N. Mouter
Please Note
43 records found
1
Prioritising Innovation Proposals in the Port of Rotterdam
A Discrete Choice Modelling Study of Leader Firm Preferences, Coordination and Innovation Ties
Although previous research highlights the importance of innovation ecosystems and the role of leader firms in port innovation, relatively little is known about how leader firms prioritise competing innovation proposals or how these priorities can be identified when firms are reluctant to share strategic information. This thesis investigates whether Discrete Choice Modelling (DCM), implemented through a Discrete Choice Experiment (DCE), can reveal leader firm preferences and trade-offs in a way that supports innovation coordination.
The research combines three complementary perspectives. First, Key Enabling Technologies (KETs) are used to map the technological positioning of leader firms. Second, an Innovation Readiness Framework structures the criteria used to evaluate innovation proposals. Third, a DCE quantifies the relative importance of these readiness criteria in innovation decision-making. The empirical analysis is based on a technology-domain mapping of 71 anonymised leader firms using public company information and patent data, complemented by an online survey containing KET-related questions and a DCE completed by 31 respondents with management, innovation, strategy, or business development responsibilities.
The results show that leader firms are unevenly distributed across technological domains, with Digital and Information Technologies, Chemical Technologies, and Engineering and Fabrication Technologies being most prominent. Patent-based technological activity and self-reported technological interests do not always coincide, suggesting that established capabilities and future innovation directions differ. The DCE indicates that commercial readiness has the strongest positive influence on proposal attractiveness, followed by legal readiness, business readiness, and social acceptance readiness, while technological readiness, although important, is not the dominant decision criterion. The study also demonstrates that obtaining reliable insights into leader firm priorities depends strongly on relational access, with personal networks and bridging ties proving substantially more effective than general contact routes.
Overall, this thesis demonstrates that DCM provides a valuable decision-support approach for innovation coordination by making leader firms' underlying prioritisation trade-offs explicit. When combined with insights into firms' technological positioning and the network relationships required to engage relevant decision-makers, the approach can support more informed strategic learning and innovation coordination within the Port of Rotterdam. While the findings are indicative because of the limited sample size and hypothetical choice setting, they provide a practical foundation for improving coordination between the PoRA and leader firms. ...
Although previous research highlights the importance of innovation ecosystems and the role of leader firms in port innovation, relatively little is known about how leader firms prioritise competing innovation proposals or how these priorities can be identified when firms are reluctant to share strategic information. This thesis investigates whether Discrete Choice Modelling (DCM), implemented through a Discrete Choice Experiment (DCE), can reveal leader firm preferences and trade-offs in a way that supports innovation coordination.
The research combines three complementary perspectives. First, Key Enabling Technologies (KETs) are used to map the technological positioning of leader firms. Second, an Innovation Readiness Framework structures the criteria used to evaluate innovation proposals. Third, a DCE quantifies the relative importance of these readiness criteria in innovation decision-making. The empirical analysis is based on a technology-domain mapping of 71 anonymised leader firms using public company information and patent data, complemented by an online survey containing KET-related questions and a DCE completed by 31 respondents with management, innovation, strategy, or business development responsibilities.
The results show that leader firms are unevenly distributed across technological domains, with Digital and Information Technologies, Chemical Technologies, and Engineering and Fabrication Technologies being most prominent. Patent-based technological activity and self-reported technological interests do not always coincide, suggesting that established capabilities and future innovation directions differ. The DCE indicates that commercial readiness has the strongest positive influence on proposal attractiveness, followed by legal readiness, business readiness, and social acceptance readiness, while technological readiness, although important, is not the dominant decision criterion. The study also demonstrates that obtaining reliable insights into leader firm priorities depends strongly on relational access, with personal networks and bridging ties proving substantially more effective than general contact routes.
Overall, this thesis demonstrates that DCM provides a valuable decision-support approach for innovation coordination by making leader firms' underlying prioritisation trade-offs explicit. When combined with insights into firms' technological positioning and the network relationships required to engage relevant decision-makers, the approach can support more informed strategic learning and innovation coordination within the Port of Rotterdam. While the findings are indicative because of the limited sample size and hypothetical choice setting, they provide a practical foundation for improving coordination between the PoRA and leader firms.
Valuing travel-time savings and lower-emission transport
A discrete choice experiment in Accra, Ghana
This thesis addresses that gap by asking how different segments of urban travellers in Greater Accra value lower-emission transport relative to travel-time savings and other travel attributes. A stated-preference discrete choice experiment (DCE) was developed based on a literature review, an analysis of Accra’s transport context, expert sessions, and two pilot studies. The final experiment asked respondents to repeatedly choose between two unlabelled commuting alternatives, each described by three attributes: fare (GHS 10–40), total travel time (30–75 minutes), and vehicle type (fossil-fuel or electric). Lower-emission transport was operationalised through vehicle type rather than a direct emissions attribute, because respondents did not reliably associate their travel choices with emissions.
An interviewer-assisted survey was administered to 254 adult travellers who make regular motorised trips, yielding 2,032 observed choices. The choices were analysed using multinomial logit, covariate interaction, and latent class choice models. Because respondents were recruited in selected neighbourhoods, the sample is not statistically representative of Greater Accra and the estimates should therefore be interpreted as sample-specific.
The results show that fare and travel time are the dominant determinants of commuting choices, while vehicle type matters considerably less. The estimated value of travel-time savings is about GHS 53 per hour (USD 4.73), higher than national benchmark values transferred from a meta-study. Substantial preference heterogeneity was found: fare sensitivity was stronger among financially constrained respondents, women, trotro users, and those aged 46–55, while travel-time sensitivity was stronger among respondents of higher socio-economic status.
Although 93.7% of respondents reported worrying about vehicle-related air pollution, this concern did not translate into a willingness to pay for cleaner technology. Average WTP for the electric-vehicle alternative was slightly negative, at −GHS 2 per trip, indicating near-indifference to vehicle technology rather than active opposition. Preferences for electric vehicles were associated with EV knowledge rather than concern about air pollution. The latent class model identified five behavioural segments: a time-sensitive class (33.1%), a time- and cost-sensitive class (27.5%), a cost-sensitive class (24.1%), an EV-oriented class (9.3%), and a weakly fossil-fuel-oriented class (6.0%). Only the EV-oriented class showed a clear positive preference for electric vehicles.
The findings indicate that vehicle technology is secondary to fare and travel time in concrete commuting trade-offs. Electric services therefore have to compete on fare and travel time, while increasing familiarity with electric vehicles may raise willingness to pay. The thesis provides context-specific evidence on travel-time valuation, EV willingness-to-pay, and preference heterogeneity in an African urban setting, and contributes to transport appraisal and the design of electric vehicle initiatives in Greater Accra. These findings should be read in light of the small, non-representative sample, the hypothetical nature of stated-preference choices, and the use of vehicle type as a bundled proxy for lower-emission transport.
...
This thesis addresses that gap by asking how different segments of urban travellers in Greater Accra value lower-emission transport relative to travel-time savings and other travel attributes. A stated-preference discrete choice experiment (DCE) was developed based on a literature review, an analysis of Accra’s transport context, expert sessions, and two pilot studies. The final experiment asked respondents to repeatedly choose between two unlabelled commuting alternatives, each described by three attributes: fare (GHS 10–40), total travel time (30–75 minutes), and vehicle type (fossil-fuel or electric). Lower-emission transport was operationalised through vehicle type rather than a direct emissions attribute, because respondents did not reliably associate their travel choices with emissions.
An interviewer-assisted survey was administered to 254 adult travellers who make regular motorised trips, yielding 2,032 observed choices. The choices were analysed using multinomial logit, covariate interaction, and latent class choice models. Because respondents were recruited in selected neighbourhoods, the sample is not statistically representative of Greater Accra and the estimates should therefore be interpreted as sample-specific.
The results show that fare and travel time are the dominant determinants of commuting choices, while vehicle type matters considerably less. The estimated value of travel-time savings is about GHS 53 per hour (USD 4.73), higher than national benchmark values transferred from a meta-study. Substantial preference heterogeneity was found: fare sensitivity was stronger among financially constrained respondents, women, trotro users, and those aged 46–55, while travel-time sensitivity was stronger among respondents of higher socio-economic status.
Although 93.7% of respondents reported worrying about vehicle-related air pollution, this concern did not translate into a willingness to pay for cleaner technology. Average WTP for the electric-vehicle alternative was slightly negative, at −GHS 2 per trip, indicating near-indifference to vehicle technology rather than active opposition. Preferences for electric vehicles were associated with EV knowledge rather than concern about air pollution. The latent class model identified five behavioural segments: a time-sensitive class (33.1%), a time- and cost-sensitive class (27.5%), a cost-sensitive class (24.1%), an EV-oriented class (9.3%), and a weakly fossil-fuel-oriented class (6.0%). Only the EV-oriented class showed a clear positive preference for electric vehicles.
The findings indicate that vehicle technology is secondary to fare and travel time in concrete commuting trade-offs. Electric services therefore have to compete on fare and travel time, while increasing familiarity with electric vehicles may raise willingness to pay. The thesis provides context-specific evidence on travel-time valuation, EV willingness-to-pay, and preference heterogeneity in an African urban setting, and contributes to transport appraisal and the design of electric vehicle initiatives in Greater Accra. These findings should be read in light of the small, non-representative sample, the hypothetical nature of stated-preference choices, and the use of vehicle type as a bundled proxy for lower-emission transport.
From Voice to Value
A Cross-Case Analysis of the Influence of Participatory Value Evaluations within the Infrastructure and Spatial Planning Domain
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Initiator-led Participation within the Environment and Planning Act
Investigating municipal participation policy for plans that fall outside of the physical environment plan
By analysing the policies of 50 representative municipalities, three categories emerge: all projects have mandatory participation (n=11), some specific projects have mandatory participation (n=36), and no projects have mandatory participation (n=3). Even within the largest category, the policies differ widely. This indicates how varied the different municipal policies are. Of these municipalities, four have been selected for further analysis, with each category represented. This analysis included their reasoning for choosing their policy, their evaluation of the policy, the way they evaluate the participation reports, and their success factors for participation.
This analysis highlighted varied reasons for choosing their policy, including minimising workload, maintaining a sense of community, and avoiding legal issues. All municipalities report tangible benefits of participation in the form of improved project designs, fewer official complaints, and better public acceptance. Still, the influence the participation reports have on the decision-making is minimal. Participation outcome is more important than the participation process, but neither is ever a decisive factor. The participation is mostly used as an instrument to determine what aspects lead to concerns with the public and what the public opinion is on the project. Lastly, municipal success factors mainly include good transparent collaboration between the initiator and participants and public acceptance.
The outcome of the research includes recommendations for both the national and local governments, as well as future research. The way the EPA is currently set up, the minimal required standard for participation is extremely low. Municipalities are not able to set any requirements for the participation, but are only able to check the completeness of the application. This system makes it impossible for municipalities to hold initiators accountable for failing to facilitate meaningful participation. This research suggests changing the EPA to make it possible for municipalities to set requirements for the projects that have mandatory participation. By communicating these requirements clearly with the initiators, it becomes possible to ensure a higher standard for participation in these projects through an objective evaluation system. Projects where participation was not mandatory are excluded to not discourage initiators from facilitating participation.
...
By analysing the policies of 50 representative municipalities, three categories emerge: all projects have mandatory participation (n=11), some specific projects have mandatory participation (n=36), and no projects have mandatory participation (n=3). Even within the largest category, the policies differ widely. This indicates how varied the different municipal policies are. Of these municipalities, four have been selected for further analysis, with each category represented. This analysis included their reasoning for choosing their policy, their evaluation of the policy, the way they evaluate the participation reports, and their success factors for participation.
This analysis highlighted varied reasons for choosing their policy, including minimising workload, maintaining a sense of community, and avoiding legal issues. All municipalities report tangible benefits of participation in the form of improved project designs, fewer official complaints, and better public acceptance. Still, the influence the participation reports have on the decision-making is minimal. Participation outcome is more important than the participation process, but neither is ever a decisive factor. The participation is mostly used as an instrument to determine what aspects lead to concerns with the public and what the public opinion is on the project. Lastly, municipal success factors mainly include good transparent collaboration between the initiator and participants and public acceptance.
The outcome of the research includes recommendations for both the national and local governments, as well as future research. The way the EPA is currently set up, the minimal required standard for participation is extremely low. Municipalities are not able to set any requirements for the participation, but are only able to check the completeness of the application. This system makes it impossible for municipalities to hold initiators accountable for failing to facilitate meaningful participation. This research suggests changing the EPA to make it possible for municipalities to set requirements for the projects that have mandatory participation. By communicating these requirements clearly with the initiators, it becomes possible to ensure a higher standard for participation in these projects through an objective evaluation system. Projects where participation was not mandatory are excluded to not discourage initiators from facilitating participation.
To bid, or not to bid?
Designing a machine learning model to support bid/no-bid decision-making for large Dutch construction projects
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Augmented Reality Tooling for Field Technicians in Operations & Maintenance of Offshore Wind Farms
Technical Feasibility, Process Analysis, and Business Case
Demographic and Behavioural Patterns in Support for Sustainable Mobility Policies in the Netherlands
A Mixed-Methods Study on the Relationship Between Demographic and Behavioural Factors and Support for Sustainable Mobility Policies
A mixed-methods approach was adopted. The research draws on data from a large-scale Participatory Value Evaluation (PVE) involving 5,643 Dutch participants. The study first analyses quantitative data, applying correlation analysis, policy preference ranking, and K-means clustering to identify patterns in support. This is followed by qualitative thematic analysis of participants’ open-ended responses to capture underlying motivations.
The literature review provided the theoretical grounding, highlighting two key behavioural models: the Theory of Planned Behaviour (TPB) and the Norm Activation Model (NAM). These frameworks explore how attitudes, social norms, personal responsibility, and behavioural control shape mobility behaviour. The literature also classifies policy strategies as hedonic, gain-driven, or normative, and categorises tools as “carrots” (incentives), “sticks” (regulations), and “sermons” (information).
Key findings show that support for sustainable mobility varies significantly across demographic groups and mobility behaviours. Younger, higher-educated, and urban residents are more supportive of sustainability goals, while older, lower-educated, and rural populations tend to be less supportive. Behaviourally, frequent car use correlates negatively with policy support, while regular users of public transport and bicycles are more supportive. These relationships underscore how lived mobility experiences shape public attitudes.
Three distinct respondent clusters were identified:
• Suburban & Traditional: Older, moderately educated, frequent car users with moderate support for sustainability.
• Urban & Green: Young, highly educated urban residents using public transport and bicycles, showing strong support.
• Lower Educated & Motorist: Older, rural, lower-educated respondents with low public transport or cycling use and minimal support.
Policy preference analysis revealed broad support for measures that improve and subsidise public transport. These policies were favoured across all groups, especially by urban and cost-conscious respondents. Conversely, policies that raise fuel prices were unpopular across all groups. Young and urban participants supported policies related to cycling infrastructure and transit-oriented housing. Lower-educated groups preferred car-supportive policies like electric vehicle subsidies.
The qualitative analysis reinforced these findings. Supportive arguments commonly cited climate and environmental protection, the need to encourage sustainable travel, and the role of government leadership. Opposition was often rooted in scepticism, perceived overemphasis on sustainability, cost concerns, and mistrust in government.
The thesis concludes that effective sustainable mobility policies must be tailored to diverse societal groups. Policymakers should frame policies in ways that emphasise affordability, safety, and convenience. Information campaigns grounded in TPB and NAM principles can increase receptivity, especially among less supportive populations. Overall, the integration of demographic, behavioural, and motivational insights can enhance both the fairness and effectiveness of the mobility transition.
...
A mixed-methods approach was adopted. The research draws on data from a large-scale Participatory Value Evaluation (PVE) involving 5,643 Dutch participants. The study first analyses quantitative data, applying correlation analysis, policy preference ranking, and K-means clustering to identify patterns in support. This is followed by qualitative thematic analysis of participants’ open-ended responses to capture underlying motivations.
The literature review provided the theoretical grounding, highlighting two key behavioural models: the Theory of Planned Behaviour (TPB) and the Norm Activation Model (NAM). These frameworks explore how attitudes, social norms, personal responsibility, and behavioural control shape mobility behaviour. The literature also classifies policy strategies as hedonic, gain-driven, or normative, and categorises tools as “carrots” (incentives), “sticks” (regulations), and “sermons” (information).
Key findings show that support for sustainable mobility varies significantly across demographic groups and mobility behaviours. Younger, higher-educated, and urban residents are more supportive of sustainability goals, while older, lower-educated, and rural populations tend to be less supportive. Behaviourally, frequent car use correlates negatively with policy support, while regular users of public transport and bicycles are more supportive. These relationships underscore how lived mobility experiences shape public attitudes.
Three distinct respondent clusters were identified:
• Suburban & Traditional: Older, moderately educated, frequent car users with moderate support for sustainability.
• Urban & Green: Young, highly educated urban residents using public transport and bicycles, showing strong support.
• Lower Educated & Motorist: Older, rural, lower-educated respondents with low public transport or cycling use and minimal support.
Policy preference analysis revealed broad support for measures that improve and subsidise public transport. These policies were favoured across all groups, especially by urban and cost-conscious respondents. Conversely, policies that raise fuel prices were unpopular across all groups. Young and urban participants supported policies related to cycling infrastructure and transit-oriented housing. Lower-educated groups preferred car-supportive policies like electric vehicle subsidies.
The qualitative analysis reinforced these findings. Supportive arguments commonly cited climate and environmental protection, the need to encourage sustainable travel, and the role of government leadership. Opposition was often rooted in scepticism, perceived overemphasis on sustainability, cost concerns, and mistrust in government.
The thesis concludes that effective sustainable mobility policies must be tailored to diverse societal groups. Policymakers should frame policies in ways that emphasise affordability, safety, and convenience. Information campaigns grounded in TPB and NAM principles can increase receptivity, especially among less supportive populations. Overall, the integration of demographic, behavioural, and motivational insights can enhance both the fairness and effectiveness of the mobility transition.
The Participatory Value Evaluation Method in Urban Mobility
Assessing the Effectiveness of Public Participation in Municipal Decision-Making
The central research question in this thesis is: "To what extent does the use of PVE as a participatory method enhance the decision-making process within the mobility sector in Gouda?"
A case study method was used to assess PVE's added value, comparing Gouda with three other case studies using different participation methods on similar policy issues. An interpretivist assessment, involving document analysis and semi-structured interviews, evaluated the ten components of effective participation. The results indicated that PVE is more effective than other methods in achieving policymakers' goals, making participants feel heard, and managing a chaotic process. However, it scored lower in accessibility and inclusivity, with a quarter of participants dropping out and underrepresentation of those with practical education. Some participants felt constrained by the online format, feeling less free to express their views or influenced by the method.
Future research should explore participants' perceptions of being guided by online or deliberative methods and investigate dropout rates within PVE and other methods to improve retention and inclusivity. From a practitioner's perspective, aligning participation goals with policies and understanding which methods best achieve specific goals are essential. Policymakers thereby should reflect on how methods contribute to goal attainment to design more efficient processes.
...
The central research question in this thesis is: "To what extent does the use of PVE as a participatory method enhance the decision-making process within the mobility sector in Gouda?"
A case study method was used to assess PVE's added value, comparing Gouda with three other case studies using different participation methods on similar policy issues. An interpretivist assessment, involving document analysis and semi-structured interviews, evaluated the ten components of effective participation. The results indicated that PVE is more effective than other methods in achieving policymakers' goals, making participants feel heard, and managing a chaotic process. However, it scored lower in accessibility and inclusivity, with a quarter of participants dropping out and underrepresentation of those with practical education. Some participants felt constrained by the online format, feeling less free to express their views or influenced by the method.
Future research should explore participants' perceptions of being guided by online or deliberative methods and investigate dropout rates within PVE and other methods to improve retention and inclusivity. From a practitioner's perspective, aligning participation goals with policies and understanding which methods best achieve specific goals are essential. Policymakers thereby should reflect on how methods contribute to goal attainment to design more efficient processes.
For Whose Benefit?
Mixed Methods Research on the Presence of Self-interested and Other-regarding Preferences in a Participatory Value Evaluation on Public Transport Investments in the Netherlands
Based on the resulting insights, it can be derived how citizen participation can be improved in the future. The findings indicate that digitalization and the rise of co-creation are two main developments that are going to impact citizen participation in the future. Policymakers should anticipate on these developments by adapting to digital developments and a changing participation need of citizens instead of ignoring it. Important challenges are the communication between policymakers and citizens and the lack of inclusiveness. These challenges can be addressed by using different participation methods that align with the needs of different groups of citizens, and encourage open and clear communication from policymakers towards citizens about the participation process. Another relevant finding is that practitioners emphasise the normative and substantive objectives of citizen participation, while instrumental objectives are barely identified.
This thesis emphasises the importance of discussing the role of citizens in different participation processes. Disagreement among practitioners about the general purpose and function of citizen participation in the Dutch democracy is not likely to be resolved. Hence it is important to keep addressing this during participation processes, because practitioners do agree upon the fact that citizen participation has added value.
Limitations of this research include the validity and the generalisability of this research. Validity can be anticipated on by conducting more interviews and a more extensive literature research. The generalisability can be improved by conducting similar research in different context and from the perspective of citizens instead of policymakers.
Key recommendations for practitioners include the fact that policymakers should be aware of the value of citizen participation, and they should experiment with (combining) different participation methods. ...
Based on the resulting insights, it can be derived how citizen participation can be improved in the future. The findings indicate that digitalization and the rise of co-creation are two main developments that are going to impact citizen participation in the future. Policymakers should anticipate on these developments by adapting to digital developments and a changing participation need of citizens instead of ignoring it. Important challenges are the communication between policymakers and citizens and the lack of inclusiveness. These challenges can be addressed by using different participation methods that align with the needs of different groups of citizens, and encourage open and clear communication from policymakers towards citizens about the participation process. Another relevant finding is that practitioners emphasise the normative and substantive objectives of citizen participation, while instrumental objectives are barely identified.
This thesis emphasises the importance of discussing the role of citizens in different participation processes. Disagreement among practitioners about the general purpose and function of citizen participation in the Dutch democracy is not likely to be resolved. Hence it is important to keep addressing this during participation processes, because practitioners do agree upon the fact that citizen participation has added value.
Limitations of this research include the validity and the generalisability of this research. Validity can be anticipated on by conducting more interviews and a more extensive literature research. The generalisability can be improved by conducting similar research in different context and from the perspective of citizens instead of policymakers.
Key recommendations for practitioners include the fact that policymakers should be aware of the value of citizen participation, and they should experiment with (combining) different participation methods.
Climate change mitigation policy alternatives and citizens' preferences trade-offs
A Participatory Value Evaluation in Peru
Even when climate policies are implemented, their success is found to be related to society's acceptance of them. Moreover, citizens' support for policies is related to the alignment of such policies with their preferences, and research shows that citizens' preferences are based on their values. Additionally, it is known that there are balanced tensions between values, which are translated into trade-offs. Different participatory methods have been used for preference elicitation. In Peru, however, it has been found that the processes followed have an apparent entry barrier for individuals, therefore, other methods can be explored. A recently developed method is Participatory Value Evaluation, in which the participants are asked to make a selection among a set of alternatives while considering its effects and one or more restrictions. This method has been mainly applied in Europe, with some of them being focused on climate change subjects. Based on this the primary and secondary research questions are defined as:
1. How do Peruvian citizens trade-off climate change mitigation measures among the two most polluting sectors, from a set of policy alternatives?
2. How is Participatory Value Evaluation perceived by Peruvian citizens and how does it differ from Dutch citizens' perception?
Based on the literature review done regarding the method, a Participatory Value Evaluation experiment is designed using the knowledge gathered from the research on the climate policy situation in Peru and its region. This includes a total of six policy measures part of the country's two most polluting sectors (i.e., Energy and Agriculture, Forestry and Other Land Use). The designed Participatory Value Evaluation is conducted between July 3rd and July 17th, 2023.
It can be concluded that Peruvian citizens prefer policy alternatives that yield positive and direct environmental outcomes, especially when accompanied by minimal monetary expense. Citizens would trade off a higher cost for even a moderate reduction in harmful emissions, provided the health benefits are explicitly articulated. The inclination to make a trade-off between cost and emission reduction diminishes when health and environmental benefits are either not explicitly outlined or fail to reach a significant threshold. Finally, based on the preference patterns of the individuals, four distinct groups were identified. These are mainly dependent on their considerations of the effects each policy alternative may bring. These insights reinforce the importance individuals across different education levels, attribute to the environment, particularly regarding deforestation.
Regarding the method, it can be concluded that Peruvian citizens had a positive and favourable experience when participating in the PVE for climate change mitigation. In a similar manner to the Dutch citizens, Peruvian individuals exhibited a positive perception of the method. In like manner, a majority of individuals believed it is a good method to involve citizens in governmental decisions regarding climate change policies. These insights seem to foster an inclination for continued engagement and provide their opinion on other subjects relevant to Peruvian society. Equally important, citizens would appreciate the real repercussions resulting from their input within the decision-making process. ...
Even when climate policies are implemented, their success is found to be related to society's acceptance of them. Moreover, citizens' support for policies is related to the alignment of such policies with their preferences, and research shows that citizens' preferences are based on their values. Additionally, it is known that there are balanced tensions between values, which are translated into trade-offs. Different participatory methods have been used for preference elicitation. In Peru, however, it has been found that the processes followed have an apparent entry barrier for individuals, therefore, other methods can be explored. A recently developed method is Participatory Value Evaluation, in which the participants are asked to make a selection among a set of alternatives while considering its effects and one or more restrictions. This method has been mainly applied in Europe, with some of them being focused on climate change subjects. Based on this the primary and secondary research questions are defined as:
1. How do Peruvian citizens trade-off climate change mitigation measures among the two most polluting sectors, from a set of policy alternatives?
2. How is Participatory Value Evaluation perceived by Peruvian citizens and how does it differ from Dutch citizens' perception?
Based on the literature review done regarding the method, a Participatory Value Evaluation experiment is designed using the knowledge gathered from the research on the climate policy situation in Peru and its region. This includes a total of six policy measures part of the country's two most polluting sectors (i.e., Energy and Agriculture, Forestry and Other Land Use). The designed Participatory Value Evaluation is conducted between July 3rd and July 17th, 2023.
It can be concluded that Peruvian citizens prefer policy alternatives that yield positive and direct environmental outcomes, especially when accompanied by minimal monetary expense. Citizens would trade off a higher cost for even a moderate reduction in harmful emissions, provided the health benefits are explicitly articulated. The inclination to make a trade-off between cost and emission reduction diminishes when health and environmental benefits are either not explicitly outlined or fail to reach a significant threshold. Finally, based on the preference patterns of the individuals, four distinct groups were identified. These are mainly dependent on their considerations of the effects each policy alternative may bring. These insights reinforce the importance individuals across different education levels, attribute to the environment, particularly regarding deforestation.
Regarding the method, it can be concluded that Peruvian citizens had a positive and favourable experience when participating in the PVE for climate change mitigation. In a similar manner to the Dutch citizens, Peruvian individuals exhibited a positive perception of the method. In like manner, a majority of individuals believed it is a good method to involve citizens in governmental decisions regarding climate change policies. These insights seem to foster an inclination for continued engagement and provide their opinion on other subjects relevant to Peruvian society. Equally important, citizens would appreciate the real repercussions resulting from their input within the decision-making process.
Breaking the mold of participation
A case study on the influence of Participatory Value Evaluation on strategic formation processes within higher education institutions
PVE and SHAP
Application of SHAP and Machine Learning to PVE Quantitative Data
Currently, there are three main methods for analyzing PVE datasets: descriptive statistics, Latent Class Cluster Analysis (LCCA) and choice modelling. A tool that can identify relations between participant features and their preferences can provide additional insights to policy makers and researchers. If machine learning is to be applied to PVEs, it could be used to predict choice task outcomes based on features of the participant. However, the opaque algorithms in machine learning can make it difficult for a human to understand how the results were produced, which can make it difficult to interpret.
The field of Explainable AI has risen as a response to this issue: the aim of explainable AI methods is to give insight in the inner workings of the machine learning algorithm. An example we further research is SHAP (SHapley Additive exPlanations). This thesis focuses on the implementation of SHAP in PVE analysis, under the following research question: ”What additional insights does machine learning with SHAP provide for PVE quantitative analysis compared to conventional methods?”
To answer the research question, a case study is performed by applying the SHAP method to the PVE of the National Programme Regional Energy Strategy (NP RES). A Random Forest machine learning model provided the best fit to the dataset. When these results of SHAP analysis of the random forest model are compared to the results of the LCCA, it is apparent that SHAP provides more insights (26 versus 11). SHAP is able to reveal patterns on a smaller scale than LCCA. The resulting insights are different to the results of the LCCA analysis. Many of the insights from SHAP analysis are not seen in the LCCA.
Overall, it can be concluded that applying SHAP results in new insights that were not found with other methods used on the NP RES PVE case. This study has shown that SHAP can be a relevant tool to gather insights about the PVE data and the differences among participants. It can gather individual effects of demographic variables on the choices participants make. Therefore it can lead to more and refined policy advice to governments.
PVE experiments are still in their infancy. The ability of SHAP to provide additional insights into PVE experiments within this thesis provides an incentive to further use SHAP in PVE experiments, including academic PVEs. SHAP predominantly provides insights into the relation between participant characteristics and their valuation of options in the choice task, allowing for the diversity of groups within the participant population to be directly addressed. This direct address broadens the range of results and does justice to the diversity of our society.
...
Currently, there are three main methods for analyzing PVE datasets: descriptive statistics, Latent Class Cluster Analysis (LCCA) and choice modelling. A tool that can identify relations between participant features and their preferences can provide additional insights to policy makers and researchers. If machine learning is to be applied to PVEs, it could be used to predict choice task outcomes based on features of the participant. However, the opaque algorithms in machine learning can make it difficult for a human to understand how the results were produced, which can make it difficult to interpret.
The field of Explainable AI has risen as a response to this issue: the aim of explainable AI methods is to give insight in the inner workings of the machine learning algorithm. An example we further research is SHAP (SHapley Additive exPlanations). This thesis focuses on the implementation of SHAP in PVE analysis, under the following research question: ”What additional insights does machine learning with SHAP provide for PVE quantitative analysis compared to conventional methods?”
To answer the research question, a case study is performed by applying the SHAP method to the PVE of the National Programme Regional Energy Strategy (NP RES). A Random Forest machine learning model provided the best fit to the dataset. When these results of SHAP analysis of the random forest model are compared to the results of the LCCA, it is apparent that SHAP provides more insights (26 versus 11). SHAP is able to reveal patterns on a smaller scale than LCCA. The resulting insights are different to the results of the LCCA analysis. Many of the insights from SHAP analysis are not seen in the LCCA.
Overall, it can be concluded that applying SHAP results in new insights that were not found with other methods used on the NP RES PVE case. This study has shown that SHAP can be a relevant tool to gather insights about the PVE data and the differences among participants. It can gather individual effects of demographic variables on the choices participants make. Therefore it can lead to more and refined policy advice to governments.
PVE experiments are still in their infancy. The ability of SHAP to provide additional insights into PVE experiments within this thesis provides an incentive to further use SHAP in PVE experiments, including academic PVEs. SHAP predominantly provides insights into the relation between participant characteristics and their valuation of options in the choice task, allowing for the diversity of groups within the participant population to be directly addressed. This direct address broadens the range of results and does justice to the diversity of our society.
Added value of Choice Models and Discrete Choice Experiments for future pandemic policy
(Dis)-advantages of Mixed Logit and Latent Class models for analyzing (un)-labeled Discrete Choice Experiments that weigh societal impacts of COVID-19 policy during different pandemic phases
Although these non-pharmaceutical interventions were effective in slowing the spread of COVID-19, they also severely affected social and economic life. Freelancers working in restaurants and bars lost their income, and students experienced a decrease in mental health due to reduced social engagement. These societal impacts gradually reduced public support and adherence to COVID-19 measures across different pandemic waves.
To measure how people weigh these societal impacts, Discrete Choice Experiments (DCEs) are used. These are often analyzed with Multinomial Logit (MNL) models, which quantify the relative importance of attributes for the population as a whole. However, alternative models exist, such as Mixed Logit (ML) and Latent Class (LC) models, as well as different DCE designs, such as labeled and unlabeled DCEs. Each approach has advantages and disadvantages. ML models capture preference heterogeneity across individuals, while LC models identify groups with distinct preferences. Labeled DCEs explicitly include COVID-19 measures, whereas unlabeled DCEs focus only on societal impacts without reference to the measures causing them.
As the pandemic transitioned into an endemic in late 2022 and early 2023, this study evaluates the advantages and disadvantages of these models and DCE designs in both contexts. The main research question is: What are the (dis)advantages of using ML and LC models over MNL models to analyze (un)labeled DCEs that weigh societal impacts of COVID-19 policy during the pandemic and endemic?
Three subquestions are addressed through a literature review, an empirical DCE conducted during the endemic, and expert interviews. The literature review compares results from MNL, ML and LC models in labeled and unlabeled DCEs during pandemic waves. The empirical study applies both labeled and unlabeled DCEs during the endemic to compare model outcomes. Expert interviews are used to assess methodological advantages and limitations.
The results show that ML models are useful for detecting preference heterogeneity, which helps assess the reliability of MNL estimates. If heterogeneity is substantial, MNL results may not adequately represent the sample. The LC model identifies subgroups in society with distinct preferences. However, it is sensitive to initial values and covariate specifications. ML models are computationally demanding.
For DCE design, labeled experiments are useful for assessing the impact of specific COVID-19 measures, while unlabeled experiments provide baseline preferences for societal impacts without contextual framing. Unlabeled DCEs are most suitable at the start of a pandemic to inform initial policy design. Labeled DCEs are more appropriate during and between pandemic waves to evaluate and adjust policies, and during the endemic to assess long-term impacts.
ML models are valuable for testing the robustness of MNL estimates, while LC models help explain heterogeneity and support tailored policy design to improve public acceptance and adherence.
A key limitation is the limited availability of comparable labeled and unlabeled DCEs across pandemic phases and countries, as well as differences in attributes and timing, which reduce comparability. Future research should explore extended choice models, such as mixed or latent class models with random parameters, as well as data-driven approaches outside traditional choice modeling. Further research is also needed on how these insights are integrated into pandemic policy decision-making and whether they should serve as advisory input or formal guidance. ...
Although these non-pharmaceutical interventions were effective in slowing the spread of COVID-19, they also severely affected social and economic life. Freelancers working in restaurants and bars lost their income, and students experienced a decrease in mental health due to reduced social engagement. These societal impacts gradually reduced public support and adherence to COVID-19 measures across different pandemic waves.
To measure how people weigh these societal impacts, Discrete Choice Experiments (DCEs) are used. These are often analyzed with Multinomial Logit (MNL) models, which quantify the relative importance of attributes for the population as a whole. However, alternative models exist, such as Mixed Logit (ML) and Latent Class (LC) models, as well as different DCE designs, such as labeled and unlabeled DCEs. Each approach has advantages and disadvantages. ML models capture preference heterogeneity across individuals, while LC models identify groups with distinct preferences. Labeled DCEs explicitly include COVID-19 measures, whereas unlabeled DCEs focus only on societal impacts without reference to the measures causing them.
As the pandemic transitioned into an endemic in late 2022 and early 2023, this study evaluates the advantages and disadvantages of these models and DCE designs in both contexts. The main research question is: What are the (dis)advantages of using ML and LC models over MNL models to analyze (un)labeled DCEs that weigh societal impacts of COVID-19 policy during the pandemic and endemic?
Three subquestions are addressed through a literature review, an empirical DCE conducted during the endemic, and expert interviews. The literature review compares results from MNL, ML and LC models in labeled and unlabeled DCEs during pandemic waves. The empirical study applies both labeled and unlabeled DCEs during the endemic to compare model outcomes. Expert interviews are used to assess methodological advantages and limitations.
The results show that ML models are useful for detecting preference heterogeneity, which helps assess the reliability of MNL estimates. If heterogeneity is substantial, MNL results may not adequately represent the sample. The LC model identifies subgroups in society with distinct preferences. However, it is sensitive to initial values and covariate specifications. ML models are computationally demanding.
For DCE design, labeled experiments are useful for assessing the impact of specific COVID-19 measures, while unlabeled experiments provide baseline preferences for societal impacts without contextual framing. Unlabeled DCEs are most suitable at the start of a pandemic to inform initial policy design. Labeled DCEs are more appropriate during and between pandemic waves to evaluate and adjust policies, and during the endemic to assess long-term impacts.
ML models are valuable for testing the robustness of MNL estimates, while LC models help explain heterogeneity and support tailored policy design to improve public acceptance and adherence.
A key limitation is the limited availability of comparable labeled and unlabeled DCEs across pandemic phases and countries, as well as differences in attributes and timing, which reduce comparability. Future research should explore extended choice models, such as mixed or latent class models with random parameters, as well as data-driven approaches outside traditional choice modeling. Further research is also needed on how these insights are integrated into pandemic policy decision-making and whether they should serve as advisory input or formal guidance.
What is the added value for policy-making of including the qualitative arguments from a Participatory Value Evaluation alongside the quantitative data in the Latent Class Cluster Analysis?
The Participatory Value Evaluation of the National Environmental Program (NMP) has been used as the case for this research. The qualitative arguments were coded with Qualitative Content Analysis (QCA) to include them in the LCCA.
It can be concluded that in the case of the NMP PVE, there was added value in including qualitative arguments in the LCCA. Not in the way of adjusting policies but to adjust governmental communication strategies accordingly. Additionally, because the complexity of citizens' opinions is preserved and communicated to policy-makers, this can lead to better policies that are more responsive to citizens' needs and concerns. Finally, citizens may feel more recognised and heard when the qualitative data is analysed comprehensively.\\
Next to this societal impact, this research also has an academic impact. It has never been tried to include the qualitative data of a PVE in an LCCA. This research has answered the curiosity of PVE researchers to analyse qualitative arguments more thoroughly. From a broader perspective, there was a lack of literature on a method to include qualitative data in an LCCA and an assessment of its added value. This study revealed that a qualitative LCCA model can serve as an additional validation step of the quantitative LCCA model.
The following recommendations are proposed to further optimise this new method: 1) Explore ways to standardise the QCA method, 2) Investigate the possibilities of automated QCA methods to save time, 3) Test the qualitative method on multiple cases and 4) Explore how governmental communication strategies can be tailored based on qualitative data to reach different subgroups effectively.
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What is the added value for policy-making of including the qualitative arguments from a Participatory Value Evaluation alongside the quantitative data in the Latent Class Cluster Analysis?
The Participatory Value Evaluation of the National Environmental Program (NMP) has been used as the case for this research. The qualitative arguments were coded with Qualitative Content Analysis (QCA) to include them in the LCCA.
It can be concluded that in the case of the NMP PVE, there was added value in including qualitative arguments in the LCCA. Not in the way of adjusting policies but to adjust governmental communication strategies accordingly. Additionally, because the complexity of citizens' opinions is preserved and communicated to policy-makers, this can lead to better policies that are more responsive to citizens' needs and concerns. Finally, citizens may feel more recognised and heard when the qualitative data is analysed comprehensively.\\
Next to this societal impact, this research also has an academic impact. It has never been tried to include the qualitative data of a PVE in an LCCA. This research has answered the curiosity of PVE researchers to analyse qualitative arguments more thoroughly. From a broader perspective, there was a lack of literature on a method to include qualitative data in an LCCA and an assessment of its added value. This study revealed that a qualitative LCCA model can serve as an additional validation step of the quantitative LCCA model.
The following recommendations are proposed to further optimise this new method: 1) Explore ways to standardise the QCA method, 2) Investigate the possibilities of automated QCA methods to save time, 3) Test the qualitative method on multiple cases and 4) Explore how governmental communication strategies can be tailored based on qualitative data to reach different subgroups effectively.
Examining Citizen Preferences for Participation in the Energy Transition
Aligning Central and Decentral Participation Processes in The Netherlands
The Effectiveness of Participatory Value Evaluation in National Transport Projects
Uncovering the Added Value of Participatory Value Evaluation in the Multiyear Program for Infrastructure, Spatial Planning, and Transport Process through Policymaker Interviews and Respondent Answer Analysis
Train travellers as station manager?
Trade-offs in the distribution of space for access & egress facilities - A case study at station Nijmegen
Rethinking the operationalization of broad prosperity
Towards the integration of local values into the ex-ante evaluation of Dutch transport policies
Therefore this thesis aims to aid this integration of broad prosperity, by suggesting an alternative approach to operationalizing broad prosperity. One that moves away from the content (i.e. what should it include) and towards the process (i.e. how should it be determined). By approaching broad prosperity as a context-dependent and normative concept, effective value-oriented participation becomes the vehicle to integrate broad prosperity into ex-ante policy evaluations. Through literature review and expert validation, this approach is translated into a practical framework with 5 categories of 11 process-related criteria. It is suggested that these criteria together constitute an effective integration of broad prosperity into ex-ante policy evaluations.
By performing desk research and semi-structured interviews, this practical framework is then applied to the ex-ante evaluations of two Dutch transport projects: the Meerjarenprogramma Infrastructuur, Ruimte en Transport (MIRT) projects Oeververbindingen Rotterdam and A15 Papendrecht-Gorinchem. The results suggest that while broad prosperity is being used to some extent in Dutch ex-ante policy evaluations, there is still room for improvement. The great efforts to reduce the information asymmetry among participants, appreciate the participants' knowledge, and ensure all participants' contributions within MIRT processes, suggest that the projects are on their way to integrating broad prosperity. The main areas for improvement include the limited influence of local stakeholders on project objectives and scope, the transport-oriented scope of the (MIRT) process, and the extent of representative value-oriented participation.
Future research could examine how to further improve in these areas, address the challenges of a process-based approach, improve the practical framework, or expand the data collection. Overall, a process-based approach to broad prosperity that prioritizes effective value-oriented participation is a promising direction for a more holistic transport system that better serves everyone's values. ...
Therefore this thesis aims to aid this integration of broad prosperity, by suggesting an alternative approach to operationalizing broad prosperity. One that moves away from the content (i.e. what should it include) and towards the process (i.e. how should it be determined). By approaching broad prosperity as a context-dependent and normative concept, effective value-oriented participation becomes the vehicle to integrate broad prosperity into ex-ante policy evaluations. Through literature review and expert validation, this approach is translated into a practical framework with 5 categories of 11 process-related criteria. It is suggested that these criteria together constitute an effective integration of broad prosperity into ex-ante policy evaluations.
By performing desk research and semi-structured interviews, this practical framework is then applied to the ex-ante evaluations of two Dutch transport projects: the Meerjarenprogramma Infrastructuur, Ruimte en Transport (MIRT) projects Oeververbindingen Rotterdam and A15 Papendrecht-Gorinchem. The results suggest that while broad prosperity is being used to some extent in Dutch ex-ante policy evaluations, there is still room for improvement. The great efforts to reduce the information asymmetry among participants, appreciate the participants' knowledge, and ensure all participants' contributions within MIRT processes, suggest that the projects are on their way to integrating broad prosperity. The main areas for improvement include the limited influence of local stakeholders on project objectives and scope, the transport-oriented scope of the (MIRT) process, and the extent of representative value-oriented participation.
Future research could examine how to further improve in these areas, address the challenges of a process-based approach, improve the practical framework, or expand the data collection. Overall, a process-based approach to broad prosperity that prioritizes effective value-oriented participation is a promising direction for a more holistic transport system that better serves everyone's values.