C. Shen
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Occupants' comfort
What about human body dynamics in road and rail vehicles?
Transportation and mobility are experiencing a significant transformation the recent years, which is evident in road (vehicles and bicycles) and rail vehicles. This transformation includes the introduction of automated vehicles (AVs), the increase of active transportation modes (e.g. cycling and walking) and the extended use of trains for commuting to work or travelling. However, despite this great transition, there are significant challenges that can hamper the wide use of these transport means, with comfort being one of them. In this paper, we explore physical comfort in these transport modes, examining ride comfort and motion sickness definitions and assessment, environmental influences, occupant postures, human body dynamics, and postural control strategies for adapting to motion. We conclude that while established comfort guidelines exist for conventional vehicles, substantial gaps persist in understanding and evaluating comfort in emerging modes like bicycles and automated vehicles with varied seating. Further research into modelling human body dynamics and the central nervous system's role in postural control, especially for cyclists and non-conventional postures, is essential for designing future transportation systems that prioritise comfort and health.
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Transportation and mobility are experiencing a significant transformation the recent years, which is evident in road (vehicles and bicycles) and rail vehicles. This transformation includes the introduction of automated vehicles (AVs), the increase of active transportation modes (e.g. cycling and walking) and the extended use of trains for commuting to work or travelling. However, despite this great transition, there are significant challenges that can hamper the wide use of these transport means, with comfort being one of them. In this paper, we explore physical comfort in these transport modes, examining ride comfort and motion sickness definitions and assessment, environmental influences, occupant postures, human body dynamics, and postural control strategies for adapting to motion. We conclude that while established comfort guidelines exist for conventional vehicles, substantial gaps persist in understanding and evaluating comfort in emerging modes like bicycles and automated vehicles with varied seating. Further research into modelling human body dynamics and the central nervous system's role in postural control, especially for cyclists and non-conventional postures, is essential for designing future transportation systems that prioritise comfort and health.
Vibrations resulting from dynamic vehicle-track interactions (VTI) offer valuable insights into track conditions. This paper presents an approach for track condition monitoring by detecting and quantifying multiple track degradations using a digital twin of the VTI system. Unlike existing techniques that focus on a specific degradation type at a single track component, our proposed method provides a generic and integrated framework. By combining a physics-based VTI model with a data-driven model, we dynamically update the digital twin’s state based on measured axle-box accelerations (ABA). We introduce a local ABA feature extracted from its spectrogram and demonstrate its effectiveness in distinguishing various degradations at different track positions. The implementation and capability of the proposed approach were demonstrated in a case study conducted on a transition zone of a railway bridge. The simultaneous track stiffness variations in the railpad/fastening and ballast layers were successfully detected, confirming the effectiveness of our approach. The case study also showcases the generality, interpretability, efficiency, and robustness of the proposed approach in identifying concurrent degradation. Our proposed framework opens new possibilities for cost-effective continuous track monitoring for railway infrastructure management.
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Vibrations resulting from dynamic vehicle-track interactions (VTI) offer valuable insights into track conditions. This paper presents an approach for track condition monitoring by detecting and quantifying multiple track degradations using a digital twin of the VTI system. Unlike existing techniques that focus on a specific degradation type at a single track component, our proposed method provides a generic and integrated framework. By combining a physics-based VTI model with a data-driven model, we dynamically update the digital twin’s state based on measured axle-box accelerations (ABA). We introduce a local ABA feature extracted from its spectrogram and demonstrate its effectiveness in distinguishing various degradations at different track positions. The implementation and capability of the proposed approach were demonstrated in a case study conducted on a transition zone of a railway bridge. The simultaneous track stiffness variations in the railpad/fastening and ballast layers were successfully detected, confirming the effectiveness of our approach. The case study also showcases the generality, interpretability, efficiency, and robustness of the proposed approach in identifying concurrent degradation. Our proposed framework opens new possibilities for cost-effective continuous track monitoring for railway infrastructure management.
Book chapter
(2024)
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Wassamon Phusakulkajorn, Jurjen Hendriks, Matthias Asplund, Arjen Zoeteman, Jan Moraal, Chen Shen, Yuanchen Zeng, Siwarak Unsiwilai, Bojan Bogojevic, Alfredo Nunez, Rolf Dollevoet, Zili Li
Inefficient management of rail surface defects can increase maintenance costs, safety hazards, service disruptions, and catastrophic failures like rail breaks. To achieve adequate management, having effective technology capable of timely detecting and frequently monitoring rail defects is of utmost importance. The aim is early detection of defects to maintain safety levels and prevent the re-appearance due to residual damages.
Various measurement technologies, such as visual inspections, geometry profile measurements, and other measurement techniques, have been used for the detection of rail defects. While these methods provide insights, they often lack the capability for early-stage defect detection. Thus, most of these technologies are suitable for reactive maintenance since they detect defects when they reach a certain severity level. Axle box acceleration (ABA) technology provides a solution capable of frequent monitoring, mounted on trains in operation without dedicated measurement vehicles (see figure 71-1). Its basic principle is to use a train as a moving load that excites the infrastructure and to detect defects by evaluating the time-frequency characteristics of the dynamic response measured by accelerometers installed on axle boxes of the train. ABA systems have shown promise in detecting defects in the early stages. However, its widespread application and need for robustness require further validation and development. This work presents the results of detecting and monitoring rail surface defects using ABA technology. ...
Various measurement technologies, such as visual inspections, geometry profile measurements, and other measurement techniques, have been used for the detection of rail defects. While these methods provide insights, they often lack the capability for early-stage defect detection. Thus, most of these technologies are suitable for reactive maintenance since they detect defects when they reach a certain severity level. Axle box acceleration (ABA) technology provides a solution capable of frequent monitoring, mounted on trains in operation without dedicated measurement vehicles (see figure 71-1). Its basic principle is to use a train as a moving load that excites the infrastructure and to detect defects by evaluating the time-frequency characteristics of the dynamic response measured by accelerometers installed on axle boxes of the train. ABA systems have shown promise in detecting defects in the early stages. However, its widespread application and need for robustness require further validation and development. This work presents the results of detecting and monitoring rail surface defects using ABA technology. ...
Inefficient management of rail surface defects can increase maintenance costs, safety hazards, service disruptions, and catastrophic failures like rail breaks. To achieve adequate management, having effective technology capable of timely detecting and frequently monitoring rail defects is of utmost importance. The aim is early detection of defects to maintain safety levels and prevent the re-appearance due to residual damages.
Various measurement technologies, such as visual inspections, geometry profile measurements, and other measurement techniques, have been used for the detection of rail defects. While these methods provide insights, they often lack the capability for early-stage defect detection. Thus, most of these technologies are suitable for reactive maintenance since they detect defects when they reach a certain severity level. Axle box acceleration (ABA) technology provides a solution capable of frequent monitoring, mounted on trains in operation without dedicated measurement vehicles (see figure 71-1). Its basic principle is to use a train as a moving load that excites the infrastructure and to detect defects by evaluating the time-frequency characteristics of the dynamic response measured by accelerometers installed on axle boxes of the train. ABA systems have shown promise in detecting defects in the early stages. However, its widespread application and need for robustness require further validation and development. This work presents the results of detecting and monitoring rail surface defects using ABA technology.
Various measurement technologies, such as visual inspections, geometry profile measurements, and other measurement techniques, have been used for the detection of rail defects. While these methods provide insights, they often lack the capability for early-stage defect detection. Thus, most of these technologies are suitable for reactive maintenance since they detect defects when they reach a certain severity level. Axle box acceleration (ABA) technology provides a solution capable of frequent monitoring, mounted on trains in operation without dedicated measurement vehicles (see figure 71-1). Its basic principle is to use a train as a moving load that excites the infrastructure and to detect defects by evaluating the time-frequency characteristics of the dynamic response measured by accelerometers installed on axle boxes of the train. ABA systems have shown promise in detecting defects in the early stages. However, its widespread application and need for robustness require further validation and development. This work presents the results of detecting and monitoring rail surface defects using ABA technology.
Journal article
(2024)
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Siwarak Unsiwilai, Wassamon Phusakulkajorn, Chen Shen, Arjen Zoeteman, Rolf Dollevoet, Alfredo Núñez, Zili Li
The conventional vertical track quality index (TQI) based on the standard deviation of longitudinal levels yields standardized railway track condition assessment. Nevertheless, its capability to identify problems is limited, particularly in the ballast and substructure layers when abrupt changes affect train-track interaction. Previous research shows that dynamic responses from moving trains via axle box acceleration (ABA) measurements can quantify abrupt changes in the vertical dynamic responses. Thus, this paper proposes a framework to design an enhanced vertical TQI, called EnVTQI, by integrating track longitudinal levels and dynamic responses from ABA measurements. First, measured ABA signals are processed to mitigate the influence of variation in measurement speed. Then, substructure and ballast-related features are extracted, including scale average wavelet power (SAWP) in the ranges 0.04 m-1 to 0.33 m-1 (substructure) and 1.25 m-1 to 2.50 m-1 (ballast). This enables identifying track conditions at different track layers. Finally, EnVTQI is determined by weight averaging between the conventional vertical TQI and the ABA features from moving trains. The performance of EnVTQI is evaluated based on 48 segments of a 200-m track on a Dutch railway line. The results indicate that EnVTQI helps to distinguish track segments that cause poor train-track interaction, which the conventional TQI does not indicate. EnVTQI can supplement the conventional TQI, improving the effectiveness of track maintenance decision-making.
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The conventional vertical track quality index (TQI) based on the standard deviation of longitudinal levels yields standardized railway track condition assessment. Nevertheless, its capability to identify problems is limited, particularly in the ballast and substructure layers when abrupt changes affect train-track interaction. Previous research shows that dynamic responses from moving trains via axle box acceleration (ABA) measurements can quantify abrupt changes in the vertical dynamic responses. Thus, this paper proposes a framework to design an enhanced vertical TQI, called EnVTQI, by integrating track longitudinal levels and dynamic responses from ABA measurements. First, measured ABA signals are processed to mitigate the influence of variation in measurement speed. Then, substructure and ballast-related features are extracted, including scale average wavelet power (SAWP) in the ranges 0.04 m-1 to 0.33 m-1 (substructure) and 1.25 m-1 to 2.50 m-1 (ballast). This enables identifying track conditions at different track layers. Finally, EnVTQI is determined by weight averaging between the conventional vertical TQI and the ABA features from moving trains. The performance of EnVTQI is evaluated based on 48 segments of a 200-m track on a Dutch railway line. The results indicate that EnVTQI helps to distinguish track segments that cause poor train-track interaction, which the conventional TQI does not indicate. EnVTQI can supplement the conventional TQI, improving the effectiveness of track maintenance decision-making.
Railway track stiffness is an important property closely related to track condition and maintenance. Track stiffness variations occur over time and space due to dynamic train loading and aging of track components. Track stiffness variations may further lead to geometry deteriorations and vibration problems. It is therefore essential to continuously monitor track stiffness variations, as well as related track component degradations, over time and space, so that preventive and targeted maintenance can be performed to reduce the life-cycle cost of rail infrastructures.
Various techniques exist for evaluating track stiffness from dynamic responses of the train– track system, including track-side and train-borne measurements. The track-side measurement uses sensors mounted on sleepers to measure the track stiffness at each sleeper support. Nonetheless, because of the cost of sensor deployment, the track-side measurement is more suited for discrete locations in the rail network of special interest, such as transition zones. To scan for track stiffness over a long distance, specialised measurement vehicles were developed. However, they can only measure at low speeds and require track occupation, thus not suitable for frequent measurements. In comparison, train-borne measurements using in-service vehicles are more cost-effective and allow for more frequent surveys of the entire rail network. However, existing techniques are not able to measure the respective stiffness of different track layers, such as the ballast and railpad stiffness. In addition, existing train-borne techniques using in-service vehicles have seldom been validated by field measurement data. ...
Various techniques exist for evaluating track stiffness from dynamic responses of the train– track system, including track-side and train-borne measurements. The track-side measurement uses sensors mounted on sleepers to measure the track stiffness at each sleeper support. Nonetheless, because of the cost of sensor deployment, the track-side measurement is more suited for discrete locations in the rail network of special interest, such as transition zones. To scan for track stiffness over a long distance, specialised measurement vehicles were developed. However, they can only measure at low speeds and require track occupation, thus not suitable for frequent measurements. In comparison, train-borne measurements using in-service vehicles are more cost-effective and allow for more frequent surveys of the entire rail network. However, existing techniques are not able to measure the respective stiffness of different track layers, such as the ballast and railpad stiffness. In addition, existing train-borne techniques using in-service vehicles have seldom been validated by field measurement data. ...
Railway track stiffness is an important property closely related to track condition and maintenance. Track stiffness variations occur over time and space due to dynamic train loading and aging of track components. Track stiffness variations may further lead to geometry deteriorations and vibration problems. It is therefore essential to continuously monitor track stiffness variations, as well as related track component degradations, over time and space, so that preventive and targeted maintenance can be performed to reduce the life-cycle cost of rail infrastructures.
Various techniques exist for evaluating track stiffness from dynamic responses of the train– track system, including track-side and train-borne measurements. The track-side measurement uses sensors mounted on sleepers to measure the track stiffness at each sleeper support. Nonetheless, because of the cost of sensor deployment, the track-side measurement is more suited for discrete locations in the rail network of special interest, such as transition zones. To scan for track stiffness over a long distance, specialised measurement vehicles were developed. However, they can only measure at low speeds and require track occupation, thus not suitable for frequent measurements. In comparison, train-borne measurements using in-service vehicles are more cost-effective and allow for more frequent surveys of the entire rail network. However, existing techniques are not able to measure the respective stiffness of different track layers, such as the ballast and railpad stiffness. In addition, existing train-borne techniques using in-service vehicles have seldom been validated by field measurement data.
Various techniques exist for evaluating track stiffness from dynamic responses of the train– track system, including track-side and train-borne measurements. The track-side measurement uses sensors mounted on sleepers to measure the track stiffness at each sleeper support. Nonetheless, because of the cost of sensor deployment, the track-side measurement is more suited for discrete locations in the rail network of special interest, such as transition zones. To scan for track stiffness over a long distance, specialised measurement vehicles were developed. However, they can only measure at low speeds and require track occupation, thus not suitable for frequent measurements. In comparison, train-borne measurements using in-service vehicles are more cost-effective and allow for more frequent surveys of the entire rail network. However, existing techniques are not able to measure the respective stiffness of different track layers, such as the ballast and railpad stiffness. In addition, existing train-borne techniques using in-service vehicles have seldom been validated by field measurement data.
Wheel-rail high-frequency interaction is closely related to the formation of railway short-wave defects. Finite element (FE) method has been widely used to simulate wheel-rail dynamic systems, but its validity in modelling high-frequency interaction has not been fully demonstrated in three dimensions (3D). This work aims at comprehensively validating the 3D FE modelling of wheel-rail high-frequency interaction using a downscale V-Track test rig. First, the FE model of the V-Track is developed that comprehensively includes the 3D track elasticity. The simulated track dynamic behaviours are validated against hammer tests, and the major vibration modes are analyzed employing modal analysis. Afterwards, the simulate wheel-rail dynamic responses are comprehensively compared with measurement results up to 10 kHz. Their characteristic frequencies are identified and correlated to the eigenmodes of the vehicle-track system. The results indicate that the proposed 3D FE model is capable of comprehensively and accurately simulating the 3D track dynamics and wheel-rail dynamic interaction of the V-Track up to 10 kHz. Rail vibrations dominate the wheel-rail dynamic contact within 10 kHz, while the wheel vibrations play an increasingly important role at higher frequencies and become decisive near the wheel eigenmode frequencies. The V-Track overall achieves dynamic similarity to the real vehicle-track system.
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Wheel-rail high-frequency interaction is closely related to the formation of railway short-wave defects. Finite element (FE) method has been widely used to simulate wheel-rail dynamic systems, but its validity in modelling high-frequency interaction has not been fully demonstrated in three dimensions (3D). This work aims at comprehensively validating the 3D FE modelling of wheel-rail high-frequency interaction using a downscale V-Track test rig. First, the FE model of the V-Track is developed that comprehensively includes the 3D track elasticity. The simulated track dynamic behaviours are validated against hammer tests, and the major vibration modes are analyzed employing modal analysis. Afterwards, the simulate wheel-rail dynamic responses are comprehensively compared with measurement results up to 10 kHz. Their characteristic frequencies are identified and correlated to the eigenmodes of the vehicle-track system. The results indicate that the proposed 3D FE model is capable of comprehensively and accurately simulating the 3D track dynamics and wheel-rail dynamic interaction of the V-Track up to 10 kHz. Rail vibrations dominate the wheel-rail dynamic contact within 10 kHz, while the wheel vibrations play an increasingly important role at higher frequencies and become decisive near the wheel eigenmode frequencies. The V-Track overall achieves dynamic similarity to the real vehicle-track system.
Condition monitoring of railway transition zones using acceleration measurements on multiple axle boxes
Case studies in the Netherlands, Sweden, and Norway
Conference paper
(2024)
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Li Wang, Siwarak Unsiwilai, Yuanchen Zeng, Chen Shen, Jurjen Hendriks, Jan Moraal, Arjen Zoeteman, Alfredo Nunez, Rolf Dollevoet, Zili Li
Railway transition zones connecting conventional embankments and rigid struc-tures, such as bridges and tunnels, usually degrade much faster than other railway sections. Efficient health condition monitoring of transition zones is important for preventative track maintenance. In this paper, a methodology for monitoring rail-way transition zones using acceleration measurements on multiple axle boxes (multi-ABA) of a passing train is presented. To showcase its capability, the measurements in the Netherlands, Sweden, and Norway are analyzed and dis-cussed. It is found that different bridges and transition zones exhibit unique char-acteristics including dominant wavelengths and energy distribution. Based on these unique characteristics, the geometry and support conditions at different lo-cations of a transition zone can be evaluated. Higher train speed makes the char-acteristics more pronounced. The results demonstrate that the multi-ABA meas-urement has the potential to evaluate and thus monitor the health conditions of various transition zones.
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Railway transition zones connecting conventional embankments and rigid struc-tures, such as bridges and tunnels, usually degrade much faster than other railway sections. Efficient health condition monitoring of transition zones is important for preventative track maintenance. In this paper, a methodology for monitoring rail-way transition zones using acceleration measurements on multiple axle boxes (multi-ABA) of a passing train is presented. To showcase its capability, the measurements in the Netherlands, Sweden, and Norway are analyzed and dis-cussed. It is found that different bridges and transition zones exhibit unique char-acteristics including dominant wavelengths and energy distribution. Based on these unique characteristics, the geometry and support conditions at different lo-cations of a transition zone can be evaluated. Higher train speed makes the char-acteristics more pronounced. The results demonstrate that the multi-ABA meas-urement has the potential to evaluate and thus monitor the health conditions of various transition zones.
Vertical dynamic measurements of a railway transition zone
A case study in Sweden
Journal article
(2024)
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Siwarak Unsiwilai, Chen Shen, Yuanchen Zeng, Li Wang, Alfredo Núñez, Zili Li
This study presents a measuring framework for railway transition zones using a case study on the Swedish line between Boden and Murjek. The final goal is to better understand the vertical dynamics of transition zones using hammer tests, falling weight measurements, and axle box acceleration (ABA) measurements. Frequency response functions (FRFs) from hammer tests indicate two track resonances, for which the FRF magnitudes on the plain track are at least 30% lower than those at the abutment. The falling weight measurements indicate that the track on the bridge has a much higher deflection than the track on the embankment. Two features from ABA signals, the dominant spatial frequency and the scale average wavelet power, show variation along the transition zone. These variations indicate differences in track conditions per location. Finally, the ABA features in the range of 1.05–2.86 m−1 are found to be related to the track resonance in the range of 30–60 Hz. The findings in this paper provide additional support for physically interpreting train-borne measurements for monitoring transition zones.
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This study presents a measuring framework for railway transition zones using a case study on the Swedish line between Boden and Murjek. The final goal is to better understand the vertical dynamics of transition zones using hammer tests, falling weight measurements, and axle box acceleration (ABA) measurements. Frequency response functions (FRFs) from hammer tests indicate two track resonances, for which the FRF magnitudes on the plain track are at least 30% lower than those at the abutment. The falling weight measurements indicate that the track on the bridge has a much higher deflection than the track on the embankment. Two features from ABA signals, the dominant spatial frequency and the scale average wavelet power, show variation along the transition zone. These variations indicate differences in track conditions per location. Finally, the ABA features in the range of 1.05–2.86 m−1 are found to be related to the track resonance in the range of 30–60 Hz. The findings in this paper provide additional support for physically interpreting train-borne measurements for monitoring transition zones.
Detection of Rail Surface Defects based on Axle Box Acceleration Measurements
A Measurement Campaign in Sweden
Conference paper
(2024)
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Wassamon Phusakulkajorn, Jurjen Hendriks, Rolf Dollevoet, Zili Li, Jan Moraal, Chen Shen, Yuanchen Zeng, Siwarak Unsiwilai, Bojan Bogojevic, Matthias Asplund, Arjen Zoeteman, Alfredo Nunez
This work presents the results of a measurement campaign to demonstrate the effectiveness of the axle box acceleration (ABA) technology for detecting rail defects. The measurements were conducted along the Iron Ore line between Sweden and Norway for the IN2TRACK3 project. This line is mostly single-track with passenger-freight mixed traffic and heavy axle load. Historical data and track information data were not considered in this study. By analyzing data acquired from the accelerometers in vertical and longitudinal directions, rail defects were detected in near real-time using big-data analytics. For our validated sections, 100% of rail defects (including squats) were detected using time-frequency analysis and an outlier detection approach. The methodology also allows for identifying priority locations, e.g., defective welds, joints, transition zones, etc., and its use for prescriptive maintenance recommendations is being explored in the framework of the IAM4RAIL project.
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This work presents the results of a measurement campaign to demonstrate the effectiveness of the axle box acceleration (ABA) technology for detecting rail defects. The measurements were conducted along the Iron Ore line between Sweden and Norway for the IN2TRACK3 project. This line is mostly single-track with passenger-freight mixed traffic and heavy axle load. Historical data and track information data were not considered in this study. By analyzing data acquired from the accelerometers in vertical and longitudinal directions, rail defects were detected in near real-time using big-data analytics. For our validated sections, 100% of rail defects (including squats) were detected using time-frequency analysis and an outlier detection approach. The methodology also allows for identifying priority locations, e.g., defective welds, joints, transition zones, etc., and its use for prescriptive maintenance recommendations is being explored in the framework of the IAM4RAIL project.
Vibration-based railway track condition monitoring
A physics-based digital twin approach
This thesis transforms the way we understand and monitor rail infrastructure with a digital twin that merges measurement data and physics-based models to deliver instant insights. This thesis will be of particular interest to professionals in the rail industry seeking to answer the following questions: What are the key features in the measurement data? How can an accurate physics-based vehicle-track interaction model be developed for a specific problem? And, how can mearsurement data and models be combined to deliver actionable insights in real-time?
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This thesis transforms the way we understand and monitor rail infrastructure with a digital twin that merges measurement data and physics-based models to deliver instant insights. This thesis will be of particular interest to professionals in the rail industry seeking to answer the following questions: What are the key features in the measurement data? How can an accurate physics-based vehicle-track interaction model be developed for a specific problem? And, how can mearsurement data and models be combined to deliver actionable insights in real-time?
Journal article
(2023)
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Yuanchen Zeng, Chen Shen, Alfredo Núñez, Rolf Dollevoet, Weihua Zhang, Zili Li
Operational modal analysis (OMA) enables the identification of modal characteristics under operational loads and conditions. Traditional frequency-domain methods cannot directly capture modal changes over time, while existing time-frequency representations are not sufficiently interpretable due to spurious modes and implicit parameter design. This paper develops a new OMA method in time-frequency representation based on frequency-domain decomposition (FDD). Short-time FDD and a convolution-based strategy are proposed to obtain singular values and local mode shape similarity, respectively, which are further fused into mode indicators by a fuzzy-based strategy mimicking the modal assurance criterion. The method provides not only a global view of the modal characteristics over time and frequency but also estimates of the modal parameters. It is applicable to strongly nonstationary responses under time-varying loads and conditions. All the parameters explicitly affect the time-frequency representation, and the interpretability is enhanced by including physical information from the user's prior knowledge in selecting parameters and peak bands. The proposed method is validated based on a study of railway sleepers under train passage. The rigid-body motions and bending modes are identified at frequencies up to 6,500 Hz in laboratory tests and 4,500 Hz in field tests at speeds up to 200 km/h. The identified natural frequencies and mode shapes agree with experimental modal analysis (EMA). The proposed method outperforms EMA in terms of broad frequency range and low measurement cost and can be potentially applied to structural health monitoring under operational conditions.
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Operational modal analysis (OMA) enables the identification of modal characteristics under operational loads and conditions. Traditional frequency-domain methods cannot directly capture modal changes over time, while existing time-frequency representations are not sufficiently interpretable due to spurious modes and implicit parameter design. This paper develops a new OMA method in time-frequency representation based on frequency-domain decomposition (FDD). Short-time FDD and a convolution-based strategy are proposed to obtain singular values and local mode shape similarity, respectively, which are further fused into mode indicators by a fuzzy-based strategy mimicking the modal assurance criterion. The method provides not only a global view of the modal characteristics over time and frequency but also estimates of the modal parameters. It is applicable to strongly nonstationary responses under time-varying loads and conditions. All the parameters explicitly affect the time-frequency representation, and the interpretability is enhanced by including physical information from the user's prior knowledge in selecting parameters and peak bands. The proposed method is validated based on a study of railway sleepers under train passage. The rigid-body motions and bending modes are identified at frequencies up to 6,500 Hz in laboratory tests and 4,500 Hz in field tests at speeds up to 200 km/h. The identified natural frequencies and mode shapes agree with experimental modal analysis (EMA). The proposed method outperforms EMA in terms of broad frequency range and low measurement cost and can be potentially applied to structural health monitoring under operational conditions.
Evaluating railway track stiffness using axle box accelerations
A digital twin approach
While various train-borne techniques have been developed for measuring railway track stiffness, differentiating stiffness at different track layers remains a challenge. This study proposes a digital twin framework for the vehicle–track interaction system, which enables track stiffness evaluations based on axle box accelerations (ABA). The digital twin consists of a physics-based model, a model library and data-driven models. Compared to existing techniques, the proposed method simultaneously evaluates the stiffness of the railpad, sleeper and ballast layers at a sleeper spacing resolution, while being robust to varying track conditions, such as track irregularities and vehicle speeds. This is accomplished by employing a localized frequency-domain ABA feature capable of distinguishing between the characteristics of different track layers. Furthermore, track stiffness is evaluated in near real-time. This is achieved using a model library derived from physics-based simulations of a range of track conditions. Two data-driven models that can quickly select or interpolate model instances contained in the library are developed. During operation, the data-driven models use the measured ABA features as input and then infer the stiffness for the different track layers. The proposed method is applied to evaluate the track stiffness of a downscale test rig in a case study. The track stiffness evaluated by the proposed method is compared with that obtained through hammer tests and with the observations of the track component conditions. These comparisons show that the proposed method can capture the stiffness variations due to periodically fastened clamps and substructure misalignments at different speeds. In addition, the proposed method is demonstrated to be superior to the commonly used hammer test method for evaluating track stiffness under loaded conditions.
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While various train-borne techniques have been developed for measuring railway track stiffness, differentiating stiffness at different track layers remains a challenge. This study proposes a digital twin framework for the vehicle–track interaction system, which enables track stiffness evaluations based on axle box accelerations (ABA). The digital twin consists of a physics-based model, a model library and data-driven models. Compared to existing techniques, the proposed method simultaneously evaluates the stiffness of the railpad, sleeper and ballast layers at a sleeper spacing resolution, while being robust to varying track conditions, such as track irregularities and vehicle speeds. This is accomplished by employing a localized frequency-domain ABA feature capable of distinguishing between the characteristics of different track layers. Furthermore, track stiffness is evaluated in near real-time. This is achieved using a model library derived from physics-based simulations of a range of track conditions. Two data-driven models that can quickly select or interpolate model instances contained in the library are developed. During operation, the data-driven models use the measured ABA features as input and then infer the stiffness for the different track layers. The proposed method is applied to evaluate the track stiffness of a downscale test rig in a case study. The track stiffness evaluated by the proposed method is compared with that obtained through hammer tests and with the observations of the track component conditions. These comparisons show that the proposed method can capture the stiffness variations due to periodically fastened clamps and substructure misalignments at different speeds. In addition, the proposed method is demonstrated to be superior to the commonly used hammer test method for evaluating track stiffness under loaded conditions.
The presence of rail corrugation enlarges the wheel-rail impact and exacerbates the failure of track components, and the situation becomes even worse under high train speed, which promotes the urgent need for an efficient and easily accessible inspection method. Conventional diagnosis approaches such as axle box acceleration (ABA) and image recognition measurements, however, require complex instrumentations on the running gear, restricting their applications on a wide range of operational trains. In this study, we investigate the capability of carriage interior noise in diagnosing rail corrugation on the high-speed railway (HSR). For this purpose, train-borne vibration & noise measurements were integrated with in-situ rail surface irregularity tests, to extract the characteristic carriage interior responses induced by rail corrugation. The measurements were conducted on two HSR tracks with different corrugation geometries, and the time–frequency distributions of interior noise were identified under different train speeds and with different track radii. Afterward, an interior noise-based inspection algorithm was proposed by proper correlation of the gained data, and was then demonstrated on a third HSR track with an unknown rail surface condition. The comparison between the proposed inspection algorithm and the widely-recognized ABA measurements indicates that the interior noise succeeded in identifying the position, typical wavelength and severity of rail corrugation under varying train speeds. The work advances a cost-effective and easily accessible way for the condition monitoring of railway tracks.
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The presence of rail corrugation enlarges the wheel-rail impact and exacerbates the failure of track components, and the situation becomes even worse under high train speed, which promotes the urgent need for an efficient and easily accessible inspection method. Conventional diagnosis approaches such as axle box acceleration (ABA) and image recognition measurements, however, require complex instrumentations on the running gear, restricting their applications on a wide range of operational trains. In this study, we investigate the capability of carriage interior noise in diagnosing rail corrugation on the high-speed railway (HSR). For this purpose, train-borne vibration & noise measurements were integrated with in-situ rail surface irregularity tests, to extract the characteristic carriage interior responses induced by rail corrugation. The measurements were conducted on two HSR tracks with different corrugation geometries, and the time–frequency distributions of interior noise were identified under different train speeds and with different track radii. Afterward, an interior noise-based inspection algorithm was proposed by proper correlation of the gained data, and was then demonstrated on a third HSR track with an unknown rail surface condition. The comparison between the proposed inspection algorithm and the widely-recognized ABA measurements indicates that the interior noise succeeded in identifying the position, typical wavelength and severity of rail corrugation under varying train speeds. The work advances a cost-effective and easily accessible way for the condition monitoring of railway tracks.
A singular rail or wheel surface irregularity, such as a squat, insulation joint or wheel flat, can cause large wheelrail impact force. Both the magnitude and frequency content of the impact force need to be correctly modelledbecause they are closely related to the formation, deterioration and detection of such irregularities. In this paper,we compare two types of commonly used wheel-track interaction models for wheel-rail impact problems, i.e., abeam and a continuum finite element model. We first reveal the differences between the impact forces predictedby the two models due to a typical rail squat using a time-frequency analysis. Subsequently, we identify thecauses for the differences by evaluating the effects of different model assumptions, as well as different modelparameters. Results show that the impact force consists of a forced vibration peak M1 followed by free vibrationrelated oscillations with three dominant frequencies: f1 (340 Hz), f2 (890 Hz) and f3 (1120 Hz). Compared withthe continuum model, the beam model with a Hertzian contact spring overestimates the M1 peak force. Thediscrepancy can be reduced by using a Winkler bedding contact model. For the track model, the beam model iscomparable to the continuum model up to about 800 Hz, beyond which the track damping starts to deviate. As aresult, above 500 Hz, the contact forces dominate at f2 for the beam while at f3 for the continuum model. Finally,we show that the continuum model is more accurate than the beam model by comparing to field observations.The effects of stress wave propagation on the differences are also discussed.
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A singular rail or wheel surface irregularity, such as a squat, insulation joint or wheel flat, can cause large wheelrail impact force. Both the magnitude and frequency content of the impact force need to be correctly modelledbecause they are closely related to the formation, deterioration and detection of such irregularities. In this paper,we compare two types of commonly used wheel-track interaction models for wheel-rail impact problems, i.e., abeam and a continuum finite element model. We first reveal the differences between the impact forces predictedby the two models due to a typical rail squat using a time-frequency analysis. Subsequently, we identify thecauses for the differences by evaluating the effects of different model assumptions, as well as different modelparameters. Results show that the impact force consists of a forced vibration peak M1 followed by free vibrationrelated oscillations with three dominant frequencies: f1 (340 Hz), f2 (890 Hz) and f3 (1120 Hz). Compared withthe continuum model, the beam model with a Hertzian contact spring overestimates the M1 peak force. Thediscrepancy can be reduced by using a Winkler bedding contact model. For the track model, the beam model iscomparable to the continuum model up to about 800 Hz, beyond which the track damping starts to deviate. As aresult, above 500 Hz, the contact forces dominate at f2 for the beam while at f3 for the continuum model. Finally,we show that the continuum model is more accurate than the beam model by comparing to field observations.The effects of stress wave propagation on the differences are also discussed.
In this study, a wheel-rail transient rolling contact model capable of accounting for the nonlinear displacement-force properties of hanging sleepers is proposed. The sleeper hanging status affected by rail irregularities is an input for an analysis of the wheel-rail contact behavior and related rail degradation in terms of plastic deformation and rolling contact fatigue. The results indicate that the severity of sleeper hanging is significantly affected by the geometric characteristics and the relative position with respect to the sleepers of the rail surface irregularity. The sleeper hanging defects aggravate the wheel-rail impact and increase the wheel-rail contact force amplitude, contact patch size, pressure, and von Mises stress, thus exacerbating the plastic deformation of the rail material. It was also found that the sleeper hanging defects rarely affect the distribution of the adhesion-slip states and rolling contact fatigue. The knowledge gained can serve as guidance for evaluating the condition and conducting the maintenance of ballasted railway tracks.
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In this study, a wheel-rail transient rolling contact model capable of accounting for the nonlinear displacement-force properties of hanging sleepers is proposed. The sleeper hanging status affected by rail irregularities is an input for an analysis of the wheel-rail contact behavior and related rail degradation in terms of plastic deformation and rolling contact fatigue. The results indicate that the severity of sleeper hanging is significantly affected by the geometric characteristics and the relative position with respect to the sleepers of the rail surface irregularity. The sleeper hanging defects aggravate the wheel-rail impact and increase the wheel-rail contact force amplitude, contact patch size, pressure, and von Mises stress, thus exacerbating the plastic deformation of the rail material. It was also found that the sleeper hanging defects rarely affect the distribution of the adhesion-slip states and rolling contact fatigue. The knowledge gained can serve as guidance for evaluating the condition and conducting the maintenance of ballasted railway tracks.
We propose to combine a physics-based finite element (FE) track model and a data-driven Gaussian process regression (GPR) model to directly infer railpad and ballast stiffness from measured frequency response functions (FRF) by field hammer tests. Conventionally, only the rail resonance and full track resonance are used as the FRF features to identify track stiffness. In this paper, eleven features, including sleeper resonances, from a single FRF curve are selected as the predictors of the GPR. To deal with incomplete measurements and uncertainties in the FRF features, we train multiple candidate GPR models with different features, kernels and training sets. Predictions by the candidate models are fused using a weighted Product of Experts method that automatically filters out unreliable predictions. We compare the performance of the proposed method with a model updating method using the particle swam optimization (PSO) on two synthesis datasets in a wide range of scenarios. The results show that the enriched features and the proposed fusion strategy can effectively reduce prediction errors. In the worst-case scenario with only three features and 5% injected noise, the average prediction errors for the railpad and ballast stiffness are approximately 12% and 6%, outperforming the PSO by about 6% and 3%, respectively. Moreover, the method enables fast predictions for large datasets. The predictions for 400 samples takes only approximately 10 s compared with 40 min using the PSO. Finally, a field application example shows that the proposed method is capable of extracting the stiffness values using a simple setup, i.e., with only one accelerometer and one impact location.
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We propose to combine a physics-based finite element (FE) track model and a data-driven Gaussian process regression (GPR) model to directly infer railpad and ballast stiffness from measured frequency response functions (FRF) by field hammer tests. Conventionally, only the rail resonance and full track resonance are used as the FRF features to identify track stiffness. In this paper, eleven features, including sleeper resonances, from a single FRF curve are selected as the predictors of the GPR. To deal with incomplete measurements and uncertainties in the FRF features, we train multiple candidate GPR models with different features, kernels and training sets. Predictions by the candidate models are fused using a weighted Product of Experts method that automatically filters out unreliable predictions. We compare the performance of the proposed method with a model updating method using the particle swam optimization (PSO) on two synthesis datasets in a wide range of scenarios. The results show that the enriched features and the proposed fusion strategy can effectively reduce prediction errors. In the worst-case scenario with only three features and 5% injected noise, the average prediction errors for the railpad and ballast stiffness are approximately 12% and 6%, outperforming the PSO by about 6% and 3%, respectively. Moreover, the method enables fast predictions for large datasets. The predictions for 400 samples takes only approximately 10 s compared with 40 min using the PSO. Finally, a field application example shows that the proposed method is capable of extracting the stiffness values using a simple setup, i.e., with only one accelerometer and one impact location.
Railway crossings are critical components in the rail network. They usually degrade faster than the other components. It is therefore vital to monitor their conditions using appropriate methods. This paper proposes to use the ambient vibration caused by the train-track interaction from a distance to monitor the condition of railway crossings. Both impact tests and pass-by measurements were performed on an instrumented crossing. The eigenfrequencies and mode shapes in the frequency range of 10–2000 Hz are first identified by impact tests using three different devices, i.e. a falling weight device, a big hammer and a small hammer. For the pass-by measurement, the dynamic features of both the wheel-crossing impact and ambient vibration are analyzed using time-frequency representations. It is shown that the ambient vibration signals are stationary and contain several characteristic frequencies. Then a method based on the frequency domain decomposition is applied to the ambient vibration signals to further identify the frequency components. It is found that the frequencies identified from the pass-by measurement agree well with the eigenfrequencies identified from the impact test. The proposed method can be further developed to continuously monitor the condition of railway crossings without interrupting train operations.
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Railway crossings are critical components in the rail network. They usually degrade faster than the other components. It is therefore vital to monitor their conditions using appropriate methods. This paper proposes to use the ambient vibration caused by the train-track interaction from a distance to monitor the condition of railway crossings. Both impact tests and pass-by measurements were performed on an instrumented crossing. The eigenfrequencies and mode shapes in the frequency range of 10–2000 Hz are first identified by impact tests using three different devices, i.e. a falling weight device, a big hammer and a small hammer. For the pass-by measurement, the dynamic features of both the wheel-crossing impact and ambient vibration are analyzed using time-frequency representations. It is shown that the ambient vibration signals are stationary and contain several characteristic frequencies. Then a method based on the frequency domain decomposition is applied to the ambient vibration signals to further identify the frequency components. It is found that the frequencies identified from the pass-by measurement agree well with the eigenfrequencies identified from the impact test. The proposed method can be further developed to continuously monitor the condition of railway crossings without interrupting train operations.
This study compares various assumptions in different models to assess their capabilities to model vehicle-track interactions up to 2 kHz at a single rail-top defect. Field measurement data are used to evaluate discrepancies. The characteristics of contact force and axle-box acceleration (ABA) are first identified and qualitatively correlated with track, wheelset and contact models. Subsequently, the results from different models are quantitatively compared in terms of their capabilities to reproduce those characteristics. It is found that the differences in sleeper and wheel-rail contact models lead to the most significant discrepancies. The causes and physical implications of the quantified discrepancies are also discussed.
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This study compares various assumptions in different models to assess their capabilities to model vehicle-track interactions up to 2 kHz at a single rail-top defect. Field measurement data are used to evaluate discrepancies. The characteristics of contact force and axle-box acceleration (ABA) are first identified and qualitatively correlated with track, wheelset and contact models. Subsequently, the results from different models are quantitatively compared in terms of their capabilities to reproduce those characteristics. It is found that the differences in sleeper and wheel-rail contact models lead to the most significant discrepancies. The causes and physical implications of the quantified discrepancies are also discussed.
Wheel-Rail Impact at Crossings
Relating Dynamic Frictional Contact to Degradation
Irregularities in the geometry and flexibility of railway crossings cause large impact forces, leading to rapid degradation of crossings. Precise stress and strain analysis is essential for understanding the behavior of dynamic frictional contact and the related failures at crossings. In this research, the wear and plastic deformation because of wheel-rail impact at railway crossings was investigated using the finite-element (FE) method. The simulated dynamic response was verified through comparisons with in situ axle box acceleration (ABA) measurements. Our focus was on the contact solution, taking account not only of the dynamic contact force but also the adhesion-slip regions, shear traction, and microslip. The contact solution was then used to calculate the plastic deformation and frictional work. The results suggest that the normal and tangential contact forces on the wing rail and crossing nose are out-of-sync during the impact, and that the maximum values of both the plastic deformation and frictional work at the crossing nose occur during two-point contact stage rather than, as widely believed, at the moment of maximum normal contact force. These findings could contribute to the analysis of nonproportional loading in the materials and lead to a deeper understanding of the damage mechanisms. The model provides a tool for both damage analysis and structure optimization of crossings.
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Irregularities in the geometry and flexibility of railway crossings cause large impact forces, leading to rapid degradation of crossings. Precise stress and strain analysis is essential for understanding the behavior of dynamic frictional contact and the related failures at crossings. In this research, the wear and plastic deformation because of wheel-rail impact at railway crossings was investigated using the finite-element (FE) method. The simulated dynamic response was verified through comparisons with in situ axle box acceleration (ABA) measurements. Our focus was on the contact solution, taking account not only of the dynamic contact force but also the adhesion-slip regions, shear traction, and microslip. The contact solution was then used to calculate the plastic deformation and frictional work. The results suggest that the normal and tangential contact forces on the wing rail and crossing nose are out-of-sync during the impact, and that the maximum values of both the plastic deformation and frictional work at the crossing nose occur during two-point contact stage rather than, as widely believed, at the moment of maximum normal contact force. These findings could contribute to the analysis of nonproportional loading in the materials and lead to a deeper understanding of the damage mechanisms. The model provides a tool for both damage analysis and structure optimization of crossings.
Though numerical models based on multi-body dynamics (MBD) are often used to simulate the vehicle-track interaction at crossing impact, their relative capabilities and accuracy were not discussed. This paper aims to investigate the influence of wheelset flexibility on the result of crossing impact simulation in the frequency range 0–500 Hz. Two models are used: a MBD model with rigid wheelset and a reference finite element model that could fully account for the structural flexibility. Results of the two models as well as in-situ measurement show three characteristic frequencies of the vehicle-track interaction system induced by crossing impact. Based on the characteristic frequencies, the MBD model is tuned to resemble the reference FE model in terms of track and contact representation through a parametric analysis so that the influence of these differences can be isolated. It is found that the major influence of the wheelset flexibility is on the second characteristic frequency of the system, reflecting the second order bending of the wheelset.
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Though numerical models based on multi-body dynamics (MBD) are often used to simulate the vehicle-track interaction at crossing impact, their relative capabilities and accuracy were not discussed. This paper aims to investigate the influence of wheelset flexibility on the result of crossing impact simulation in the frequency range 0–500 Hz. Two models are used: a MBD model with rigid wheelset and a reference finite element model that could fully account for the structural flexibility. Results of the two models as well as in-situ measurement show three characteristic frequencies of the vehicle-track interaction system induced by crossing impact. Based on the characteristic frequencies, the MBD model is tuned to resemble the reference FE model in terms of track and contact representation through a parametric analysis so that the influence of these differences can be isolated. It is found that the major influence of the wheelset flexibility is on the second characteristic frequency of the system, reflecting the second order bending of the wheelset.