S.N. Jonkman
Please Note
97 records found
1
The objective of this thesis is to develop and apply a quantitative assessment framework that enables systematic evaluation of the nautical safety performance of alternative storm surge barrier configurations during early design stages. The framework is grounded in the premise that, at this stage of design, nautical safety performance is most directly reflected in vessel maneuverability under constrained geometric and environmental conditions. Rather than attempting to predict accident probabilities or prescribe absolute safety classifications, the method focuses on configuration-dependent maneuvering demand and available control margins as necessary preconditions for safe navigation.
A structured assessment framework is developed that integrates spatial schematization of the navigational environment, critical environmental forcing scenarios, representative design vessels, fast-time ship maneuvering simulation, and quantitative nautical safety assessment metrics. These metrics describe maneuvering performance in terms of spatial, temporal, and control margins, enabling reproducible and configuration-specific comparison. Fast-time simulation is employed to ensure computational efficiency and repeatability, making the framework suitable for iterative application during early design phases.
The practical applicability of the framework is demonstrated through a case study of the proposed Bolivar Roads storm surge barrier in Texas. Multiple alternative barrier configurations are evaluated using the fast-time simulation model SHIPMA. Simulations are conducted for a set of representative design vessels under selected flood and ebb tidal conditions, using consistent spatial schematization and environmental assumptions across configurations. Simulation outputs are post-processed to derive the values of the quantitative safety metrics for each configuration.
The results show that nautical safety performance is highly sensitive to barrier geometry. Configurations featuring wider gate openings and more favorable alignment and siting consistently exhibit larger spatial and temporal maneuvering margins, reduced control effort, and more stable vessel behavior. Conversely, configurations with constrained openings or unfavorable alignment impose increased maneuvering demand and reduced controllability. These findings demonstrate that geometric design choices can substantially influence navigational safety performance and that such effects can be captured quantitatively using the developed framework. While the absolute values of the assessment metrics are subject to modeling assumptions and simplifications, the relative differences between configurations provide meaningful insight for comparative evaluation. As such, the results are not intended to replace expert judgment but to serve as structured input for pilot and stakeholder discussions, supporting transparent and informed interpretation of navigational safety implications.
This research contributes a systematic, maneuvering-based framework that bridges the gap between hydraulic design and nautical safety assessment in storm surge barrier projects. By enabling early-stage, quantitative comparison of alternative configurations, the framework provides capabilities that were previously unavailable in design practice. The case study illustrates the framework’s practical value and transferability to other navigation-constrained barrier locations. Future research should prioritize integration of configuration-specific hydrodynamic modeling, enhanced representation of human factors, and further refinement of assessment metrics to improve physical realism and decision relevance. ...
The objective of this thesis is to develop and apply a quantitative assessment framework that enables systematic evaluation of the nautical safety performance of alternative storm surge barrier configurations during early design stages. The framework is grounded in the premise that, at this stage of design, nautical safety performance is most directly reflected in vessel maneuverability under constrained geometric and environmental conditions. Rather than attempting to predict accident probabilities or prescribe absolute safety classifications, the method focuses on configuration-dependent maneuvering demand and available control margins as necessary preconditions for safe navigation.
A structured assessment framework is developed that integrates spatial schematization of the navigational environment, critical environmental forcing scenarios, representative design vessels, fast-time ship maneuvering simulation, and quantitative nautical safety assessment metrics. These metrics describe maneuvering performance in terms of spatial, temporal, and control margins, enabling reproducible and configuration-specific comparison. Fast-time simulation is employed to ensure computational efficiency and repeatability, making the framework suitable for iterative application during early design phases.
The practical applicability of the framework is demonstrated through a case study of the proposed Bolivar Roads storm surge barrier in Texas. Multiple alternative barrier configurations are evaluated using the fast-time simulation model SHIPMA. Simulations are conducted for a set of representative design vessels under selected flood and ebb tidal conditions, using consistent spatial schematization and environmental assumptions across configurations. Simulation outputs are post-processed to derive the values of the quantitative safety metrics for each configuration.
The results show that nautical safety performance is highly sensitive to barrier geometry. Configurations featuring wider gate openings and more favorable alignment and siting consistently exhibit larger spatial and temporal maneuvering margins, reduced control effort, and more stable vessel behavior. Conversely, configurations with constrained openings or unfavorable alignment impose increased maneuvering demand and reduced controllability. These findings demonstrate that geometric design choices can substantially influence navigational safety performance and that such effects can be captured quantitatively using the developed framework. While the absolute values of the assessment metrics are subject to modeling assumptions and simplifications, the relative differences between configurations provide meaningful insight for comparative evaluation. As such, the results are not intended to replace expert judgment but to serve as structured input for pilot and stakeholder discussions, supporting transparent and informed interpretation of navigational safety implications.
This research contributes a systematic, maneuvering-based framework that bridges the gap between hydraulic design and nautical safety assessment in storm surge barrier projects. By enabling early-stage, quantitative comparison of alternative configurations, the framework provides capabilities that were previously unavailable in design practice. The case study illustrates the framework’s practical value and transferability to other navigation-constrained barrier locations. Future research should prioritize integration of configuration-specific hydrodynamic modeling, enhanced representation of human factors, and further refinement of assessment metrics to improve physical realism and decision relevance.
Modelling floods via graph neural networks
With applications to dike-breach floods
To provide a comprehensive perspective on deep learning for flood mapping, we first reviewed the state of the art across different applications, considering a range of flood types, spatial scales, and deep learning architectures. Our analysis shows that deep learning methods generally outperform both traditional numerical approaches and conventional machine learning in terms of speed and accuracy. However, most existing models are tailored to individual case studies, neglect the dynamic evolution of flood waves, and cannot transfer to new topographic settings and boundary conditions not seen during training. Furthermore, current approaches struggle to incorporate physical principles, represent hydraulic structures, and provide physically consistent methods for validating outputs, particularly in the context of uncertainty quantification. Finally, we highlight that dike-breach floods remain largely under-represented in the literature, despite their high uncertainty stemming from flood defence failures.
In this thesis, we introduce Graph Neural Networks (GNNs) as hydraulics-inspired Surrogate models for simulating the spatio-temporal evolution of floods. While applicable to different flood types, our focus is on dike-breach floods due to their high uncertainty and particular relevance in the Netherlands and other low-lying areas. We build GNNs that are conceptually analogous to finite-volume methods used to solve the shallow water equations: finite-volume cells are treated as graph nodes, and flux exchanges are learned between adjacent cells by the model. The flood propagation in the proposed SWE-GNN model resembles hydraulics principles and enforces water to propagate only from cells with water. The model works in the same fashion as numerical solvers, auto-regressively predicting the evolution of the hydraulic states over time. By stacking multiple GNN layers, the model captures wider spatial dependencies without requiring small numerical time steps, theoretically needed for stability conditions. We also develop a multi-step ahead loss function combined with curriculum learning that further stabilizes long-term predictions.
We propose a multi-scale GNN formulation that models flood dynamics across different spatial resolutions, enabling the capture of both local and large-scale propagation processes. Time-varying boundary conditions are incorporated through ghost cells, removing the need for separate numerical solvers to initialize simulations. To enhance generalization across unseen unstructured meshes and reduce training data demands, we enforce invariance principles, ensuring the model is independent of coordinate rotations. This multi-scale approach proves both faster and more accurate than its single-scale counterpart. Our methods are validated on a suite of two-dimensional synthetic dike-breach simulations generated with a high-fidelity numerical solver. These datasets progressively increase in complexity by varying initial conditions, location of boundary conditions, size of the domain, computational mesh, and time-varying hydrographs used as boundary condition. Results demonstrate that the GNN generalizes well to unseen topographies, boundary configurations, and mesh configurations, without relying on inputs from numerical simulations. The models achieve a testing critical success index consistently higher than 70% in all datasets. The model also shows generalization to a real case study, dike ring 15 in the Netherlands, with only one fine-tuning simulation.
Finally, we extend the model to explicitly include hydraulic structures and to quantify uncertainty in flood hazard mapping of another real-world case study, dike ring 41 in the Netherlands. The framework is tested for large-scale uncertainty analysis with 10,000 scenarios. All simulations are completed in under 10 hours on a single GPU, corresponding to a speed-up of approximately 10,000 times with respect to the numerical solver, with over half of the scenarios maintaining plausible mass conservation. The combined scenarios are then used to produce probabilistic flood hazard maps, which assume equal likelihood of occurrence for each event. We also analyse the flood uncertainty for a given breach location and return period, showing that the model ensemble can provide better flooding estimates than the deterministic scenario.
This thesis highlights the potential of GNN-based surrogates for time-sensitive flood risk assessments under uncertainty. By demonstrating both accuracy and computational efficiency, it contributes to bridging the gap between complex hydraulic modelling and large-scale flood risk analysis. Despite being applied on dike-breach floods, the framework introduced in this thesis can readily be applied to fluvial and coastal floods without modifications. This open pathways for integrating surrogates into operational decision making and future flood resilience planning.
...
To provide a comprehensive perspective on deep learning for flood mapping, we first reviewed the state of the art across different applications, considering a range of flood types, spatial scales, and deep learning architectures. Our analysis shows that deep learning methods generally outperform both traditional numerical approaches and conventional machine learning in terms of speed and accuracy. However, most existing models are tailored to individual case studies, neglect the dynamic evolution of flood waves, and cannot transfer to new topographic settings and boundary conditions not seen during training. Furthermore, current approaches struggle to incorporate physical principles, represent hydraulic structures, and provide physically consistent methods for validating outputs, particularly in the context of uncertainty quantification. Finally, we highlight that dike-breach floods remain largely under-represented in the literature, despite their high uncertainty stemming from flood defence failures.
In this thesis, we introduce Graph Neural Networks (GNNs) as hydraulics-inspired Surrogate models for simulating the spatio-temporal evolution of floods. While applicable to different flood types, our focus is on dike-breach floods due to their high uncertainty and particular relevance in the Netherlands and other low-lying areas. We build GNNs that are conceptually analogous to finite-volume methods used to solve the shallow water equations: finite-volume cells are treated as graph nodes, and flux exchanges are learned between adjacent cells by the model. The flood propagation in the proposed SWE-GNN model resembles hydraulics principles and enforces water to propagate only from cells with water. The model works in the same fashion as numerical solvers, auto-regressively predicting the evolution of the hydraulic states over time. By stacking multiple GNN layers, the model captures wider spatial dependencies without requiring small numerical time steps, theoretically needed for stability conditions. We also develop a multi-step ahead loss function combined with curriculum learning that further stabilizes long-term predictions.
We propose a multi-scale GNN formulation that models flood dynamics across different spatial resolutions, enabling the capture of both local and large-scale propagation processes. Time-varying boundary conditions are incorporated through ghost cells, removing the need for separate numerical solvers to initialize simulations. To enhance generalization across unseen unstructured meshes and reduce training data demands, we enforce invariance principles, ensuring the model is independent of coordinate rotations. This multi-scale approach proves both faster and more accurate than its single-scale counterpart. Our methods are validated on a suite of two-dimensional synthetic dike-breach simulations generated with a high-fidelity numerical solver. These datasets progressively increase in complexity by varying initial conditions, location of boundary conditions, size of the domain, computational mesh, and time-varying hydrographs used as boundary condition. Results demonstrate that the GNN generalizes well to unseen topographies, boundary configurations, and mesh configurations, without relying on inputs from numerical simulations. The models achieve a testing critical success index consistently higher than 70% in all datasets. The model also shows generalization to a real case study, dike ring 15 in the Netherlands, with only one fine-tuning simulation.
Finally, we extend the model to explicitly include hydraulic structures and to quantify uncertainty in flood hazard mapping of another real-world case study, dike ring 41 in the Netherlands. The framework is tested for large-scale uncertainty analysis with 10,000 scenarios. All simulations are completed in under 10 hours on a single GPU, corresponding to a speed-up of approximately 10,000 times with respect to the numerical solver, with over half of the scenarios maintaining plausible mass conservation. The combined scenarios are then used to produce probabilistic flood hazard maps, which assume equal likelihood of occurrence for each event. We also analyse the flood uncertainty for a given breach location and return period, showing that the model ensemble can provide better flooding estimates than the deterministic scenario.
This thesis highlights the potential of GNN-based surrogates for time-sensitive flood risk assessments under uncertainty. By demonstrating both accuracy and computational efficiency, it contributes to bridging the gap between complex hydraulic modelling and large-scale flood risk analysis. Despite being applied on dike-breach floods, the framework introduced in this thesis can readily be applied to fluvial and coastal floods without modifications. This open pathways for integrating surrogates into operational decision making and future flood resilience planning.
Geohydrology and safety of Dutch canal dikes: threats from above
From monitoring to probabilistic risk assessments
The detailed monitoring series included two extremely dry summers (2020 and 2022). Hydraulic heads at inner-slope and toe monitoring points showed strong seasonal variation. During winter, conditions were near saturation, while during dry summers heads dropped down to nearly 2 m, despite outside water levels remaining nearly constant. Non-hydrostatic hydraulic head levels were observed within dike bodies, conditions often not accounted for in safety assessments for drought situations. The precipitation deficit proved the most reliable meteorological drought indicator, outperforming the standardised drought indicators (SPEI and SPI).
Analysing the nationwide dataset with time-series models, a non-linear model performed best, resulting in 35 reliable time-series models. Four clusters of dikes were identified, differentiated by response times, defined as the time required for 95% of an impulse's influence to dissipate. Longer response times cause peak heads to occur later in the winter. Peak head statistics indicated a that extreme heads are close to yearly occuring heads, with a median decimate height of 15 cm and a range of 5 to 50 cm. By 2100, extreme peak heads are expected to occur between three times less frequently and eight times more frequently, depending on the climate scenario and the type of canal dike.
The time-series models were used to hindcast 60 years of hydraulic head levels and estimate spatial dependencies, quantified using the length-effect factor of peak heads. At the polder scale, variation in head responses can increase the factor by a factor of four to five, whereas spatial weather variability can double it. At the scale of the entire canal-dike system, the length-effect of peak heads is dominated by spatial weather variability, increasing from about 6 for annually occurring heads to around 40 for heads with an exceedance frequency of 1/100 per year.
The impact of small load variations on reliability updating was analysed. The impact of reliability updating increases as load variations decrease, regardless of the prior failure probability. The two canal dikes, with decimate heights below 10 cm, benefited most from reliability updating, whereas updated failure probabilities of the river dikes changed only slightly. A credibility check was introduced: when uncertainty in dike strength is more than 1.5 times larger than the variation in loads, estimated failure probabilities are not credible. Reducing uncertainties in dike strength, through monitoring with reliability updating or more detailed soil strength data, leads to more credible failure probability estimates. ...
The detailed monitoring series included two extremely dry summers (2020 and 2022). Hydraulic heads at inner-slope and toe monitoring points showed strong seasonal variation. During winter, conditions were near saturation, while during dry summers heads dropped down to nearly 2 m, despite outside water levels remaining nearly constant. Non-hydrostatic hydraulic head levels were observed within dike bodies, conditions often not accounted for in safety assessments for drought situations. The precipitation deficit proved the most reliable meteorological drought indicator, outperforming the standardised drought indicators (SPEI and SPI).
Analysing the nationwide dataset with time-series models, a non-linear model performed best, resulting in 35 reliable time-series models. Four clusters of dikes were identified, differentiated by response times, defined as the time required for 95% of an impulse's influence to dissipate. Longer response times cause peak heads to occur later in the winter. Peak head statistics indicated a that extreme heads are close to yearly occuring heads, with a median decimate height of 15 cm and a range of 5 to 50 cm. By 2100, extreme peak heads are expected to occur between three times less frequently and eight times more frequently, depending on the climate scenario and the type of canal dike.
The time-series models were used to hindcast 60 years of hydraulic head levels and estimate spatial dependencies, quantified using the length-effect factor of peak heads. At the polder scale, variation in head responses can increase the factor by a factor of four to five, whereas spatial weather variability can double it. At the scale of the entire canal-dike system, the length-effect of peak heads is dominated by spatial weather variability, increasing from about 6 for annually occurring heads to around 40 for heads with an exceedance frequency of 1/100 per year.
The impact of small load variations on reliability updating was analysed. The impact of reliability updating increases as load variations decrease, regardless of the prior failure probability. The two canal dikes, with decimate heights below 10 cm, benefited most from reliability updating, whereas updated failure probabilities of the river dikes changed only slightly. A credibility check was introduced: when uncertainty in dike strength is more than 1.5 times larger than the variation in loads, estimated failure probabilities are not credible. Reducing uncertainties in dike strength, through monitoring with reliability updating or more detailed soil strength data, leads to more credible failure probability estimates.
Sand slope failures: experimental and numerical advances
From static to dynamic processes by means of Material Point Method analyses
Sustainable Development of Long Island, Singapore
Optimizing the land reclamation design for climate resilience
Optimizing Storm Surge Barrier Performance
Enhancing Closure Reliability to Reduce Coastal Flood Risk
One of the proposed solutions is to create residential buildings near dikes, thereby using the dikes not only to combat flood risks but also to relieve pressure on the housing crisis in the Netherlands. To check if buildings can be built on or next to a dike, the assessment method of the Legal Assessment Instrumentation is currently used. However, only a basic assessment is prescribed for this, which is a very conservative approach. This conservative approach often leads to the building not being built or to overdesigning of the dike and thus higher expenses than necessary.
The objective of this thesis is to develop a level I reliability assessment method for multifunctional dikes containing a structure, leading to a less conservative approach than the basic assessment of the Legal Assessment Instrumentation (WBI2017).
First, the possibilities of construction near dikes were studied per water board. The possibilities for building near dikes are prescribed in the water board regulations, previously known as the by-law (Keur). Although the water board regulations vary for each water board, the rules regarding building near dikes are consistent, and almost nothing regarding construction can be done in the profile of free space. Interviews were also held with water boards. During these interviews, the regulations were discussed, including the non-technical obstacles with regards to building near dikes and solutions for them were proposed.
The biggest concern is regarding the management of the houses that would be part of the flood defence. One of the proposed solutions is to use people to regularly send photos to ensure the quality of the parts of the house that will function as flood defence or to use sensors which could measure deformations. This could save much time for the dike managers.
Next, it was determined what failure mechanisms can be affected by the presence of a building on or near a dike. The failure probabilities of macro-stability, piping and overtopping differ when a building is placed on or next to a dike and have been considered in the calculation of the failure probability of the dike. It has been argued by means of an event tree that the absence of a house has a 0.1% probability of occurring.
Subsequently, a case was analysed probabilistically using FORM analyses to demonstrate the difference in failure probability between the current and the proposed schematisation. This showed a 75% reduction in failure probability for the assumed cross-section compared to the current schematisation. The effect of new construction on a standard dike profile can both have positive and negative effects on the failure probability of the dike section depending on the situation. Compensatory measures can be taken to reduce the probability of failure.
Since it is time-consuming to perform probabilistic calculations for every situation, it was decided to create a Level I reliability assessment. Based on the probabilistic calculations, partial safety factors were derived that take the probability of the disappearance of a house into account. These partial factors were calculated per stochastic variable. This allows for a Level I reliability calculation to determine whether a dike cross-section with a house meets the required failure probability of the dike section.
It is concluded that incorporating the proposed level I calculation with adapted partial factors has a different impact for each situation but can, in some cases, have a 75% reduction in failure probability. This is based on the case study, which is elaborated extensively in the report. The developed level I reliability method ensures that existing buildings near houses are assessed more realistically compared to the current WBI assessment, which assumes a gap at the location of the dike. As a result, when this method is used, more dike cross-sections with buildings will meet stability requirements as it is less conservative than the current assessment, which only takes into account the negative aspects of the building. This means that fewer dike sections will be rejected, potentially saving both money and reducing inconveniences. For the design of new structures near a dike, this Level I reliability calculation can provide insight into possible locations for construction in the cross-section of the dike and the potential dimensions of the house. With this method it can quickly be demonstrated whether a multifunctional dike still meets the dike's failure probability requirement, which can also lead to an increase in building possibilities near dikes, as extensive customized assessments are no longer necessary. ...
One of the proposed solutions is to create residential buildings near dikes, thereby using the dikes not only to combat flood risks but also to relieve pressure on the housing crisis in the Netherlands. To check if buildings can be built on or next to a dike, the assessment method of the Legal Assessment Instrumentation is currently used. However, only a basic assessment is prescribed for this, which is a very conservative approach. This conservative approach often leads to the building not being built or to overdesigning of the dike and thus higher expenses than necessary.
The objective of this thesis is to develop a level I reliability assessment method for multifunctional dikes containing a structure, leading to a less conservative approach than the basic assessment of the Legal Assessment Instrumentation (WBI2017).
First, the possibilities of construction near dikes were studied per water board. The possibilities for building near dikes are prescribed in the water board regulations, previously known as the by-law (Keur). Although the water board regulations vary for each water board, the rules regarding building near dikes are consistent, and almost nothing regarding construction can be done in the profile of free space. Interviews were also held with water boards. During these interviews, the regulations were discussed, including the non-technical obstacles with regards to building near dikes and solutions for them were proposed.
The biggest concern is regarding the management of the houses that would be part of the flood defence. One of the proposed solutions is to use people to regularly send photos to ensure the quality of the parts of the house that will function as flood defence or to use sensors which could measure deformations. This could save much time for the dike managers.
Next, it was determined what failure mechanisms can be affected by the presence of a building on or near a dike. The failure probabilities of macro-stability, piping and overtopping differ when a building is placed on or next to a dike and have been considered in the calculation of the failure probability of the dike. It has been argued by means of an event tree that the absence of a house has a 0.1% probability of occurring.
Subsequently, a case was analysed probabilistically using FORM analyses to demonstrate the difference in failure probability between the current and the proposed schematisation. This showed a 75% reduction in failure probability for the assumed cross-section compared to the current schematisation. The effect of new construction on a standard dike profile can both have positive and negative effects on the failure probability of the dike section depending on the situation. Compensatory measures can be taken to reduce the probability of failure.
Since it is time-consuming to perform probabilistic calculations for every situation, it was decided to create a Level I reliability assessment. Based on the probabilistic calculations, partial safety factors were derived that take the probability of the disappearance of a house into account. These partial factors were calculated per stochastic variable. This allows for a Level I reliability calculation to determine whether a dike cross-section with a house meets the required failure probability of the dike section.
It is concluded that incorporating the proposed level I calculation with adapted partial factors has a different impact for each situation but can, in some cases, have a 75% reduction in failure probability. This is based on the case study, which is elaborated extensively in the report. The developed level I reliability method ensures that existing buildings near houses are assessed more realistically compared to the current WBI assessment, which assumes a gap at the location of the dike. As a result, when this method is used, more dike cross-sections with buildings will meet stability requirements as it is less conservative than the current assessment, which only takes into account the negative aspects of the building. This means that fewer dike sections will be rejected, potentially saving both money and reducing inconveniences. For the design of new structures near a dike, this Level I reliability calculation can provide insight into possible locations for construction in the cross-section of the dike and the potential dimensions of the house. With this method it can quickly be demonstrated whether a multifunctional dike still meets the dike's failure probability requirement, which can also lead to an increase in building possibilities near dikes, as extensive customized assessments are no longer necessary.
Enhancing Lock Gate Design
Estimation of collision energy through data analysis and non-linear structural models
Dynamic Adaptive Policy Pathways for flood risk management in Galveston Bay
Making informed flood defence decisions for an uncertain future
Reliability updating of a quay wall using measurement data
A case study of a Maasvlakte quay wall in the Port of Rotterdam
This study investigates the operation of reliability updating with deformation data to enhance the operational lifespan and load-bearing capacity of existing quay walls. Traditionally, quay walls are designed with predetermined probabilities of failure based on preliminary information gathered through desk studies and on-site investigations. Observations of existing structures provide new information on the actual deformation behaviour. This study acknowledges the conservative assumptions in initial designs, potentially resulting in concealed geotechnical and structural capacities. It introduces a novel approach involving reliability updating using monitoring data from 'smart' quay walls equipped with advanced sensors. These sensors, measuring especially lateral deformations, provide input for the updating process in a Bayesian model.
Application of this methodology is demonstrated through a theoretical and an actual case study, including the Sif quay wall in the Port of Rotterdam (Maasvlakte II).
The theoretical case study validated the methodology. This was done by updating two initial (prior) distributions for the friction angles of two soil layers using the observed maximum deformation for a combination of predefined values of the friction angles. The updated (posterior) distributions converged towards the predefined values and the distributions reduced in variation or became more informed. These findings affirmed the overall operation of the intended method and proved the efficiency and accuracy of the addition of metamodelling. However, the success of the metamodel appeared to strongly rely on appropriate settings for the specific situation.
For the case study of the Sif quay wall, its deformation behaviour was analysed for three different load cases accounting for the effect of excavation, the effect of water level fluctuations and the effect of top loading. The most recent deformation measurements, together with the knowledge of past deformation behaviour, have proved most useful for updating as all aspects contributing to the lateral deformation of the quay were present. In the updating process of the Sif quay wall case study, six stochastic variables were analysed: the strength (friction angles) and stiffness parameters (stiffness moduli) of three influential soil layers. Within the scope of this study, an increase in one or both parameter types means that the structure may have a higher functional capacity than expected, in the form of moment or normal force capacity.
Here, the strength parameters proved more prone to updating than the stiffness parameters and showed a significant increment. The initial parameter uncertainty indicated by the standard deviation was found to have minimal impact, but larger discrepancies between predicted and observed deformations led to more significant updates.
The quay wall at the Sif terminal appeared to have a negligibly small failure probability, even before updating. Therefore, the impact of updating was not measurable in terms of the reliability index, but the outcomes of the limit state function distribution were significantly impacted: their variation was reduced, and the overall distribution moved away from the point of failure.
Regarding cost-effectiveness, the risk mitigation for existing walls after monitoring and reliability updating might be limited. However, the potential for significant steel reduction in new quay wall designs based on updated soil information highlights the value of reliability updating. The approach of this study may lead to more efficient and sustainable quay wall construction practices.
The study also acknowledges limitations in the simplification of the soil model compared to the actual situation and the consideration of one single failure mechanism. Another important factor is the limited level of knowledge on the quay wall deformation conditions, such as loading magnitudes and potential time-dependent effects, compared to the minimized model uncertainties. This aspect should be taken into account when evaluating the results of the update results. Recommendations for further research include:
• To achieve a more realistic representation of quay wall behaviour, it is recommended to incorporate various failure mechanisms, including geotechnical failure, as real-world failures often involve the interplay of multiple mechanisms.
• For a more robust prediction, the model should explore a wider range of stochastic variables, including factors like bed level, water level fluctuations, and top load.
• To enhance the accuracy of the updated parameters, it is recommended to acquire additional measurement data through on-site loading tests or by implementing smart bollards for real-time loading information.
• Investigating the correlation between the stochastic variables is crucial for understanding their combined influence on the model's predictions. This analysis will lead to more accurate results.
• To maximize its practical value, the model should be extended for applications such as berth deepening or designing for increased top loads.
In summary, this research highlights the potential of reliability updating with deformation data, offering more insights into a possible increase of a quay wall's capacity. By understanding a quay wall's reliability, port authorities can optimize its use and extend its service life, reducing environmental impact and bringing economic benefits.
...
This study investigates the operation of reliability updating with deformation data to enhance the operational lifespan and load-bearing capacity of existing quay walls. Traditionally, quay walls are designed with predetermined probabilities of failure based on preliminary information gathered through desk studies and on-site investigations. Observations of existing structures provide new information on the actual deformation behaviour. This study acknowledges the conservative assumptions in initial designs, potentially resulting in concealed geotechnical and structural capacities. It introduces a novel approach involving reliability updating using monitoring data from 'smart' quay walls equipped with advanced sensors. These sensors, measuring especially lateral deformations, provide input for the updating process in a Bayesian model.
Application of this methodology is demonstrated through a theoretical and an actual case study, including the Sif quay wall in the Port of Rotterdam (Maasvlakte II).
The theoretical case study validated the methodology. This was done by updating two initial (prior) distributions for the friction angles of two soil layers using the observed maximum deformation for a combination of predefined values of the friction angles. The updated (posterior) distributions converged towards the predefined values and the distributions reduced in variation or became more informed. These findings affirmed the overall operation of the intended method and proved the efficiency and accuracy of the addition of metamodelling. However, the success of the metamodel appeared to strongly rely on appropriate settings for the specific situation.
For the case study of the Sif quay wall, its deformation behaviour was analysed for three different load cases accounting for the effect of excavation, the effect of water level fluctuations and the effect of top loading. The most recent deformation measurements, together with the knowledge of past deformation behaviour, have proved most useful for updating as all aspects contributing to the lateral deformation of the quay were present. In the updating process of the Sif quay wall case study, six stochastic variables were analysed: the strength (friction angles) and stiffness parameters (stiffness moduli) of three influential soil layers. Within the scope of this study, an increase in one or both parameter types means that the structure may have a higher functional capacity than expected, in the form of moment or normal force capacity.
Here, the strength parameters proved more prone to updating than the stiffness parameters and showed a significant increment. The initial parameter uncertainty indicated by the standard deviation was found to have minimal impact, but larger discrepancies between predicted and observed deformations led to more significant updates.
The quay wall at the Sif terminal appeared to have a negligibly small failure probability, even before updating. Therefore, the impact of updating was not measurable in terms of the reliability index, but the outcomes of the limit state function distribution were significantly impacted: their variation was reduced, and the overall distribution moved away from the point of failure.
Regarding cost-effectiveness, the risk mitigation for existing walls after monitoring and reliability updating might be limited. However, the potential for significant steel reduction in new quay wall designs based on updated soil information highlights the value of reliability updating. The approach of this study may lead to more efficient and sustainable quay wall construction practices.
The study also acknowledges limitations in the simplification of the soil model compared to the actual situation and the consideration of one single failure mechanism. Another important factor is the limited level of knowledge on the quay wall deformation conditions, such as loading magnitudes and potential time-dependent effects, compared to the minimized model uncertainties. This aspect should be taken into account when evaluating the results of the update results. Recommendations for further research include:
• To achieve a more realistic representation of quay wall behaviour, it is recommended to incorporate various failure mechanisms, including geotechnical failure, as real-world failures often involve the interplay of multiple mechanisms.
• For a more robust prediction, the model should explore a wider range of stochastic variables, including factors like bed level, water level fluctuations, and top load.
• To enhance the accuracy of the updated parameters, it is recommended to acquire additional measurement data through on-site loading tests or by implementing smart bollards for real-time loading information.
• Investigating the correlation between the stochastic variables is crucial for understanding their combined influence on the model's predictions. This analysis will lead to more accurate results.
• To maximize its practical value, the model should be extended for applications such as berth deepening or designing for increased top loads.
In summary, this research highlights the potential of reliability updating with deformation data, offering more insights into a possible increase of a quay wall's capacity. By understanding a quay wall's reliability, port authorities can optimize its use and extend its service life, reducing environmental impact and bringing economic benefits.
...
The main research question is: “How can flood preparedness of hospitals in the Netherlands be assessed and improved?” The main aim of this research is to quantitatively assess the flood preparedness of hospitals to enable comparison between flood strategies and to make recommendations on which stakeholders should be engaged for the implementation of flood strategies and how this can be achieved.
Six different flood preparedness indicators were selected that together describe flood preparedness of hospitals. Based on these indicators, the impact of several flood scenarios on the Reinier de Graaf Gasthuis (RdGG) and Erasmus Medical Centre (EMC) was quantitatively assessed. The costs per flood strategy are highest for “shelter in place with additional measures”, followed by both “shelter in place without additional measures” and “preventive evacuation”. “Accept” is least expensive. The number of fatalities per flood strategy for the RdGG (0,2 to 2,1 fatalities) is much lower than for the EMC (18,8 to 195,3 fatalities). Furthermore, it was determined which stakeholders should be engaged for the implementation of each flood strategy. Experts who have experience with hospital floods were interviewed to obtain their view on how these stakeholders could be engaged.
In conclusion, essential hospital functions can be categorised based on the flood preparedness indicators and flood strategies can be quantitatively compared. For the RdGG and EMC, "shelter in place with additional measures" yield the least amount of fatalities and is therefore the "best" flood strategy. The Executive Board of a hospital, hospital personnel, water boards, municipalities and safety regions should be engaged to realise the implementation of flood strategies. Experts with lived experience recommended to engage stakeholders through legislation or creating awareness.
It is recommended to calibrate the number of fatalities based on historical flood events and to analyse the vulnerability of the regional healthcare system to supplier failure during floods.
...
The main research question is: “How can flood preparedness of hospitals in the Netherlands be assessed and improved?” The main aim of this research is to quantitatively assess the flood preparedness of hospitals to enable comparison between flood strategies and to make recommendations on which stakeholders should be engaged for the implementation of flood strategies and how this can be achieved.
Six different flood preparedness indicators were selected that together describe flood preparedness of hospitals. Based on these indicators, the impact of several flood scenarios on the Reinier de Graaf Gasthuis (RdGG) and Erasmus Medical Centre (EMC) was quantitatively assessed. The costs per flood strategy are highest for “shelter in place with additional measures”, followed by both “shelter in place without additional measures” and “preventive evacuation”. “Accept” is least expensive. The number of fatalities per flood strategy for the RdGG (0,2 to 2,1 fatalities) is much lower than for the EMC (18,8 to 195,3 fatalities). Furthermore, it was determined which stakeholders should be engaged for the implementation of each flood strategy. Experts who have experience with hospital floods were interviewed to obtain their view on how these stakeholders could be engaged.
In conclusion, essential hospital functions can be categorised based on the flood preparedness indicators and flood strategies can be quantitatively compared. For the RdGG and EMC, "shelter in place with additional measures" yield the least amount of fatalities and is therefore the "best" flood strategy. The Executive Board of a hospital, hospital personnel, water boards, municipalities and safety regions should be engaged to realise the implementation of flood strategies. Experts with lived experience recommended to engage stakeholders through legislation or creating awareness.
It is recommended to calibrate the number of fatalities based on historical flood events and to analyse the vulnerability of the regional healthcare system to supplier failure during floods.
Fighting Against the Current
Restoring dike breaches and closing tidal channels by simple means - from past to present
This research was in the first place aimed at Dutch closure methods as practised in the Netherlands, Germany (Schleswig Holstein) and Ghana/Bangladesh (20th century). But it was also considered useful to check the closure methods used in other countries than the ones just mentioned.
Typical topics addressed have been hydraulic features, materials and equipment applied, the importance of manual labour in these closures and their output.
Related topics addressed in this dissertation are the development in time of closure methods and the reasons why sometimes closures failed.
Though flood embankments and sea defences as part of reclamation works have been constructed from the 11th/12th century onward, limited technical information about their construction as well as possible subsequent repairs after breaching, could only be traced for six projects carried out during a period of more than 400 years (1263 – 1675).
More information could be traced about the methods and constructions used in general but not for specific projects.
The closure methods used during the period 1200 – 1700, nearly always started by dumping a horizontal sill of clay clods up to the level of Low tide. Subsequently, the gap was narrowed by dumping clay clods, and the actual closure was, finally, effected by lowering constructions made up of sink-fascines (fascines imprisoning a gravel core or clay clods) and clay clods.. Alternatively, a cofferdam could be constructed across the flow gap.
In case of low tidal ranges, a row of sheet piles or piles, closely placed to each other, was driven across the gap. Sometimes, ships were ballasted and sunk on top of the sill.
At the end of the 17th century floating fascine mattresses were introduced in closure works. They were ballasted and immersed in the breach or tidal channel and functioned as bed protection of the easily erodible soil. Moreover, the aforementioned sill could now be constructed by stacking fascine mattresses on top of each other, again up to the level of Low tide. Subsequently, the closure was performed gradually in a horizontal direction by constructing a bund in sections, comprising fascines, clay clods, stones and wattle work.
From the end of the 19th century up to the middle of the 20th century jetties were constructed across the gap to be closed. A narrow gauge railway track on the jetty enabled the dumping of clay clods or stones in the gap from side tip wagons. Until the Second World war the side tip wagons were loaded by hand and in most cases pushed by manual labour.
During past centuries in many cases simple means were not adequate to close dike breaches and, consequently, the flooded polders could not be reclaimed and had to be given back to the sea.
In the period 1969 – 1985 Dutch closure techniques based on the principles described above were introduced for tidal closures in Ghana and Bangladesh. This required the adaptation of the said closure techniques to locally available construction materials, equipment and skills. Also here, a significant input of manual labour was part of the closure operation.
Closure techniques applied in China, East-Pakistan (which, later became independent as Bangladesh), England and Japan were also studied. It was surprizing to learn that the sink-fascine (having in each country another name, other dimensions and composition) had a major role in closure projects in China and East-Pakistan and, to a lesser extent, in Japan. Moreover, the application of ropes and hawsers (as in the Dutch fascine constructions) turned out to be of vital importance. In China and Japan the closures were required to repair dike breaches along non-tidal rivers. In East-Pakistan and England the closures studied were in the tidal zone.
Finally, a tidal closure performed in Bangladesh (at the Nalian River) by manual labour and simple means in the year 2020, has been studied.
The 75 case histories presented in this dissertation reflect the art of river and tidal closures by simple means over a period of nearly 760 years (1263 – 2020) in six countries. In most cases the area of the tidal basin which could be closed by simple means was less than 2 km2 while the tidal volumes were less than 2 million m3. Production rates in tidal closures varied between 0.26 and 0.62 m3 of fill placed per manhour.
But most of the simple means described can be considered as history. There are, however, countries where cheap manual labour is abundantly available and tidal closures could still be constructed by simple means. Such closures by simple means have been described for the year 1969 (Ghana) and the period 1979 – 2020 (Bangladesh).
The insights from this dissertation will therefore also be useful for future closures constructed by using simple means.
...
This research was in the first place aimed at Dutch closure methods as practised in the Netherlands, Germany (Schleswig Holstein) and Ghana/Bangladesh (20th century). But it was also considered useful to check the closure methods used in other countries than the ones just mentioned.
Typical topics addressed have been hydraulic features, materials and equipment applied, the importance of manual labour in these closures and their output.
Related topics addressed in this dissertation are the development in time of closure methods and the reasons why sometimes closures failed.
Though flood embankments and sea defences as part of reclamation works have been constructed from the 11th/12th century onward, limited technical information about their construction as well as possible subsequent repairs after breaching, could only be traced for six projects carried out during a period of more than 400 years (1263 – 1675).
More information could be traced about the methods and constructions used in general but not for specific projects.
The closure methods used during the period 1200 – 1700, nearly always started by dumping a horizontal sill of clay clods up to the level of Low tide. Subsequently, the gap was narrowed by dumping clay clods, and the actual closure was, finally, effected by lowering constructions made up of sink-fascines (fascines imprisoning a gravel core or clay clods) and clay clods.. Alternatively, a cofferdam could be constructed across the flow gap.
In case of low tidal ranges, a row of sheet piles or piles, closely placed to each other, was driven across the gap. Sometimes, ships were ballasted and sunk on top of the sill.
At the end of the 17th century floating fascine mattresses were introduced in closure works. They were ballasted and immersed in the breach or tidal channel and functioned as bed protection of the easily erodible soil. Moreover, the aforementioned sill could now be constructed by stacking fascine mattresses on top of each other, again up to the level of Low tide. Subsequently, the closure was performed gradually in a horizontal direction by constructing a bund in sections, comprising fascines, clay clods, stones and wattle work.
From the end of the 19th century up to the middle of the 20th century jetties were constructed across the gap to be closed. A narrow gauge railway track on the jetty enabled the dumping of clay clods or stones in the gap from side tip wagons. Until the Second World war the side tip wagons were loaded by hand and in most cases pushed by manual labour.
During past centuries in many cases simple means were not adequate to close dike breaches and, consequently, the flooded polders could not be reclaimed and had to be given back to the sea.
In the period 1969 – 1985 Dutch closure techniques based on the principles described above were introduced for tidal closures in Ghana and Bangladesh. This required the adaptation of the said closure techniques to locally available construction materials, equipment and skills. Also here, a significant input of manual labour was part of the closure operation.
Closure techniques applied in China, East-Pakistan (which, later became independent as Bangladesh), England and Japan were also studied. It was surprizing to learn that the sink-fascine (having in each country another name, other dimensions and composition) had a major role in closure projects in China and East-Pakistan and, to a lesser extent, in Japan. Moreover, the application of ropes and hawsers (as in the Dutch fascine constructions) turned out to be of vital importance. In China and Japan the closures were required to repair dike breaches along non-tidal rivers. In East-Pakistan and England the closures studied were in the tidal zone.
Finally, a tidal closure performed in Bangladesh (at the Nalian River) by manual labour and simple means in the year 2020, has been studied.
The 75 case histories presented in this dissertation reflect the art of river and tidal closures by simple means over a period of nearly 760 years (1263 – 2020) in six countries. In most cases the area of the tidal basin which could be closed by simple means was less than 2 km2 while the tidal volumes were less than 2 million m3. Production rates in tidal closures varied between 0.26 and 0.62 m3 of fill placed per manhour.
But most of the simple means described can be considered as history. There are, however, countries where cheap manual labour is abundantly available and tidal closures could still be constructed by simple means. Such closures by simple means have been described for the year 1969 (Ghana) and the period 1979 – 2020 (Bangladesh).
The insights from this dissertation will therefore also be useful for future closures constructed by using simple means.
Along the Chinese coastline, particularly in the south, cities like Shanghai and Haikou are prone to flood, especially during the typhoon season. When typhoons hit the coast, high storm surges and heavy rainfall can interact leading to severe impacts. Characterizing compound flooding in coastal regions poses different challenges, including identifying the physical drivers that potentially generate a flood event, selecting an appropriate numerical model to describe the interaction between these drivers in terms of frequency and magnitude, and ensuring the quality and representativity of the available observations.
This thesis aims to tackle these challenges using cities along the Chinese coast as case studies. It seeks to (i) provide a probabilistic characterization of the physical drivers of compound floods, considering the effect of sea level rise, and (ii) integrate this quantification with a hydrodynamic model to assess the extent and depth of compound flood impacts in inundated areas. This approach can lay a solid foundation for developing flood-resilient strategies and mitigating potential impacts.
Chapter 2 introduces a design approach via conditional probability for quantifying compound flood hazards in coastal regions and its implication for infrastructure design considering the seasonal variation in surge peak occurrence. We found that along the southern coast of China, the severity of the expected rainfall events in case of a storm surge peak is larger compared to the expected severity inferred from the probability distribution of annual maxima of precipitation. Consequently, from a design perspective, implementing rainwater storage systems and facilities to mitigate hydrograph peaks is crucial for these regions.
Chapter 3 focuses on Shanghai and investigates how relative sea level rise (RSLR) affects design values for flood protection systems. We employed the D-Flow FM ocean storm surge model to reconstruct 210 historical typhoon storm surge events in Shanghai to overcome the constraint of unavailable water level records. We then applied a copula-based approach to calculate the joint probability and design value of peak water level and accumulated rainfall with the impact of RSLR. This research improves our understanding of how storm surges, rainfall, and RSLR interact, revealing how they collectively contribute to the risk of flood in coastal areas. Thus, it is crucial to monitor and predict the interplay of these factors for developing future design standards for better flood preparedness.
Chapter 4 reveals distinct patterns in the relationship between flooded areas and volume for both single-driven and multi-driven flood scenarios at the coastal city of Haikou by implementing an ocean storm surge generator and urban overland hydrodynamic model. The results highlighted storm tide (a combination of surge and astronomical tide) as the predominant factor contributing to compound flooding in Haikou. Only examining single-driven factors would underestimate flood hazard.
Chapter 5 investigates the sensitivity of inundated areas to the relative timing between the occurrence of the rainfall peak and the storm surge peak in Shanghai and provides a characterization of the consequent inundated areas based on the main flood driver(s). This is achieved by inferring from the probabilistic model the severity of the expected pairs of storm surges and rainfall events. They are then used as forcing of a hydrodynamic model to generate flood extent. We showed that the relative time between the peak of flood drivers affects the extent and depth of the flood and the flood zone classification. This can better suggest potential strategies for dealing with different types of compound flooding for coastal cities. ...
Along the Chinese coastline, particularly in the south, cities like Shanghai and Haikou are prone to flood, especially during the typhoon season. When typhoons hit the coast, high storm surges and heavy rainfall can interact leading to severe impacts. Characterizing compound flooding in coastal regions poses different challenges, including identifying the physical drivers that potentially generate a flood event, selecting an appropriate numerical model to describe the interaction between these drivers in terms of frequency and magnitude, and ensuring the quality and representativity of the available observations.
This thesis aims to tackle these challenges using cities along the Chinese coast as case studies. It seeks to (i) provide a probabilistic characterization of the physical drivers of compound floods, considering the effect of sea level rise, and (ii) integrate this quantification with a hydrodynamic model to assess the extent and depth of compound flood impacts in inundated areas. This approach can lay a solid foundation for developing flood-resilient strategies and mitigating potential impacts.
Chapter 2 introduces a design approach via conditional probability for quantifying compound flood hazards in coastal regions and its implication for infrastructure design considering the seasonal variation in surge peak occurrence. We found that along the southern coast of China, the severity of the expected rainfall events in case of a storm surge peak is larger compared to the expected severity inferred from the probability distribution of annual maxima of precipitation. Consequently, from a design perspective, implementing rainwater storage systems and facilities to mitigate hydrograph peaks is crucial for these regions.
Chapter 3 focuses on Shanghai and investigates how relative sea level rise (RSLR) affects design values for flood protection systems. We employed the D-Flow FM ocean storm surge model to reconstruct 210 historical typhoon storm surge events in Shanghai to overcome the constraint of unavailable water level records. We then applied a copula-based approach to calculate the joint probability and design value of peak water level and accumulated rainfall with the impact of RSLR. This research improves our understanding of how storm surges, rainfall, and RSLR interact, revealing how they collectively contribute to the risk of flood in coastal areas. Thus, it is crucial to monitor and predict the interplay of these factors for developing future design standards for better flood preparedness.
Chapter 4 reveals distinct patterns in the relationship between flooded areas and volume for both single-driven and multi-driven flood scenarios at the coastal city of Haikou by implementing an ocean storm surge generator and urban overland hydrodynamic model. The results highlighted storm tide (a combination of surge and astronomical tide) as the predominant factor contributing to compound flooding in Haikou. Only examining single-driven factors would underestimate flood hazard.
Chapter 5 investigates the sensitivity of inundated areas to the relative timing between the occurrence of the rainfall peak and the storm surge peak in Shanghai and provides a characterization of the consequent inundated areas based on the main flood driver(s). This is achieved by inferring from the probabilistic model the severity of the expected pairs of storm surges and rainfall events. They are then used as forcing of a hydrodynamic model to generate flood extent. We showed that the relative time between the peak of flood drivers affects the extent and depth of the flood and the flood zone classification. This can better suggest potential strategies for dealing with different types of compound flooding for coastal cities.
Assessing the remaining lifetime of the Haringvliet sluices
A method for a full system analysis of existing hydraulic structures to quantitatively and qualitatively determine plausible adaptive courses for their remaining lifetime
The focus of this research is to apply two existing methods, the framework of Vader et al. (2023) and the Adaptation Pathway Approach of Haasnoot (2013), to the Haringvliet sluices, to make an estimate of the remaining life time and to propose suitable measures to elongate it. Next to this, this research aims to connect both methods mentioned above to create a new integral method. This full method aims to qualitatively and quantitatively analyse hydraulic structures and map out possible paths to elongate its remaining life time. The results of this thesis provide valuable insights in assessing the remaining lifetime of different hydraulic structures in the future. The Haringvliet sluices are an interesting candidate for this research due to the many functions it has to fulfil and the complexity of its interactions within the water system.
The first part of the analysis on the Haringvliet sluices describes the functional analysis as well as the technical decomposition performed on the Haringvliet sluices. The goal of the functional analysis is to define requirements for each of the functions. The goal of the structural decomposition is to identify the most important deterioration mechanisms of the structural elements, which in turn are important in estimating the remaining technical life. The next step in the analysis aims to either qualitatively or quantitatively describe the external drivers which influence the functional performance and technical state of the Haringvliet sluices. The external drivers to consider for the Haringvliet sluices, or hydraulic structures in general, can be subdivided into physical external drivers and economic, political and societal drivers. From this analysis, the drivers which are expected to have the most severe influence on the Haringvliet sluices are defined. For the Tipping Point analysis in the next part of the analysis, existing models are evaluated and used to quantify Tipping Points due to the expected most dominant driver and function combination. A Tipping Point is reached if the system fails to meets its technical or functional requirements due to changes caused by the external drivers. The dominant combination investigated in the analysis is the effect of sea level rise on the flood protection function. The Tipping Point analysis shows that there is a large dependence of the Tipping Points on the evaluation criteria. The analysis gives insight in how other evaluation criteria, like accepting more overflow discharge over a dike section, could impact the Tipping Point. Even though Tipping Points are sensitive to decisions on evaluation criteria and chosen climate scenarios, it does provide valuable insights in the response of the system to sea level rise when investigating different decision criteria. In the last part of the analysis an Adaptation Pathway for the remaining lifetime of the Haringvliet sluices is presented by proposing life elongating measures. Life elongating measures for the Haringvliet sluices can be split into two different categories: Strategies for the bigger water system, i.e. future visions for the Dutch Delta, which could have either a positive or negative effect on the remaining life and life elongating measures focussed on the object or direct system. It is chosen to only investigate mitigation measures focused on the Haringvliet sluices and its direct system.
Each sub-analysis in the total research design has its individual results and therefore its individual assumptions, limitations and critical remarks. The assumptions and limitations of previous steps could have a significant impact on other steps in the analysis. One of the biggest uncertainties in the results of the remaining life time of the Haringvliet sluices is that there is a possibility that other critical combinations found from the driver analysis would reach a potential Tipping Point sooner than the one investigated in this research. Also, the impact of the proposed mitigation actions for the Adaptive Pathways needs to be revaluated on their impact on other function or technical requirements, i.e. an extra feedback loop is needed. The full analysis must be run through several times to create a more complete overview of the most critical ways a structure could reach its end of life and to indicate which measures could be best applied at what time.
By applying the methodology proposed by this research to other case studies and by conducting more research on assessing the remaining life time of critical hydraulic structures, key insights can be found in how to manage our critical hydraulic infrastructure in an adaptive way to elongate their life time.
...
The focus of this research is to apply two existing methods, the framework of Vader et al. (2023) and the Adaptation Pathway Approach of Haasnoot (2013), to the Haringvliet sluices, to make an estimate of the remaining life time and to propose suitable measures to elongate it. Next to this, this research aims to connect both methods mentioned above to create a new integral method. This full method aims to qualitatively and quantitatively analyse hydraulic structures and map out possible paths to elongate its remaining life time. The results of this thesis provide valuable insights in assessing the remaining lifetime of different hydraulic structures in the future. The Haringvliet sluices are an interesting candidate for this research due to the many functions it has to fulfil and the complexity of its interactions within the water system.
The first part of the analysis on the Haringvliet sluices describes the functional analysis as well as the technical decomposition performed on the Haringvliet sluices. The goal of the functional analysis is to define requirements for each of the functions. The goal of the structural decomposition is to identify the most important deterioration mechanisms of the structural elements, which in turn are important in estimating the remaining technical life. The next step in the analysis aims to either qualitatively or quantitatively describe the external drivers which influence the functional performance and technical state of the Haringvliet sluices. The external drivers to consider for the Haringvliet sluices, or hydraulic structures in general, can be subdivided into physical external drivers and economic, political and societal drivers. From this analysis, the drivers which are expected to have the most severe influence on the Haringvliet sluices are defined. For the Tipping Point analysis in the next part of the analysis, existing models are evaluated and used to quantify Tipping Points due to the expected most dominant driver and function combination. A Tipping Point is reached if the system fails to meets its technical or functional requirements due to changes caused by the external drivers. The dominant combination investigated in the analysis is the effect of sea level rise on the flood protection function. The Tipping Point analysis shows that there is a large dependence of the Tipping Points on the evaluation criteria. The analysis gives insight in how other evaluation criteria, like accepting more overflow discharge over a dike section, could impact the Tipping Point. Even though Tipping Points are sensitive to decisions on evaluation criteria and chosen climate scenarios, it does provide valuable insights in the response of the system to sea level rise when investigating different decision criteria. In the last part of the analysis an Adaptation Pathway for the remaining lifetime of the Haringvliet sluices is presented by proposing life elongating measures. Life elongating measures for the Haringvliet sluices can be split into two different categories: Strategies for the bigger water system, i.e. future visions for the Dutch Delta, which could have either a positive or negative effect on the remaining life and life elongating measures focussed on the object or direct system. It is chosen to only investigate mitigation measures focused on the Haringvliet sluices and its direct system.
Each sub-analysis in the total research design has its individual results and therefore its individual assumptions, limitations and critical remarks. The assumptions and limitations of previous steps could have a significant impact on other steps in the analysis. One of the biggest uncertainties in the results of the remaining life time of the Haringvliet sluices is that there is a possibility that other critical combinations found from the driver analysis would reach a potential Tipping Point sooner than the one investigated in this research. Also, the impact of the proposed mitigation actions for the Adaptive Pathways needs to be revaluated on their impact on other function or technical requirements, i.e. an extra feedback loop is needed. The full analysis must be run through several times to create a more complete overview of the most critical ways a structure could reach its end of life and to indicate which measures could be best applied at what time.
By applying the methodology proposed by this research to other case studies and by conducting more research on assessing the remaining life time of critical hydraulic structures, key insights can be found in how to manage our critical hydraulic infrastructure in an adaptive way to elongate their life time.
The Delta Barrier
A climate robust preliminary design of the Delta21 storm surge barrier
Between the coastline of the Tweede Maasvlakte and that of the island of Goeree-Overflakkee, the Delta21 project aims to construct a flood defence in the form of a row of dunes, multiple pumping stations and a closable storm surge barrier. Considering protection against flooding, Delta21 strives to limit the water level at Dordrecht to a maximum of NAP + 2.5 m. The flood defence ensures that a lake of about 20 km2 is created in the sea, as it were. By closing off the newly created Tidal Lake by means of a storm surge barrier and opening up a spillway to the Energy Storage Lake, pumping stations are able to pump excess river water from the Energy Storage Lake into the sea. The dunes and the closable storm surge barrier together provide sufficient protection against high seawater levels.
This thesis aims to come up with a preliminary, integral design for the Delta21 storm surge barrier taking into account the new Delta21 landscape design as such that the required functionality of Delta21 is met. This design must fulfil the functional and structural requirements and must fit within the ideology of Delta21. To achieve this, the hydraulic engineering design method is used. The first step in this cycle is to analyse the system with the purpose to better understand the situation in order to formulate the requirements and boundary conditions more accurately. The first design phase is concluded with the basis of design where the processes and functions of the Delta21 system explored
in the system analysis are translated into the requirements and boundary conditions used for the design. The Basis of Design provides mostly "SMART" formulated functional- and structural requirements and boundary conditions. Boundary conditions at sea have been determined using Hydra-NL software.
Climate change plays a vital role in this, as mostly sea level rise influences the boundary conditions significantly. Wishes from stakeholders, which are also explored in the system analysis, are translated either in requirements or evaluation criteria.
In the second step a gate type variant study is conducted. From an inventory of multiple concepts, the vertical lift gate and the segment gate remained after verification. After evaluation of the two remaining concepts using the functional requirements and criteria from stakeholders, the vertical lift gate came out as most suitable for the Delta Barrier. Subsequently, in the second step, a spatial and functional design is presented which satisfies all functional requirements. A new Delta21 flood protection process is proposed in order to more effectively
protect the hinterland from flooding. The reliability of the closure operation has been researched after which is concluded that the closure procedure can be considered reliable until a sea level rise of ca. 1 m. It is verified with a hydrodynamic model that an effective flow area of 6000 m2, defined below NAP,
is to be preferred where mostly the impact on the ecosystem was governing. In order to enable passage of shipping, a location of a separate lock complex is proposed and bridge girders are incorporated into the design in order to enable the passage of road-traffic over the barrier. Furthermore, it is concluded that using tidal turbines to generate electricity with tidal flow behind the Delta Barrier is unfeasible due to the shallow water depth behind the barrier and the relatively low tidal flow velocities through the barrier. Hydraulic cylinders are chosen as driving mechanisms for the gates as it is expected that hydraulic cylinders are less expensive and have a lower failure probability than e.g. a rack and pinion system. Lastly, using a climate adaptive pathway approach, three general strategies are presented to the closure reliability problem of the Delta Barrier after ca. 1 m of sea level rise. Firstly, the barrier could be closed permanently as part of the "protected closed" strategy. Secondly, the dikes in the hinterland
could be strengthened, the bottom protection could be strengthened, the probability that the closure of gates fail could be decreased and the Tidal Lake water level could be increased during a non-closure event. Additionally, the Water Act allows for redistribution of failure probabilities over dike segments
and failure mechanisms. Changes in the closure regime could also prove beneficial. These solutions are part of the "protected open" strategy. Thirdly, inhabitants of the lower lying areas of the Netherlands could be stimulated to move to higher ground in the Netherlands as part of the "move along" strategy.
It should be noted that a combination of either three strategies is very much possible and perhaps to be preferred. The Delta21 project enables the adaptation of any climate adaptive pathway where especially the "protected closed" and "protected open" strategies seem in line with the ideology of Delta21. Whereas the solutions above are presented within the context of the Delta21 flood protection system and the Delta Barrier, the problem is not specific to the Delta Barrier alone and a solution placed within an integral flood protection strategy for the entire (South West) Netherlands might be preferred.
As the third step, a structural design is presented which satisfies all structural requirements. Firstly, it is determined that a prefab construction method suits the construction of the Delta Barrier best, where the piers are to be sunk on to a prepared bed and most of the assembly of the barrier is to take place from the water using specialised vessels and equipment. Secondly, the 40 m long and
10.4 m high steel gates (25 in total) are designed. Thirdly, all main elements of the concrete civil superstructure are designed consisting of the 25 top beams, 25 sill beams and the 26 piers. In general, all concrete elements are restrained from cracking and post-tensioned. Finally, the global stability of the Delta Barrier is verified, taking into account horizontal, vertical and rotational stability, uplift,
scour and internal erosion. A geometrically closed granular bottom protection is designed to tackle the latter two failure mechanisms. In a structural sense, the Delta Barrier is able to withstand a sea level rise of 3.81 m corresponding to the median projection of climate scenario SSP5-8.5 and has a design life of 200 years. The construction of the Delta Barrier will take ca. 5 years, is assumed to be
completed in 2050 and will cost between ca. 2.67 and 3.50 billion euro (price level 2022).
It is recommended to further investigate the ecological impact of the Delta Barrier. Furthermore, a detailed driving mechanisms design and as such a more profound estimate for the probability that the closure of the gates fail is to be recommended.
...
Between the coastline of the Tweede Maasvlakte and that of the island of Goeree-Overflakkee, the Delta21 project aims to construct a flood defence in the form of a row of dunes, multiple pumping stations and a closable storm surge barrier. Considering protection against flooding, Delta21 strives to limit the water level at Dordrecht to a maximum of NAP + 2.5 m. The flood defence ensures that a lake of about 20 km2 is created in the sea, as it were. By closing off the newly created Tidal Lake by means of a storm surge barrier and opening up a spillway to the Energy Storage Lake, pumping stations are able to pump excess river water from the Energy Storage Lake into the sea. The dunes and the closable storm surge barrier together provide sufficient protection against high seawater levels.
This thesis aims to come up with a preliminary, integral design for the Delta21 storm surge barrier taking into account the new Delta21 landscape design as such that the required functionality of Delta21 is met. This design must fulfil the functional and structural requirements and must fit within the ideology of Delta21. To achieve this, the hydraulic engineering design method is used. The first step in this cycle is to analyse the system with the purpose to better understand the situation in order to formulate the requirements and boundary conditions more accurately. The first design phase is concluded with the basis of design where the processes and functions of the Delta21 system explored
in the system analysis are translated into the requirements and boundary conditions used for the design. The Basis of Design provides mostly "SMART" formulated functional- and structural requirements and boundary conditions. Boundary conditions at sea have been determined using Hydra-NL software.
Climate change plays a vital role in this, as mostly sea level rise influences the boundary conditions significantly. Wishes from stakeholders, which are also explored in the system analysis, are translated either in requirements or evaluation criteria.
In the second step a gate type variant study is conducted. From an inventory of multiple concepts, the vertical lift gate and the segment gate remained after verification. After evaluation of the two remaining concepts using the functional requirements and criteria from stakeholders, the vertical lift gate came out as most suitable for the Delta Barrier. Subsequently, in the second step, a spatial and functional design is presented which satisfies all functional requirements. A new Delta21 flood protection process is proposed in order to more effectively
protect the hinterland from flooding. The reliability of the closure operation has been researched after which is concluded that the closure procedure can be considered reliable until a sea level rise of ca. 1 m. It is verified with a hydrodynamic model that an effective flow area of 6000 m2, defined below NAP,
is to be preferred where mostly the impact on the ecosystem was governing. In order to enable passage of shipping, a location of a separate lock complex is proposed and bridge girders are incorporated into the design in order to enable the passage of road-traffic over the barrier. Furthermore, it is concluded that using tidal turbines to generate electricity with tidal flow behind the Delta Barrier is unfeasible due to the shallow water depth behind the barrier and the relatively low tidal flow velocities through the barrier. Hydraulic cylinders are chosen as driving mechanisms for the gates as it is expected that hydraulic cylinders are less expensive and have a lower failure probability than e.g. a rack and pinion system. Lastly, using a climate adaptive pathway approach, three general strategies are presented to the closure reliability problem of the Delta Barrier after ca. 1 m of sea level rise. Firstly, the barrier could be closed permanently as part of the "protected closed" strategy. Secondly, the dikes in the hinterland
could be strengthened, the bottom protection could be strengthened, the probability that the closure of gates fail could be decreased and the Tidal Lake water level could be increased during a non-closure event. Additionally, the Water Act allows for redistribution of failure probabilities over dike segments
and failure mechanisms. Changes in the closure regime could also prove beneficial. These solutions are part of the "protected open" strategy. Thirdly, inhabitants of the lower lying areas of the Netherlands could be stimulated to move to higher ground in the Netherlands as part of the "move along" strategy.
It should be noted that a combination of either three strategies is very much possible and perhaps to be preferred. The Delta21 project enables the adaptation of any climate adaptive pathway where especially the "protected closed" and "protected open" strategies seem in line with the ideology of Delta21. Whereas the solutions above are presented within the context of the Delta21 flood protection system and the Delta Barrier, the problem is not specific to the Delta Barrier alone and a solution placed within an integral flood protection strategy for the entire (South West) Netherlands might be preferred.
As the third step, a structural design is presented which satisfies all structural requirements. Firstly, it is determined that a prefab construction method suits the construction of the Delta Barrier best, where the piers are to be sunk on to a prepared bed and most of the assembly of the barrier is to take place from the water using specialised vessels and equipment. Secondly, the 40 m long and
10.4 m high steel gates (25 in total) are designed. Thirdly, all main elements of the concrete civil superstructure are designed consisting of the 25 top beams, 25 sill beams and the 26 piers. In general, all concrete elements are restrained from cracking and post-tensioned. Finally, the global stability of the Delta Barrier is verified, taking into account horizontal, vertical and rotational stability, uplift,
scour and internal erosion. A geometrically closed granular bottom protection is designed to tackle the latter two failure mechanisms. In a structural sense, the Delta Barrier is able to withstand a sea level rise of 3.81 m corresponding to the median projection of climate scenario SSP5-8.5 and has a design life of 200 years. The construction of the Delta Barrier will take ca. 5 years, is assumed to be
completed in 2050 and will cost between ca. 2.67 and 3.50 billion euro (price level 2022).
It is recommended to further investigate the ecological impact of the Delta Barrier. Furthermore, a detailed driving mechanisms design and as such a more profound estimate for the probability that the closure of the gates fail is to be recommended.