V. Grewe
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1
Emissions from land-based transport, aviation, and shipping contribute significantly to climate change. Besides CO2, these emissions include short-lived compounds that affect air quality but are also climatically relevant. We use a global chemistry-climate model to show that the climate effects of these non-CO2 emissions are substantial across all transport sectors both now and in the future. In sum, the non-CO2 impacts result in a cooling, which offsets the positive climate forcing from transport-induced CO2 by around 80% at present and between 25 and 60% in different scenarios for 2050. The trade-off that air pollutants mitigate global warming is strongly reduced in a future scenario with low anthropogenic emissions, where even small remaining amounts of non-CO2 compounds cause significant cooling as they are released in a very clean atmosphere. Our findings emphasize the need to take non-CO2 effects into account when assessing climate protection strategies for the transport sectors.
Aviation emissions are responsible for climate impacts through both carbon dioxide emissions and other emissions, in particular, of nitrogen oxides, water vapour, particulates, and contrail formation. In December 2022, the European Commission, Parliament and Council agreed to revise the European Union Emission Trading System for aviation. As such, from January 1, 2025, aircraft operators must monitor non-carbon dioxide climate effects, but suitable metrics for climate impact, handling of uncertainties and practical implementation are still under discussion or at least heavily debated. In this perspective, we propose a procedure for how to include non-carbon dioxide aviation effects into political frameworks. The main goal must be to create incentives for climate change mitigation for the aviation industry. Uncertainties in atmospheric processes need to be appropriately incorporated to minimise risk, and pilot projects are required to test implementation capabilities. Analysing risk, employing consistent monitoring, and determining economic effects will provide scientific grounds for including non-carbon dioxide effects in the European Union Emission Trading System. (Figure presented.)
The DLR CO2-equivalent estimator FlightClim v1.0
An easy-to-use estimation of per flight CO2 and non-CO2 climate effects
The aviation industry and policymakers are advocating Sustainable Aviation Fuels (SAF) as one of the main pillars for making the aviation industry sustainable. However, regulatory frameworks like CORSIA and the EU Renewable Energy Directive often exclude the climate impact from in-flight non-CO2 emissions (e.g., NOx, H2O, and soot emissions), which is important in determining the effect of SAF in reducing the climate impact of aviation. To bridge this gap, we evaluate the total global warming effects of SAF from a well-to-wake analysis, which includes the climate effects from CO2 emissions of the well-to-wake combined with the non-CO2 emissions of the pump-to-wake (i.e., inflight). We quantify the climate impact of NOx, H2O and contrails and convert them to a CO2 equivalence (CO2e) factor based on a climate metric, for instance, the Average Temperature Response over a given time horizon (i.e., 20, 50 and 100 years). The resulting well-to-wake CO2e values for SAF vary from about 150 to 250 g/MJ, depending on the specific fuel pathways. Our analysis shows that the maximum reduction in CO2e emissions when using SAF is less than 50% compared to conventional jet fuel, mainly due to the inflight NOx and contrail effects.
Aviation emissions of aerosol particles and aerosol precursor gases alter the Earth's radiation budget via both direct and indirect aerosol effects, resulting in a significant climate effect. Current estimates of aviation-induced climate effects are based on coarse-resolution global aerosol-climate models, which are not able to resolve the microphysical processes at the aircraft plume scale. This results in large uncertainties in the aviation-induced impact on aerosol number and size, which are key quantities for estimating the aerosol indirect effect, especially for low-level liquid-phase clouds. In this work, a double-box aircraft exhaust plume model is developed to explicitly simulate the aerosol microphysics inside a dispersing aircraft exhaust plume, together with a simplified representation of the vortex regime (which begins ĝ1/4 10 s after the aircraft emissions and captures the dynamics of aerosol particle interactions with contrail ice particles). The aircraft exhaust plume model is used to quantify the aviation-induced aerosol number concentration at the end of the dispersion regime (ĝ1/446 h) and the results are compared with the result obtained by the instantaneous dispersion approach commonly applied by the global models. The difference between the plume approach (simulated using two boxes) and the instantaneous dispersion approach (simulated by a single box) is defined as the plume correction: for typical cruise conditions over the North Atlantic and typical aviation emission parameters, the plume correction for aviation-induced particle number concentration ranges between -15 % and -4.2 %, depending on the presence or absence of the contrail ice in the vortex regime, respectively. A tendency-based process analysis shows that the negative value of the plume correction is due to the higher efficiency of coagulation and nucleation processes in the plume approach, leading to lower total particle number concentrations compared to the instantaneous dispersion approach. Sensitivity studies over different regions highlight the role of background conditions for the plume microphysics, with the plume correction varying between -12 % for Europe and -42 % for China in a scenario with contrail ice in the vortex regime. Parametric studies performed on various aviation emission parameters used to initialise the plume model demonstrate the high relevance of contrail ice in the vortex regime to considerably reduce the aviation-induced aerosol number concentration in the plume approach. Moreover, the parametric studies show a large sensitivity towards aviation fuel sulfur content, driving sulfur dioxide (SO2) emissions and the sulfuric acid (H2SO4) formation, which in turn is a primary driver for the nucleation process. Thanks to its flexible configuration and minor additional computational costs, the plume model presented here can readily be applied in coarse-resolution global aerosol-climate models or used as offline parametrisation to quantify the climate effects of aviation-induced aerosol particles.
While carbon dioxide emissions from aviation often dominate climate change discussions, non-CO2 effects such as contrails and contrail cirrus must also be considered. Despite varying estimates of their radiative forcing, avoiding contrails is a reasonable strategy for reducing aviation’s climate effects. This study examines temperature and humidity, key atmospheric parameters for contrail formation, across different ECHAM/MESSy (European Centre Hamburg General Circulation Model/Modular Earth Submodel System) Atmospheric Chemistry (EMAC) model setups. EMAC, a general circulation model, is evaluated with various vertical resolutions and two nudging methods across seven specified dynamics setups. A higher vertical resolution aims to capture steep water vapour gradients near the tropopause, crucial for accurate contrail prediction. Comparisons with reanalysis data (March–April 2014) indicate a systematic cold bias (approximately 3–5 K in mid-latitudes), particularly in setups without mean temperature nudging. In the upper troposphere and lower stratosphere, all simulations exhibit a wet bias, while lower altitudes display a dry bias, both affecting contrail formation estimates. Point-by-point comparisons along aircraft trajectories confirm similar biases. Sensitivity experiments with varying thresholds of relative humidity over ice illustrate trade-offs between achieving high hit rates and minimising false alarms in contrail detection. A single-day case study integrating aircraft and satellite observations demonstrates that EMAC’s predicted contrail coverage aligns well with the observed formation. These results suggest that, despite existing temperature and humidity biases, EMAC generally captures regions favourable for contrail formation across diverse atmospheric conditions. Addressing model biases by refining temperature and humidity representation could significantly improve contrail prediction accuracy, strengthening contrail-avoidance strategies and supporting climate-optimised flight routing to mitigate aviation’s overall climate effect.
Reliable prediction of aviation’s environmental impact, including the effect of nitrogen oxides on ozone, is vital for effective mitigation against its contribution to global warming. Estimating this climate impact however, in terms of the short-term ozone instantaneous radiative forcing, requires computationally-expensive chemistry-climate model simulations that limit practical applications such as climate-optimised planning. Existing surrogates neglect the large uncertainties in their predictions due to unknown environmental conditions and missing features. Relative to these surrogates, we propose a high-accuracy probabilistic surrogate that not only provides mean predictions but also quantifies heteroscedastic uncertainties in climate impact estimates. Our model is trained on one of the most comprehensive chemistry-climate model datasets for aviation-induced nitrogen oxide impacts on ozone. Leveraging feature selection techniques, we identify essential predictors that are readily available from weather forecasts to facilitate the implementation therein. We show that our surrogate model is more accurate than homoscedastic models and easily outperforms existing linear surrogates. We then predict the climate impact of a frequently-flown flight in the European Union, and discuss limitations of our approach.
Civil supersonic aviation may return in the near future. Their emissions have been found to lead to changes in the composition of the stratosphere, affecting the ozone layer and climate. To keep up with the rapid developments in supersonic aircraft technology and alternative fuels there is an increasing need for the development of surrogate modeling methods, which requires knowledge of the sensitivities to these emissions. We present a parametric study which evaluates the first- and second-order sensitivities of the ozone column and radiative forcing (RF) to supersonic emissions across two flight corridors and three altitudes. For a given increase in global fuel burn, we find that the increase in emission of (Formula presented.) is the main driver of both the changes in the global ozone column and RF, the latter of which is linked through changes in the ozone distribution. Followed by the increase in the emission of (Formula presented.), which leads to (Formula presented.) loss and has a cooling effect. The ozone column and climate are least sensitive to increases in (Formula presented.) emissions. We also show that interactions between (Formula presented.), (Formula presented.), and (Formula presented.) emissions lead to non-linear behavior in the atmospheric response. The effect of these interactions can lead to (Formula presented.) 5% differences in the ozone column impacts and up to 7.3% increases in RF. Our results demonstrate that the majority of second-order sensitivities may be neglected in surrogate models for small errors, which could greatly simplify their development. Our results also indicate that reductions in flight altitude and fleetwide (Formula presented.) emissions may effectively reduce the environmental footprint of supersonic aviation emissions.
Decision-making strategies implemented in SolFinder 1.0 to identify eco-efficient aircraft trajectories
Application study in AirTraf 3.0
Flight altitude is relevant to the climate effects resulting from aircraft emissions. Other research has shown that flying higher within the troposphere leads to larger warming from O 3 production. Aircraft NO x emissions are of particular interest, as they lead to warming via the short-term production of O 3, but also to reduced warming via processes like CH 4 depletion. We focus on short-term O 3 production, as it constitutes one of aviation’s largest warming components. Understanding how O 3 formation varies altitudinally throughout the upper troposphere/lower stratosphere is essential for designing climate-compatible aircraft and routing. We quantify this variation by performing simulations with a global atmospheric chemistry model for three representative cruise altitudes, five regions and two seasons using three methods: Eulerian tagging, perturbation and Lagrangian tagging. This multi-method, regional approach overcomes limitations of previous studies that utilize only one of these methods and apply global emission inventories biased towards present-day flight distributions, thus limiting their applicability to future aviation scenarios. Our results highlight that underrepresenting emissions in areas with growing flight activity (e.g. Asia Pacific) may lead to significant, regional underestimations of the altitudinal sensitivity of short-term NO x -related O 3 warming effects in certain cases. We find that emitting in Southern regions, like Australasia, leads to warming larger by a factor of two when compared to global averages. Our findings also suggest that flying lower translates to lower warming from short-term O 3 production and that this effect is strongest during the local summer. We estimate differences ranging from a factor of 1.2-2.6 between tagging and perturbation results that are attributable to non-linearities of NO x -O 3 chemistry, and derived regional correction factors for a widely-used sub-model. Overall, we stress that a combination of all three methods is necessary for a robust assessment of aviation climate effects as they address fundamentally different questions.
The analysis includes a model evaluation of ozone and water vapor with satellite data and a novel approach to reduce simulated years by one-third. A prospect for future hypersonic research is the analysis of seasonal sensitivities and simulations with emissions from combustion of liquefied natural gas instead of liquid hydrogen. ...
The analysis includes a model evaluation of ozone and water vapor with satellite data and a novel approach to reduce simulated years by one-third. A prospect for future hypersonic research is the analysis of seasonal sensitivities and simulations with emissions from combustion of liquefied natural gas instead of liquid hydrogen.
References
[1] Lee, D. S., Fahey, D. W., Skowron, A., Allen, M. R., Burkhardt, U., Chen, Q., Doherty, S. J., Freeman, S., Forster, P. M., Fuglestvedt, J., Gettelman, A., De León, R. R., Lim, L. L., Lund, M. T., Millar, R. J., Owen, B., Penner, J. E., Pitari, G., Prather, M. J., Sausen, R., and Wilcox, L. J.: The contribution of global aviation to anthropogenic climate forcing for 2000 to 2018, Atmos. Environ., 244, 117834, https://doi.org/10.1016/j.atmosenv.2020.117834, 2021.
[2] Matthes, S., Lim, L., Burkhardt, U., Dahlmann, K., Dietmüller, S., Grewe, V., Haslerud, A. S., Hendricks, J., Owen, B., Pitari, G., Righi, M., and Skowron, A.: Mitigation of Non-CO2 Aviation's Climate Impact by Changing Cruise Altitudes, Aerospace, 8, 36, https://doi.org/10.3390/aerospace8020036, 2021.
[3] Maruhashi, J., Grewe, V., Frömming, C., Jöckel, P., and Dedoussi, I. C.: Transport patterns of global aviation NOx and their short-term O3 radiative forcing – a machine learning approach, Atmos. Chem. Phys., 22, 14253–14282, https://doi.org/10.5194/acp-22-14253-2022, 2022.
[4] Rao, P., Dwight, R., Singh, D., Maruhashi, J., Dedoussi, I., Grewe, V., and Frömming, C.: Towards a new surrogate model for predicting short-term NOx-O3 effects from aviation using Gaussian processes, EGU General Assembly 2023, Vienna, Austria, 24–28 Apr 2023, EGU23-4337, https://doi.org/10.5194/egusphere-egu23-4337, 2023.
Acknowledgements
This research is part of the ACACIA (Advancing the Science for Aviation and Climate; http://www.acacia-project.eu) project, which is funded by the European Commission, Horizon 2020 Framework program under the grant agreement no. 875036.
This study used the Dutch national e-infrastructure with the support of the SURF Cooperative (grant nos. EINF-441 and EINF-2734). ...
References
[1] Lee, D. S., Fahey, D. W., Skowron, A., Allen, M. R., Burkhardt, U., Chen, Q., Doherty, S. J., Freeman, S., Forster, P. M., Fuglestvedt, J., Gettelman, A., De León, R. R., Lim, L. L., Lund, M. T., Millar, R. J., Owen, B., Penner, J. E., Pitari, G., Prather, M. J., Sausen, R., and Wilcox, L. J.: The contribution of global aviation to anthropogenic climate forcing for 2000 to 2018, Atmos. Environ., 244, 117834, https://doi.org/10.1016/j.atmosenv.2020.117834, 2021.
[2] Matthes, S., Lim, L., Burkhardt, U., Dahlmann, K., Dietmüller, S., Grewe, V., Haslerud, A. S., Hendricks, J., Owen, B., Pitari, G., Righi, M., and Skowron, A.: Mitigation of Non-CO2 Aviation's Climate Impact by Changing Cruise Altitudes, Aerospace, 8, 36, https://doi.org/10.3390/aerospace8020036, 2021.
[3] Maruhashi, J., Grewe, V., Frömming, C., Jöckel, P., and Dedoussi, I. C.: Transport patterns of global aviation NOx and their short-term O3 radiative forcing – a machine learning approach, Atmos. Chem. Phys., 22, 14253–14282, https://doi.org/10.5194/acp-22-14253-2022, 2022.
[4] Rao, P., Dwight, R., Singh, D., Maruhashi, J., Dedoussi, I., Grewe, V., and Frömming, C.: Towards a new surrogate model for predicting short-term NOx-O3 effects from aviation using Gaussian processes, EGU General Assembly 2023, Vienna, Austria, 24–28 Apr 2023, EGU23-4337, https://doi.org/10.5194/egusphere-egu23-4337, 2023.
Acknowledgements
This research is part of the ACACIA (Advancing the Science for Aviation and Climate; http://www.acacia-project.eu) project, which is funded by the European Commission, Horizon 2020 Framework program under the grant agreement no. 875036.
This study used the Dutch national e-infrastructure with the support of the SURF Cooperative (grant nos. EINF-441 and EINF-2734).
1. Expanding the geographical coverage of iRF (training data) by running EMAC simulations in more regions (North & South America, Eurasia, Africa and Australasia) at multiple cruise flight altitudes,
2. Following an objective approach to selecting atmospheric variables (feature selection) and considering the importance of local as well as non-local effects,
3. Regressing the iRF against selected atmospheric variables using supervised machine learning techniques such as homoscedastic and heteroscedastic Gaussian process regression.
We present a new surrogate model that predicts iRF of aviation NOx-O3 effects on a regular basis with confidence levels, which not only improves our scientific understanding of NOx-O3 effects, but also increases the potential of global climate-optimised flight planning. ...
1. Expanding the geographical coverage of iRF (training data) by running EMAC simulations in more regions (North & South America, Eurasia, Africa and Australasia) at multiple cruise flight altitudes,
2. Following an objective approach to selecting atmospheric variables (feature selection) and considering the importance of local as well as non-local effects,
3. Regressing the iRF against selected atmospheric variables using supervised machine learning techniques such as homoscedastic and heteroscedastic Gaussian process regression.
We present a new surrogate model that predicts iRF of aviation NOx-O3 effects on a regular basis with confidence levels, which not only improves our scientific understanding of NOx-O3 effects, but also increases the potential of global climate-optimised flight planning.