M. Korff
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1
This paper presents a framework for developing fragility curves for masonry buildings on strip foundations exposed to subsidence using non-linear finite element (NLFE) analyses. A 2D plane-stress model of a masonry façade is used to evaluate the probability of cracking damage resulting from settlements. The model simulates the behaviour of typical Dutch two-storey historical buildings, using an established modelling approach to represent the non-linear behaviour of the façade, the transversal walls and the strip foundation, supported by a base interface for soil-foundation interaction. Settlements are imposed at the bottom of the interface, characterizing their intensity with the angular distortion. The damage severity is objectively quantified using the scalar parameter Ψ, computed considering the number, length, and width of the cracks. Cumulative probability functions are derived from 864 numerical analyses that account for realistic variations in building and soil features, including 3 masonry materials, 2 strip foundation systems, 2 interface soil materials and the 72 possible settlement patterns. The effect of each selected variation is evaluated individually. The proposed curves reveal a probability of over 25% for cracks up to 5 mm in width when the angular distortion equal to 0.2% (or 1/500), the threshold deemed acceptable by international codes, is applied to the models. Doubling the applied angular distortion results in an approximate doubling of the probability of damage. While the proposed curves are specific to the selected geometry, the framework can be adapted to accommodate different façade geometries, enabling the development of more comprehensive fragility functions.
The anisotropic behaviour of sands, which is associated with their grain-scale microstructural characteristics such as the distribution of voids and the spatial orientation of particles, can lead to significant variations in macro-scale predictions. In this paper, a bounding surface plasticity based anisotropic semi-micromechanical constitutive model is developed, within the multilaminate framework, to describe the effects of fabric on the cyclic behaviour of sands. A novel plastic strain driven semi-micromechanical fabric evolution framework fulfilling the premises of anisotropic critical state theory is proposed. Rather than using a single scalar-valued fabric anisotropic variable, which is the general practise in anisotropic critical state theory based models, independently evolving fabric anisotropic variables are employed at so-called sampling planes. In addition, the semifluidised state concept is utilised at low mean effective stresses to realistically capture post-liquefaction responses, including large shear deformations and accumulative plastic strains during flow liquefaction and cyclic mobility types of behaviour. The procedure for calibrating model parameters is briefly described and the prediction capabilities of the proposed model under drained and undrained monotonic and cyclic loading conditions at different stress states, relative densities and loading orientations are demonstrated by simulating experimental data for Toyoura sand using a single set of parameters.
Soil heterogeneity, due to variations in the subsurface stratigraphy or properties within a layer, can trigger or amplify differential settlements that affect buildings and infrastructure and can thus lead to (increase in) damage. The state-of-the-art mainly focuses on the effect of heterogeneous properties within a layer on engineering problems. From this, it is known that the variation in properties can increase the vulnerability of a structure. However, nearly always variations in the soil lithological conditions are disregarded, while they can influence subsidence potentially even more. Lithological variations are relevant both at the scale of individual buildings as well as different scales (city, regional, country), for which often detailed soil information is not available. Thus, for a better prediction of potential building damage related to subsidence, knowledge about the scale and influence of lithological variations is needed. This paper describes an approach to quantify and investigate the influence of lithological heterogeneity at the scale of a single building. Moreover, this exploratory study evaluates the influence of lithological heterogeneity on the spatial variability of settlements, intending to upscale the approach to regional application. Two independent datasets at high resolution (site-specific) and low resolution (national level) are used to retrieve the stratigraphic conditions for the area selected for the analyses. One-, Two- and Three-dimensional numerical models, based on the collected information are used to simulate the consolidation process and settlement due to a uniform load imposed on the surface level of the study area. Additional analyses investigate the influence of loading conditions and groundwater table. The parameter “correlation length” is used to quantify the spatial variability of the soil layer thickness and then of the computed settlements. The analyses reveal that the spatial variability of the soil strata thickness matches that of the computed settlements, ranging from 2 to 10 meters. In other words, the lithological variability of the soil leads to differential settlements occurring at the scale of man-made structures such as houses, roads, and embankments. Thus, the results encourage including the contribution of lithological heterogeneity in models and predictions of differential settlement at the scale of individual structures. Moreover, the statistical properties, in terms of mean, spread and distribution shape, of the settlement computed through in-situ specific models, match with those derived at the national scale. These results are expected to support the identification of areas potentially influenced by lithological soil heterogeneity, thus showing potential for upscaling to regional or national levels.
Measures to reduce land subsidence and greenhouse gas emissions in peatlands
A Dutch case study
Worldwide, peatlands suffer from land subsidence and greenhouse gas emissions due to artificial drainage inducing peat decomposition. Under anthropogenic climate change, these issues require measures to reduce the emission of greenhouse gases and protect low-lying areas from increasing flood risk. Tighter control of groundwater levels is required, both within existing agricultural systems and through the development of new agricultural systems suitable for farming under high groundwater levels or inundation. The complexity and value-laden nature of the issue warrants the development of a comprehensive overview of potential and side effects of measures. In this paper such an overview is synthesized based on a mixed-method approach for a special case, The Netherlands. The Dutch peatlands comprise extensive land areas in the low-lying west and north of The Netherlands. The case is exceptional as most of these peatlands lie below sea level, sustain world-class intensive dairy farming and are subject to multiple other environmental, economic and societal challenges. Here, land subsidence increases flood risk, salt-water intrusion and the costs of water management, particularly under global climate change. To mitigate land subsidence, both technical measures and alternative land uses can be envisaged. However, the literature about these is fragmented, complicating a careful identification and selection of measures. To address this knowledge gap, we review 27 technical measures and alternative land use options and synthesize evidence and insights for 15 effects. Technical measures allowing continuation of existing dairy farming provide relatively low-risk interventions for farmers, but will only reduce, not stop land subsidence and greenhouse gas emissions. Alternative land-use options, particularly paludiculture, are in a start-up stage of development and can stop land subsidence. However, more research is required to reduce and control methane and potential nitrous oxide emissions during inundation required for crops such as (narrowleaf) cattail and azolla. Paludiculture can provide ecosystem services related to water management and nutrient status, as well as raw materials for a bio-based economy. Gradual transitions in space and time between farming and nature can be envisaged, providing incentives to diversify land use in the Dutch peatlands. This case study identifies key questions and provides valuable insights for peatland management worldwide. Reducing land subsidence and greenhouse gas emissions from peatlands is feasible, but requires thoughtful interventions that cautiously make and align trade-offs between various interests and uncertainties.
Subsidence caused by natural or human-induced factors can occur unevenly, resulting in differential settlements. Existing unreinforced masonry (URM) buildings are susceptible to damage from differential settlements. However, the extent of the damage varies between structures, depending on factors such as the magnitude and pattern of the settlements, along with the features of the building and the properties of the underlying soil. Non-linear finite element analyses (NLFEA) are often used for studying the damage response, accounting for variability in soil and structural features. This study uses 6912 NLFEA, including 8 variations in façade geometry, 3 masonry materials, 2 soils, 2 shallow foundation systems, and 72 settlement patterns, to develop fragility curves for URM buildings undergoing subsidence. Old Dutch URM buildings with strip foundations are modelled using 2D plane-stress façade models, accounting for non-linear smeared shearing, cracking and crushing of masonry and 3D effects of transverse walls. Settlement troughs are applied at a non-linear soil-foundation interface, with angular distortion (β) progressively increasing to quantify settlement intensity and building deformation. As β increases, the NLFE models exhibit progressive cracking damage, with severity objectively assessed through the parameter Ψ considering crack width, length, and number. Then, the distortion β is used as the demand parameter to develop the fragility curves. The analysis shows that long façades are twice as likely to experience 5 mm cracks from settlement damage compared to short façades under an applied β of 2 ‰ (1/500). For this applied β, proposed as an acceptable limit for many structures in the Eurocode, half of the models exhibit cracks up to 5 mm wide. Therefore, while 1/500 may be considered safe for structural integrity, it can still lead to noticeable damage. Light damage occurs even at angular distortion values below 0.5 ‰ (1/2000), with 10 % of models showing cracks up to 1 mm wide.
Damage From Ups and Downs
Investigating Cracking in Unreinforced Masonry Structures Exposed to Settlement and Uplift Cycles Using Finite Element Analyses
Full-scale axial load tests were performed on five screw injection piles founded in medium-dense to dense sand at a site in Delft, the Netherlands. Each pile was instrumented with distributed fiber-optic sensors along its full length, giving detailed insights into the shaft and base response under compression loading. The paper focuses on the pile base response and combines the test results with a newly compiled database of instrumented load tests on screw displacement piles in sand. Given the range of screw displacement piles on the market, the influence of different installation methods and pile geometries on the base resistance can be assessed through the database. In summary, the analysis showed that all screw displacement pile types tended to mobilize base capacities similar to bored or nondisplacement piles. Despite high variability in the database, no significant trend with pile geometry, such as length or diameter, was evident.
Historic quay walls in many Dutch cities are supported by an array of vertical timber piles which run through soft soil deposits and rest on a sand layer, providing end-bearing support. As these structures experience horizontal loads, the foundation piles are loaded in bending. This is the dominant loading case of pile foundations of dams, lock heads, and sometimes bridge abutments as well. To accurately model and evaluate the timber pile foundations, a proper estimate of their bending properties is essential. Therefore the mechanical properties of existing spruce foundation piles, retrieved from a historic quay wall (1905) at Overamstel in Amsterdam, Netherlands, were studied. Six piles were subjected to a four-point bending experiment. The outer fiber stress was kept constant between the point loads, leading to a failure at the weakest cross section. Measurements of the curvature and force distribution were taken along the pile length during loading. In addition, biological decay in the outer layer of the timber piles, also referred to as the soft shell, was identified with microdrillings. Internal strains were measured successfully by gluing fiber-optic wires inside the soft shell of the timber piles. The experiments indicated significant variations in modulus of elasticity and modulus of rupture across the tested population, but indicated a strong correlation. Modulus of elasticity averaged 16.5 GPa with a variation coefficient of 0.30, whereas the modulus of rupture averaged 23.2 N/mm2 with a variation coefficient of 0.26. Bacterial deterioration was found to be independent of both the outer pile diameter and the location along the timber pile. The soft shell had an average thickness of 21 mm, but it did not contribute significantly to the structural strength of the piles. This study could present a template for assessing the remaining service life not only of historic quay walls but also of other timber pile foundations under bending loads.
In this study, 2D and 3D modelling strategies are used to represent the behaviour of historical masonry buildings on strip foundations undergoing settlements. The application focuses on a two-story building, typical of the Dutch architectural heritage. An improved 2D modelling is presented: It includes the effect of the lateral walls to replicate the response of the detailed 3D models. The masonry strip foundation is modelled and supported by a no-tension interface, which represents the soil-foundation interaction. Two settlement configurations, hogging and sagging, are applied to the models, and their intensity is characterized using their angular distortion. The improved 2D model that includes the stiffness and weight of the lateral walls agrees in terms of displacements, stress and damage with the detailed 3D models. Conversely, the simplified 2D façade models without lateral walls exhibit different cracking, and damage from 2 to 7 times lower at an applied angular distortion of 2‰ (1/500). The improved 2D model requires less computational and modelling burden, resulting in analyses from 9 to 40 times faster than the 3D models. The results prove the importance of identifying and including the 3D effects that affect the response of structures subjected to settlements.
The Quay Walls of Amsterdam, Netherlands
An Approach for Collapse Risk Mitigation at the Municipal Scale Based on Multisource Monitoring and Surveying Data
The City of Amsterdam is responsible for the maintenance of 600 km of historic quay walls, most of which are over 100 years old while others are 300 years old and are experiencing stability and degradation problems. A lack of knowledge about the as-built information and the current conditions of the retaining structures and their foundation systems exists, and very limited guidelines for the assessment of quay walls are available. Predicting the time when the quay walls are no longer safe is a key challenge in their end-of-life assessment. For this purpose, monitoring of the quay walls via conventional techniques (e.g., in situ surveys, topographic levelling and tachymetry) combined with satellite Multi-temporal Interferometric Synthetic Aperture Radar (MT-InSAR) data provides updated information on the displacements affecting the retaining structures and/or their foundations. This paper develops a multiscale methodology, consisting of three phases, that allow (1) the prioritization of the most exposed retaining structures (quay walls) at the municipal scale, (2) the retrieval of empirical relationships between different damage/movement indicators and quantitative displacement descriptors obtained via in situ surveys and terrestrial monitoring data, and (3) the identification of the most probable collapse mechanism by jointly analyzing the wall crack patterns and monitoring data. The results show that this approach could play a fundamental role to set up sustainable risk mitigation strategies at the municipal scale.
In the Netherlands, subsidence due to different causes is linked to damage to the ubiquitous masonry structures. Finite element (FE) analyses can be used to assess the response of the structures subjected to settlements. This paper presents the comparison between three-dimensional FE modelling strategies to investigate the response of an unreinforced masonry building on a strip foundation. The aim is to investigate whether different modelling approaches demonstrate consistent results. The soil-structure system is modelled employing two strategies: a coupled model, in which the structure is tied to the soil volume, and an uncoupled approach that divides the soil and structure into two sub-systems. Two displacement fields, imposed at the bottom of the soil volume, idealize various shapes of the subsidence troughs, with increasing intensity measured by their distortion. Non-linear interfaces are used to simulate the soil-foundation interaction, and their stiffness values vary based on the type of model. The displacements, interface stresses and crack patterns of the selected modelling strategies are consistent. The interface types do not influence the response of the façade, whereas the shape of the settlement does play a key role. The uncoupled models exhibit, on average, slightly higher values of damage than coupled models for a given imposed distortion. The two modelling strategies require almost the same computational time and show similar convergence. Because of the limited contribution of small soil volumes in uncoupled models, the superstructure sub-system can be directly utilized to assess the response of structures undergoing vertical displacements, thereby reducing the modelling burden.
The results of the proposed 2D model agree in terms of displacements, crack patterns and damage with the 3D models. On the contrary, the façade models that do not include the effect of the lateral walls do not exhibit the same cracking and damage, resulting in lower damage and deformations for the same applied angular distortion. Accordingly, the proposed modelling strategy requires less modelling complexity and the analyses are 9 to 28 times faster to run with respect to the 3D models. The efficient and accurate model allows performing a wide number of analyses to easily investigate the role of the various building’s features. ...
The results of the proposed 2D model agree in terms of displacements, crack patterns and damage with the 3D models. On the contrary, the façade models that do not include the effect of the lateral walls do not exhibit the same cracking and damage, resulting in lower damage and deformations for the same applied angular distortion. Accordingly, the proposed modelling strategy requires less modelling complexity and the analyses are 9 to 28 times faster to run with respect to the 3D models. The efficient and accurate model allows performing a wide number of analyses to easily investigate the role of the various building’s features.
This study aims to investigate the damage response of unreinforced masonry (URM) façades resting on strip foundations and subjected to ground settlements via numerical models. The models depict the non-linear constitutive behaviour of both the masonry, via smeared cracking, and of the soil-foundation interaction, via nonlinear interface elements. The influence of building features, such as the masonry material, the length over height (L/H) ratio of the geometry, the wall thickness, the number and size of openings and different types of strip foundations (i.e. reinforced concrete and unreinforced) is examined. A sensitivity study additionally investigates the influence of the interface stiffness and its constitutive model. A Gaussian curve is used to replicate the shape of the ground settlements; These simulate the loss of support underneath the foundation due to urban subsidence. Eight settlement shapes are applied in the FE models, including both symmetric and asymmetric profiles, while the angular distortion is used to measure their intensity. A new aspect is that the extent of the induced damage to the façade is assessed objectively using a damage parameter that represents the number, length and width of cracks in a single scalar value. The method distinguishes between the applied settlement profile at the bottom of the interface and the retrieved settlement profile measured on the façade. The analyses indicate that for a value of the angular distortion equal to 2 ‰ (or 1/500), computed from the resulting deformations of the façades, 60% of the models exhibit serviceability damage associated with cracks of about 5 mm width. Accordingly, the limit values available in the literature are observed to be too optimistic and not conservative in relation to the analyses presented in this study. A key outcome is that facades with an L/H smaller or equal to 1 do not exhibit cracks wider than 1 mm. Façades on reinforced concrete foundations were observed to be less susceptible to settlement damage, compared to unreinforced ones.
In this paper, a state-dependent semi-micromechanical framework for anisotropic sands is proposed. A simple constitutive model based on critical state theory and bounding surface (BS) plasticity is used to describe idealized micro-level soil behaviour, and a slip theory based multilaminate framework employed to create a link between the micro and macro level responses of soil. A contact normal based second order fabric tensor is used to create a mathematical description of the anisotropic nature of sand. The proposed constitutive framework can reproduce various soil responses, stemming from both the inherent anisotropy which highly depends on the sample preparation method and induced anisotropy resulting from the applied stress path. This paper presents concise theoretical aspects of the multilaminate framework and the anisotropic elastoplastic constitutive formulation. Finally, the model's performance in predicting sand response is demonstrated under drained and undrained conditions at different stress states, relative densities and loading conditions by simulating Karlsruhe sand, and is examined through a comparison with two other sophisticated constitutive models for sand, namely the Dafalias and Manzari (2004) version of Sanisand and hypoplasticity with intergranular strain.
Experimental studies show that initial fabric and its evolution under different stress paths greatly influences soil behaviour. Even though different sample preparation methods create different inherent anisotropies and cause different material responses, the same initial fabric structure under different stress paths also results in different material behaviours. In this paper, a simple state-dependent, bounding surface-based elastoplastic constitutive model, which can simulate the anisotropic nature of sands including the effect of principal stress rotation, is described. The model is developed based on a semi-micromechanical concept within the multilaminate framework and, to include the inherent anisotropy of sand, a deviatoric fabric tensor describing the initial microstructure is introduced. In addition, a fabric evolution rule compatible with anisotropic critical state theory is employed to describe the evolving fabric structure and induced anisotropy towards the critical state. In contrast to the classical strain-driven formulation for fabric evolution, a micro-level evolution rule is proposed. This paper presents concise theoretical aspects of the multilaminate framework and the anisotropic elastoplastic constitutive formulation. The model's capability under drained and undrained monotonic loading conditions at different stress states, relative densities and principal stress orientations is demonstrated by simulating experimental data for Toyoura sand.
Shape matters
Influence of varying settlement profiles due to multicausal subsidence when modelling damage in a masonry façade