit from short implementation times and thus are expected to be of high relevance in the near future. This study evaluates the climate mitigation potential of nine operational improvements, covering both in-flight and ground operations. For this purpose, an innovative approach is presented to compare the results of measure-specific case studies, despite the wide differences in the underlying modeling assumptions and boundary conditions. To this end, a selection of KPIs is identified to estimate the impact of the studied operational improvements on both climate and the stakeholders of the air transport system. This article presents a comparative method to scale the results of the individual studies to a comparable reference, considering differences in traffic sample size as well as CO (Formula presented.) and non-CO (Formula presented.) climate effects. A quantitative comparison is performed for operational improvements belonging to the same category, i.e., trajectory-related, network-related, and ground-related measures, and a qualitative comparison is carried out among all considered operational improvements. Results show that the in-flight operational improvements are more effective in mitigating the impact on climate with respect to ground operations. However, the latter generally have a weaker impact on the aviation industry and a higher maturity level. Further research could expand this study by assessing the effects of implementation enablers, such as actions at the regulatory level, to facilitate the acceptance of the studied measures in the aviation industry.
The strong growth rate of the aviation industry in recent years has created significant challenges in terms of environmental impact. Air traffic contributes to climate change through the emission of carbon dioxide (CO2) and other non-CO2 effects, and the associated climate impact is expected to soar further. The mitigation of CO2 contributions to the net climate impact can be achieved using novel propulsion, jet fuels, and continuous improvements of aircraft efficiency, whose solutions lack in immediacy. On the other hand, the climate impact associated with non-CO2 emissions, being responsible for two-thirds of aviation radiative forcing, varies highly with geographic location, altitude, and time of the emission. Consequently, these effects can be reduced by planning proper climate-aware trajectories. To investigate these possibilities, this paper presents a survey on operational strategies proposed in the literature to mitigate aviation’s climate impact. These approaches are classified based on their methodology, climate metrics, reliability, and applicability. Drawing upon this analysis, future lines of research on this topic are delineated.
Climate assessment of single flights
Deduction of route specific equivalent CO2 emissions
Climate impact of anthropogenic activities is more and more of public concern. But while CO2 emissions are accounted in emissions trading and mitigation plans, emissions of non-CO2 components contributing to climate change receive much less attention. One of the anthropogenic emission sectors, where non-CO2 effects play an important part, is aviation. Hence, for a quantitative estimate of total aviation climate impact, assessments need to comprise both CO2 and non-CO2 effects (e.g., water vapor, nitrogen dioxide, and contrails), instead of calculating and providing only CO2 impacts. However, while a calculation of CO2 effects relies directly on fuel consumption, for non-CO2 effects detailed information on aircraft trajectory, engine emissions, and ambient atmospheric conditions are required. As often such comprehensive information is not available for all aircraft movements, a simplified calculation method is required to calculate non-CO2 impacts. In our study, we introduce a simple calculation method which allows quantifying climate assessment relying on mission parameters, involving distance and geographic flight region. We present a systematic analysis of simulated climate impact from more than 1000 city pairs with an Airbus A330-200 aircraft depending on the flight distance and flight region to derive simplified but still realistic representation of the non-CO2 climate effects. These new formulas much better represent the climate impact of non-CO2 effects compared to a constant CO2 multiplier. The mean square error decrease from 1.18 for a constant factor down to 0.24 for distance dependent factors and can be reduced even further to 0.19 for a distance and latitude dependent factor.
The aerodynamic formation flight, which is also known as aircraft wake-surfing for efficiency (AWSE), enables aircraft to harvest the energy inherent in another aircraft’s wake vortex. As the thrust of the trailing aircraft can be reduced during cruise flight, the resulting benefit can be traded for longer flight time, larger range, less fuel consumption, or cost savings accordingly. Furthermore, as the amount and location of the emissions caused by the formation are subject to change and saturation effects in the cumulated wake of the formation can occur, AWSE can favorably affect the climate impact of the corresponding flights. In order to quantify these effects, we present an interdisciplinary approach combining the fields of aerodynamics, aircraft operations and atmospheric physics. The approach comprises an integrated model chain to assess the climate impact for a given air traffic scenario based on flight plan data, aerodynamic interactions between the formation members, detailed trajectory calculations as well as on an adapted climate model accounting for the saturation effects resulting from the proximity of the emissions of the formation members. Based on this approach, we derived representative AWSE scenarios for the world’s major airports by analyzing and assessing flight plans. The resulting formations were recalculated by a trajectory calculation tool and emission inventories for the scenarios were created. Based on these inventories, we quantitatively estimated the climate impact using the average temperature response (ATR) as climate metric, calculated as an average global near surface temperature change over a time horizon of 50 years. It is shown, that AWSE as a new operational procedure has a significant mitigation potential on climate impact. For a global formation flight scenario, we estimated the average relative change of climate response to range between 22% and 24% while the relative fuel saving effects sum up to 5-6%.
Air traffic contributes to anthropogenic global warming by about 5% due to CO2 emissions and non-CO2 effects, which are primarily caused by the emission of NOx and water vapor as well as the formation of contrails. Since-in the long term-the aviation industry is expected to maintain its trend to grow, mitigation measures are required to counteract its negative effects upon the environment. One of the promising operational mitigation measures that has been a subject of the EU project ATM4E is climate-optimized flight planning by considering algorithmic climate change functions that allow for the quantification of aviation-induced climate impact based on the emission’s location and time. Here, we describe the methodology developed for the use of algorithmic climate change functions in trajectory optimization and present the results of its application to the planning of about 13,000 intra-European flights on one specific day with strong contrail formation over Europe. The optimization problem is formulated as bi-objective continuous optimal control problem with climate impact and fuel burn being the two objectives. Results on an individual flight basis indicate that there are three major classes of different routes that are characterized by different shapes of the corresponding Pareto fronts representing the relationship between climate impact reduction and fuel burn increase. On average, for the investigated weather situation and traffic scenario, a climate impact reduction in the order of 50% can be achieved by accepting 0.75% of additional fuel burn. Higher mitigation gains would only be available at much higher fuel penalties, e.g., a climate impact reduction of 76% associated with a fuel penalty of 12.8%. However, these solutions represent much less efficient climate impact mitigation options.
Aviation is seeking for ways to reduce its climate impact caused by CO2 emissions and non-CO2 effects. Operational measures which change overall flight altitude have the potential to reduce climate impact of individual effects, comprising CO2 but in particular non-CO2 effects. We study the impact of changes of flight altitude, specifically aircraft flying 2000 feet higher and lower, with a set of global models comprising chemistry-transport, chemistry-climate and general circulation models integrating distinct aviation emission inventories representing such alternative flight altitudes, estimating changes in climate impact of aviation by quantifying radiative forcing and induced temperature change. We find in our sensitivity study that flying lower leads to a reduction of radiative forcing of non-CO2 effects together with slightly increased CO2 emissions and impacts, when cruise speed is not modified. Flying higher increases radiative forcing of non-CO2 effects by about 10%, together with a slight decrease of CO2 emissions and impacts. Overall, flying lower decreases aviation-induced temperature change by about 20%, as a decrease of non-CO2 impacts by about 30% dominates over slightly increasing CO2 impacts assuming a sustained emissions scenario. Those estimates are connected with a large but unquantified uncertainty. To improve the understanding of mechanisms controlling the aviation climate impact, we study the geographical distributions of aviation-induced modifications in the atmosphere, together with changes in global radiative forcing and suggest further efforts in order to reduce long standing uncertainties.