D.P. Solomatine
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86 records found
1
Robust multi-objective optimization with multi-scenario coupling
Spatial equilibrium-based water resources allocation in the upper and middle reaches of the Huaihe River Basin
AbstractStudy RegionThe study region is the Magdalena River basin in Colombia. The basin was divided into three distinct regions (Andean, Caribbean, and Pacific) and analyzed across different elevations.Study FocusThe study proposes a Spatiotemporal Non-Linear Dynamics Assessment (SNLDA) framework to compare ERA5-Land reanalysis data with in-situ rain gauge observations. It specifically examines the constraints imposed by nonlinear dynamical processes and their associated space-time complexities on the representation of precipitation, particularly in a tropical region. The SNLDA framework incorporates three main components: (i) standard performance metrics (e.g., correlations, RMSE, and dry spell duration), (ii) rainfall spatiotemporal objects (characterizing precipitation events through attributes such as volumes and start-end centroids), and (iii) non-linear dynamics complexity (reconstructing dynamical behavior from time series and evaluating attractors properties, including the Hurst and Lyapunov exponents). These elements were analyzed both individually and in combination. Daily ERA5-Land information (0.1°x0.1°) and in-situ rain gauge data comprising 558 stations from 1980 to 2020 were used, enriched by an Inverse Distance Weighting (IDW) interpolation (0.1°x0.1°) to facilitate comparison across spatial scales.New Hydrological Insights for the RegionOverall, ERA5-Land overestimates precipitation, producing shorter, more frequent events while poorly representing extreme wet and dry spells.Andean region: ERA5-Land overestimates rainfall, with largest errors at low elevations, driven by unresolved spatiotemporal object volumes displacements and nonlinear processes.Caribbean region: ERA5-Land shows the highest errors in nonlinear dynamics and extremes, despite lower annual bias and RMSE.Pacific region: ERA5-Land strongly overestimates precipitation volumes and RMSE, while nonlinear errors remain low; these biases are mainly driven by spatiotemporal objects displacement.
Flood control of reservoir systems
Learning-based explicit and switched model predictive control approaches
Study region: Madeira River basin, southwestern Amazonia Study focus: This study investigates spatial and temporal changes in precipitation, evaporation, and streamflow, and their relationship with deforestation in the Madeira River basin, the largest Amazonian sub-basin. We applied Mann-Kendall trend analysis, change-point detection, and correlation analysis across multiple spatial scales, using satellite, reanalysis, and observed data from 1981 to 2015. These methods enabled us to detect long-term trends, identify shifts, and quantify the relationships between forest loss and hydrological changes New hydrological insights for the region: The basin experienced an average deforestation rate of 2810 km² per year from 2001 to 2020, predominantly in the Brazilian portion. Between 1981 and 2016, we observed statistically significant negative trends in precipitation, evaporation, and streamflow, especially in the most deforested areas during the wet season. Correlation analysis (2001–2015) showed a statistically significant and positive relationship between forest area and evaporation in wet months (r = 0.73, p < 0.1) and a negative correlation between forest area and streamflow during the same season (r = –0.6, p < 0.1). These findings highlight the critical role of forests in modulating hydrological processes, supporting the hypothesis that deforestation may reduce evaporation, alter moisture recycling, and slow the water cycle. While our results are robust, we acknowledge that factors such as climate variability and land management practices may also influence hydrological changes and should be considered in future research.
Model predictive control (MPC) is an optimal control strategy suited for flood control of water resources infrastructure. Despite many studies on reservoir flood control and their theoretical contribution, optimisation methodologies have not been widely applied in real-time operation due to disparities between research assumptions and practical requirements. To address this gap, we include practical objectives, such as minimising the magnitude and frequency of changes in the existing outflow schedule. Incorporating these objectives transforms the problem into a multi-objective nonlinear optimisation problem that is difficult to solve in real time. Additionally, it is reasonable to assume that the weights and some parameters, considered the operators’ preferences, vary depending on the system state. To overcome these limitations, we propose a framework that converts the original intractable problem into parameterised linear MPC problems with dynamic optimisation of weights and parameters. This is done by introducing a model-based learning concept. We refer to this framework as Parameterised Dynamic MPC (PD-MPC). The effectiveness of this framework is demonstrated through a numerical experiment for the Daecheong multipurpose reservoir in South Korea. We find that PD-MPC outperforms standard MPC-based designs without a dynamic optimisation process for the objective weights and model parameter. Moreover, we demonstrate that the weights and parameters vary with changing hydrological conditions.
While drought impacts are widespread across the globe, climate change projections indicate more frequent and severe droughts. This underscores the pressing need to increase resistance and resilience to drought. The strategic application of Preventive Drought Management Measures (PDMMs) is a suitable avenue to reduce the likelihood of drought and ameliorate associated damages. In this study, we use an optimisation approach with a multicriteria decision-making method to allocate PDMMs for reducing the severity of agricultural and hydrological droughts. The results indicate that implementing PDMMs can reduce the severity of agricultural and hydrological droughts, and the obtained management scenarios (solutions) highlight the utility of multi-objective optimisation for PDMMs planning. However, examined management scenarios also illustrate the trade-off between managing agricultural and hydrological droughts. PDMMs can alleviate the severity of agricultural droughts while producing opposite effects for hydrological droughts (or vice versa). Furthermore, the impact of PDMMs displays temporal and spatial variabilities. For instance, PDMMs implementation within a specific subbasin may mitigate the severity of one type of drought in a given month yet exacerbate drought conditions in preceding or subsequent months. In the case of hydrological droughts, the PDMMs may intensify streamflow deficits in the intervened subbasins while alleviating the hydrological drought severity downstream (or vice versa). These complexities emphasise a customised implementation of PDMMs, considering the basin characteristics (e.g., rainfall distribution over the year, soil properties, land use, and topography) and the quantification of PDMMs' effect on the severity of each type of drought.
Long-term water resource management involving multipurpose coordination requires robust decision-making in water infrastructure cases to cope with various types of uncertainties. Traditional robust optimization methods generally do not explicitly propagate input or parametric uncertainties into estimates of the robustness of solutions, which limits their ability to address uncertainty comprehensively across solution spaces. In this study, we introduce an explicit robust decision-making framework that blends multiobjective search, probabilistic analysis of robustness, and diagnostic verification tools to identify robust optimal solutions to external uncertainty. The proposed framework is illustrated on four diverse robustness formulations, which capture a wide variety of stakeholder attitudes from highly risk-averse to risk-neutral, for the primary operating objectives (hydropower production, water diversion, and hydrological alteration degree) in China's Hanjiang cascade reservoir system. By analyzing the Pareto front propagated from inflow uncertainty, it is found that optimal robust policies with a significantly higher degree of hydrological alteration are preferred in most formulations to achieve relatively lower joint uncertainty of hydropower and water diversion. These policies also yield sufficiently stable model performance in the case of an out-of-sample streamflow set during diagnostic verification. Furthermore, a comparative analysis of four different formulations suggests that a composite normalized robustness indicator (NRI) developed in this study to integrate various robustness metrics can achieve an effective balance for all considered objectives. These findings highlight the benefits of explicit robust optimization for managing hydrological uncertainties in multipurpose cascade reservoirs.
Improved drought forecasting in Kazakhstan using machine and deep learning
A non-contiguous drought analysis approach
Kazakhstan is recently experiencing an increase in drought trends. However, low-capacity probabilistic drought forecasts and poor dissemination have led to a drought crisis in 2021 that resulted in the loss of thousands of livestock. To improve drought forecasting accuracy, this study applies Machine Learning and Deep Learning (ML and DL) algorithms to capture the sequences of drought events using a non-contiguous drought analysis (NCDA). Precipitation, 2-m temperature, runoff, solar radiation, relative humidity, and evaporation were collected from the ERA5 database as input variables. Combinations of inputs were used to build ML models, including seven classifiers (Logistic, K-NN, Kernel SVM, Decision Tree, Random Forest, XGBoost, and GRU). The output events were defined by standardized precipitation index (SPI) and SPEI indicators as binary classes. Weekly time series from 1991 to 2021 for each cell were used to forecast a lead time from 1 week to 6 months. GRU provided 97–99% accuracy in more volatile regions while Random Forest and XGBoost showed 94–99% accuracy at a lead time of 6 months. The accuracy evaluation was based on the confusion matrix and F1 score to analyze the stage change capture. This study demonstrates the effectiveness of using ML and DL algorithms for drought forecasting, with potential applications for other regions.
Robust multi-objective optimization under multiple uncertainties using the CM-ROPAR approach
Case study of water resources allocation in the Huaihe River basin
Three-Dimensional Clustering in the Characterization of Spatiotemporal Drought Dynamics
Cluster Size Filter and Drought Indicator Threshold Optimization
Aquatic community dynamics are closely dominated by flow regime and water quality conditions, which are increasingly threatened by dam regulation, water diversion, and nutrition pollution. However, further understanding of the ecological impacts of flow regime and water quality conditions on aquatic multi-population dynamics has rarely been integrated into existing ecological models. To address this issue, a new niche-based metacommunity dynamics model (MDM) is proposed. The MDM aims to simulate the coevolution processes of multiple populations under changing abiotic environments, pioneeringly applied to the mid-lower Han River, China. The quantile regression method was used for the first time to derive ecological niches and competition coefficients of the MDM, which are demonstrated to be reasonable by comparing them with the empirical evidence. Simulation results show that the Nash efficiency coefficients for fish, zooplankton, zoobenthos, and macrophytes are more than 0.64, while the Pearson correlation coefficients for them are no less than 0.71. Overall, the MDM performs effectively in simulating metacommunity dynamics. For all river stations, the average contributions of biological interaction, flow regime effects, and water quality effects to multi-population dynamics are 64%, 21%, and 15%, respectively, suggesting that the population dynamics are dominated by biological interaction. For upstream stations, the fish population is 8%–22% more responsive to flow regime alteration than other populations, while other populations are 9%–26% more responsive to changes in water quality conditions than fish. For downstream stations, flow regime effects on each population account for less than 1% due to more stable hydrological conditions. The innovative contribution of this study lies in proposing a multi-population model to quantify the effects of flow regime and water quality on aquatic community dynamics by incorporating multiple indicators of water quantity, water quality, and biomass. This work has potential for the ecological restoration of rivers at the ecosystem level. This study also highlights the importance of considering threshold and tipping point issues when analyzing the “water quantity-water quality-aquatic ecology” nexus in future works.
Successful modelling of the groundwater level variations in hydrogeological systems in complex formations considerably depends on spatial and temporal data availability and knowledge of the boundary conditions. Geostatistics plays an important role in model-related data analysis and preparation, but has specific limitations when the aquifer system is inhomogeneous. This study combines geostatistics with machine learning approaches to solve problems in complex aquifer systems. Herein, the emphasis is given to cases where the available dataset is large and randomly distributed in the different aquifer types of the hydrogeological system. Self-Organizing Maps can be applied to identify locally similar input data, to substitute the usually uncertain correlation length of the variogram model that estimates the correlated neighborhood, and then by means of Transgaussian Kriging to estimate the bias corrected spatial distribution of groundwater level. The proposed methodology was tested on a large dataset of groundwater level data in a complex hydrogeological area. The obtained results have shown a significant improvement compared to the ones obtained by classical geostatistical approaches.
Application of Natural Language Processing to Identify Extreme Hydrometeorological Events in Digital News Media
Case of the Magdalena River Basin, Colombia
Extreme peak runoff forecasting is still a challenge in hydrology. In fact, the use of traditional physically-based models is limited by the lack of sufficient data and the complexity of the inner hydrological processes. Here, we employ a Machine Learning technique, the Random Forest (RF) together with a combination of Feature Engineering (FE) strategies for adding physical knowledge to RF models and improving their forecasting performances. The FE strategies include precipitation-event classification according to hydrometeorological criteria and separation of flows into baseflow and directflow. We used ∼ 3.5 years of hourly precipitation information retrieved from two near-real-time satellite precipitation databases (PERSIANN-CCS and IMERG-ER), and runoff data at the outlet of a 3391-km2 basin located in the tropical Andes of Ecuador. The developed models obtained Nash-Sutcliffe efficiencies varying from 0.86 to 0.59 for lead times between 1 and 6 h. The best performances were obtained for peak runoffs triggered by short-extension precipitation events (<50 km2) where infiltration- or saturation-excess runoff responses are well learned by the RF models. Conversely, the forecasting difficulty is associated with extensive precipitation events. For such conditions, a deeper characterization of the biophysical characteristics of the basin is encouraged for capturing the dynamic of directflow across multiple runoff responses. All in all, the potential to employ near-real-time satellite precipitation and the use of FE strategies for improving RF forecasting provides hydrologists with new tools for real-time runoff forecasting in remote or complex regions.